Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Carlyle Encore Coinvestment, L.P. See All Filings	D	2018-12-06 15:29:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001760679 Filed Document 0001760679-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-06 15:29:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aperture Venture Partners V, L.P. See All Filings	D/A	2018-12-06 15:28:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758555 Filed Document 0001758555-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-12-06 15:28:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altality, Inc. See All Filings	D	2018-12-06 15:28:36 UTC
Amount To Be Raised $754,667 Associated Brokers / Dealers N/A CIK Number 0001760744 Filed Document 0001760744-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 15:28:36 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Cedars Development, LLC See All Filings	D	2018-12-06 15:20:58 UTC
Amount To Be Raised $5,902,335 Associated Brokers / Dealers N/A CIK Number 0001760871 Filed Document 0001760871-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 15:20:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aegis Special Situations Fund LLC - Series Education I See All Filings	D/A	2018-12-06 15:14:09 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001752625 Filed Document 0001752625-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-06 15:14:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Olio Health, Inc. See All Filings	D/A	2018-12-06 15:12:20 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001737194 Filed Document 0001737194-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-06 15:12:20 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Enovix Corp See All Filings	D/A	2018-12-06 15:10:29 UTC
Amount To Be Raised $23,128,253 Associated Brokers / Dealers N/A CIK Number 0001391947 Filed Document 0001391947-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-06 15:10:29 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NES Investors LLC See All Filings	D	2018-12-06 15:03:26 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001757326 Filed Document 0001757326-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 15:03:26 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Jamaica Cures, LLC See All Filings	D	2018-12-06 15:02:09 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001743804 Filed Document 0001743804-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 15:02:09 UTC Type of Offering D Industry Agriculture Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Arizona Silver Exploration Inc. See All Filings	D	2018-12-06 14:59:57 UTC
Amount To Be Raised $39,482 Associated Brokers / Dealers N/A CIK Number 0001701599 Filed Document 0001701599-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-06 14:59:57 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Gaorong Partners Fund IV-A, L.P. See All Filings	D	2018-12-06 14:57:57 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001760699 Filed Document 0001760699-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 14:57:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Audax Credit BDC Inc. See All Filings	D/A	2018-12-06 14:57:55 UTC
Amount To Be Raised $290,000,000 Associated Brokers / Dealers N/A CIK Number 0001633858 Filed Document 0001633858-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 14:57:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Madison Fund XI, LLC See All Filings	D	2018-12-06 14:57:46 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Allen, Mooney & Barnes Brokerage Services, LLC CIK Number 0001760546 Filed Document 0001760546-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-06 14:57:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
WAMBA VIDEO GAME PARTNERS, LLC See All Filings	D/A	2018-12-06 14:55:40 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001733447 Filed Document 0001733447-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-12-06 14:55:40 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
MoEngage, Inc. See All Filings	D	2018-12-06 14:54:09 UTC
Amount To Be Raised $8,829,273 Associated Brokers / Dealers N/A CIK Number 0001652632 Filed Document 0001652632-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 14:54:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAVA GROUP, INC. See All Filings	D	2018-12-06 14:51:54 UTC
Amount To Be Raised $298,674,526 Associated Brokers / Dealers N/A CIK Number 0001639438 Filed Document 0001591408-18-000046 Exclusions or Exemptions 506b Accepted Date 2018-12-06 14:51:54 UTC Type of Offering D Industry Restaurants Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Municipal Short Term Opportunities Fund, L.P. See All Filings	D/A	2018-12-06 14:51:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers New York Life Distributors, LLC, John W. Akkerman, and Bruno Machado CIK Number 0001532022 Filed Document 0001567619-18-007419 Exclusions or Exemptions 506b Accepted Date 2018-12-06 14:51:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JMP ACQUISITIONS, LLC See All Filings	D	2018-12-06 14:49:21 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers Corporate Finance Securities, Inc. CIK Number 0001760845 Filed Document 0001760845-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 14:49:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Liqid Inc. See All Filings	D	2018-12-06 14:48:08 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001620971 Filed Document 0001620971-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 14:48:08 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
GRAYS TOPCO, INC. See All Filings	D	2018-12-06 14:36:56 UTC
Amount To Be Raised $124,830,000 Associated Brokers / Dealers N/A CIK Number 0001760786 Filed Document 0001760786-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 14:36:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MMTC Portfolio Company, LLC See All Filings	D	2018-12-06 14:33:47 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001561296 Filed Document 0001079973-18-000668 Exclusions or Exemptions 506b Accepted Date 2018-12-06 14:33:47 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Genomind, Inc. See All Filings	D/A	2018-12-06 14:31:21 UTC
Amount To Be Raised $4,475,000 Associated Brokers / Dealers N/A CIK Number 0001604902 Filed Document 0001604902-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-12-06 14:31:21 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Ally Bridge LB Healthcare Fund Ltd See All Filings	D/A	2018-12-06 14:26:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760052 Filed Document 0001760052-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-06 14:26:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
AxInfra US LP See All Filings	D/A	2018-12-06 14:25:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001564272 Filed Document 0001564272-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 14:25:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Unite Genomics, Inc. See All Filings	D	2018-12-06 14:21:27 UTC
Amount To Be Raised $6,192,499 Associated Brokers / Dealers N/A CIK Number 0001760629 Filed Document 0001760629-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 14:21:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FairwayIQ, Inc. See All Filings	D	2018-12-06 14:09:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001673753 Filed Document 0001673753-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-06 14:09:36 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
PAGAC III LP See All Filings	D	2018-12-06 13:59:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759861 Filed Document 0001759861-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 13:59:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GoFire, Inc See All Filings	D	2018-12-06 13:58:09 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001645399 Filed Document 0001645399-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-06 13:58:09 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Vetica Labs, Inc. See All Filings	D	2018-12-06 13:57:56 UTC
Amount To Be Raised $3,999,997 Associated Brokers / Dealers N/A CIK Number 0001635684 Filed Document 0001635684-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 13:57:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HSCM Bermuda Fund Ltd. See All Filings	D/A	2018-12-06 13:57:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001679704 Filed Document 0000899140-18-000615 Exclusions or Exemptions 506b Accepted Date 2018-12-06 13:57:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Accidentally Brave Ltd Liability Co See All Filings	D	2018-12-06 13:57:03 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001760849 Filed Document 0001760849-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 13:57:03 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Other
Ann Arbor Hotel, LLC See All Filings	D	2018-12-06 13:52:50 UTC
Amount To Be Raised $14,300,000 Associated Brokers / Dealers N/A CIK Number 0001759727 Filed Document 0001759727-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 13:52:50 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Aperture Ventures V, L.P. See All Filings	D	2018-12-06 13:50:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758555 Filed Document 0001758555-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 13:50:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAGELLAN GOLD Corp See All Filings	D	2018-12-06 13:49:27 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001515317 Filed Document 0001011034-18-000098 Exclusions or Exemptions 506b Accepted Date 2018-12-06 13:49:27 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Coinme Inc. See All Filings	D	2018-12-06 13:46:48 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001703558 Filed Document 0001703558-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-12-06 13:46:48 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Storyblaster Inc. See All Filings	D	2018-12-06 13:44:44 UTC
Amount To Be Raised $2,335,190 Associated Brokers / Dealers N/A CIK Number 0001760509 Filed Document 0001760509-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 13:44:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Navy Capital Green Co-Invest Fund, LLC See All Filings	D	2018-12-06 13:44:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760813 Filed Document 0001760813-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 13:44:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SERA PROGNOSTICS, INC. See All Filings	D	2018-12-06 13:42:38 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001534969 Filed Document 0001534969-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 13:42:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Carry Protocol Ltd See All Filings	D	2018-12-06 13:30:55 UTC
Amount To Be Raised $16,539,185 Associated Brokers / Dealers N/A CIK Number 0001760832 Filed Document 0001760832-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 13:30:55 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Other
Osmium Diamond, LP See All Filings	D/A	2018-12-06 13:29:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589408 Filed Document 0001589408-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 13:29:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PIVOTNORTH EARLY FUND I, L.P. See All Filings	D	2018-12-06 13:26:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760121 Filed Document 0001760121-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-06 13:26:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Demeter Capital Group II LP See All Filings	D	2018-12-06 13:24:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760709 Filed Document 0001760709-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 13:24:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medical Value Opportunity Fund, LP See All Filings	D/A	2018-12-06 13:23:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655838 Filed Document 0001655838-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 13:23:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAK Capital Distressed Debt Fund I, LP See All Filings	D	2018-12-06 13:22:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760572 Filed Document 0000919574-18-007865 Exclusions or Exemptions 506b Accepted Date 2018-12-06 13:22:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Drivezy, Inc. See All Filings	D	2018-12-06 13:17:54 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001735171 Filed Document 0001735171-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-06 13:17:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vivo Capital Fund IX, L.P. See All Filings	D/A	2018-12-06 13:17:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Probitas Funds Group, LLC CIK Number 0001750117 Filed Document 0001750117-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-06 13:17:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PTO, Inc. See All Filings	D	2018-12-06 13:09:28 UTC
Amount To Be Raised $5,646,669 Associated Brokers / Dealers N/A CIK Number 0001575759 Filed Document 0001575759-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 13:09:28 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SFR3 LLC See All Filings	D/A	2018-12-06 13:05:42 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001741227 Filed Document 0001741227-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-06 13:05:42 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RIST Neurovascular, Inc. See All Filings	D	2018-12-06 12:59:40 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers N/A CIK Number 0001751959 Filed Document 0001751959-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-06 12:59:40 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Envizzo Inc. See All Filings	D	2018-12-06 12:48:40 UTC
Amount To Be Raised $1,260,000 Associated Brokers / Dealers None CIK Number 0001760084 Filed Document 0001760084-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 12:48:40 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity