Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Second & Ash Opportunity Zone Fund, LLC See All Filings	D	2018-12-06 18:27:58 UTC
Amount To Be Raised $3,547,000 Associated Brokers / Dealers N/A CIK Number 0001760931 Filed Document 0001760931-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 18:27:58 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Innovu, Inc. See All Filings	D/A	2018-12-06 18:15:44 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001672040 Filed Document 0001672040-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-12-06 18:15:44 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
CIC 1, LLC See All Filings	D	2018-12-06 18:05:28 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001759844 Filed Document 0001759844-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-06 18:05:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Jooycar LLC See All Filings	D	2018-12-06 18:03:07 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001757688 Filed Document 0001757688-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 18:03:07 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Aston Bay Holdings Ltd. See All Filings	D	2018-12-06 17:43:37 UTC
Amount To Be Raised $623,575 Associated Brokers / Dealers N/A CIK Number 0001592104 Filed Document 0001023109-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-12-06 17:43:37 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Paragon Biosciences Emalex Capital, Inc. See All Filings	D/A	2018-12-06 17:37:06 UTC
Amount To Be Raised $9,375,000 Associated Brokers / Dealers N/A CIK Number 0001749990 Filed Document 0001749990-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-06 17:37:06 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Discovery Global Macro Fund, Ltd. See All Filings	D/A	2018-12-06 17:36:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528169 Filed Document 0000919574-18-007880 Exclusions or Exemptions 506b Accepted Date 2018-12-06 17:36:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FOUNDERS CIRCLE CAPITAL CO-INVEST SERIES, L.P. - SERIES 2 See All Filings	D	2018-12-06 17:35:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760890 Filed Document 0001760890-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 17:35:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROSEDALE CAPITAL LP See All Filings	D/A	2018-12-06 17:34:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001265847 Filed Document 0000919574-18-007878 Exclusions or Exemptions 506b Accepted Date 2018-12-06 17:34:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
View, Inc See All Filings	D	2018-12-06 17:30:12 UTC
Amount To Be Raised $1,100,178,120 Associated Brokers / Dealers N/A CIK Number 0001416655 Filed Document 0001209191-18-061351 Exclusions or Exemptions 506b Accepted Date 2018-12-06 17:30:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VR Resources Ltd. See All Filings	D/A	2018-12-06 17:24:52 UTC
Amount To Be Raised $19,848 Associated Brokers / Dealers N/A CIK Number 0001717695 Filed Document 0001023109-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-12-06 17:24:52 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
DIAL Fund I, L.P. See All Filings	D/A	2018-12-06 17:23:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640627 Filed Document 0001640627-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 17:23:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
PC Gladstone, LLC See All Filings	D	2018-12-06 17:20:40 UTC
Amount To Be Raised $1,139,557 Associated Brokers / Dealers N/A CIK Number 0001759537 Filed Document 0001759537-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 17:20:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Shelfbucks, Inc. See All Filings	D	2018-12-06 17:18:55 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001606392 Filed Document 0001606392-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-06 17:18:55 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Pine Ridge Partners LLC See All Filings	D	2018-12-06 17:18:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760169 Filed Document 0001760169-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 17:18:51 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL FUNDS SPC - TOTAL RETURN CREDIT SP See All Filings	D/A	2018-12-06 17:16:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607221 Filed Document 0001607221-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 17:16:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JJB Angel Fund, LP See All Filings	D	2018-12-06 17:15:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760905 Filed Document 0001760905-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 17:15:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peak Resorts Inc See All Filings	D	2018-12-06 17:15:19 UTC
Amount To Be Raised $63,500,007 Associated Brokers / Dealers N/A CIK Number 0001517401 Filed Document 0001517401-18-000055 Exclusions or Exemptions 506b Accepted Date 2018-12-06 17:15:19 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
EMERGING MARKET CREDIT ALPHA FUND LTD See All Filings	D/A	2018-12-06 17:15:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560252 Filed Document 0001560252-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 17:15:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buttonwood Network, Inc. See All Filings	D	2018-12-06 17:15:15 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001751738 Filed Document 0001567619-18-007447 Exclusions or Exemptions 506b Accepted Date 2018-12-06 17:15:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EMERGING MARKET CREDIT ALPHA (MASTER) FUND LTD See All Filings	D/A	2018-12-06 17:14:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622169 Filed Document 0001622169-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 17:14:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLOBAL CREDIT ALPHA LONG SHORT FUND LTD See All Filings	D/A	2018-12-06 17:12:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560184 Filed Document 0001560184-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-06 17:12:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVENT DRIVEN CREDIT (MASTER) FUND LTD See All Filings	D/A	2018-12-06 17:11:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622264 Filed Document 0001622264-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 17:11:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alibi Ale Works L.L.C. See All Filings	D	2018-12-06 17:10:33 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001606085 Filed Document 0001606085-18-000006 Exclusions or Exemptions 504, 506b, and 504.1 Accepted Date 2018-12-06 17:10:33 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEVADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GLOBAL SOVEREIGN OPPORTUNITIES FUND LP See All Filings	D/A	2018-12-06 17:08:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725046 Filed Document 0001725046-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 17:08:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLOBAL FUNDS SPC - EMERGING MARKET SELECT BOND SP See All Filings	D/A	2018-12-06 17:07:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567230 Filed Document 0001567230-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 17:07:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
253 Organic, LLC See All Filings	D	2018-12-06 17:06:53 UTC
Amount To Be Raised $7,950,000 Associated Brokers / Dealers N/A CIK Number 0001760877 Filed Document 0001760877-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 17:06:53 UTC Type of Offering D Industry Agriculture Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
EVENT DRIVEN CREDIT FUND LTD See All Filings	D/A	2018-12-06 17:05:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607215 Filed Document 0001607215-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 17:05:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WI Walnut LLC See All Filings	D	2018-12-06 17:00:10 UTC
Amount To Be Raised $20,660,287 Associated Brokers / Dealers N/A CIK Number 0001760861 Filed Document 0001760861-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 17:00:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
AmplifiedAG, Inc. See All Filings	D	2018-12-06 16:56:41 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001760662 Filed Document 0001760662-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 16:56:41 UTC Type of Offering D Industry Business Services Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MPAC Healthcare Management, LLC See All Filings	D/A	2018-12-06 16:56:38 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers N/A CIK Number 0001753751 Filed Document 0001753751-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-06 16:56:38 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ECC Income REIT V, Inc. See All Filings	D	2018-12-06 16:45:42 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0001760775 Filed Document 0001760775-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 16:45:42 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MainStem, Inc. See All Filings	D	2018-12-06 16:44:51 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001748431 Filed Document 0001748431-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-06 16:44:51 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Fortress Self Storage LLC See All Filings	D	2018-12-06 16:37:35 UTC
Amount To Be Raised $1,840,000 Associated Brokers / Dealers None CIK Number 0001760793 Filed Document 0001760793-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 16:37:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Terafirma Capital, LP See All Filings	D/A	2018-12-06 16:35:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759775 Filed Document 0001759775-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-06 16:35:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Venture Global LNG, Inc. See All Filings	D	2018-12-06 16:34:37 UTC
Amount To Be Raised $5,005,000 Associated Brokers / Dealers Morgan Stanley & Co. LLC CIK Number 0001616665 Filed Document 0000950103-18-014450 Exclusions or Exemptions 506b Accepted Date 2018-12-06 16:34:37 UTC Type of Offering D Industry Oil and Gas Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
OOROO, Inc. See All Filings	D	2018-12-06 16:33:15 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001760630 Filed Document 0001760630-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 16:33:15 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
ECC Income REIT IV, Inc. See All Filings	D	2018-12-06 16:33:01 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0001760774 Filed Document 0001760774-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 16:33:01 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Europe Property Fund V SCSp SIF See All Filings	D	2018-12-06 16:30:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760874 Filed Document 0001760874-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 16:30:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
United Routes Carriers LLC See All Filings	D	2018-12-06 16:29:40 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001760896 Filed Document 0001760465-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-12-06 16:29:40 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MID-AMERICA ANGELS INVESTMENTS LLC See All Filings	D/A	2018-12-06 16:29:23 UTC
Amount To Be Raised $655,000 Associated Brokers / Dealers N/A CIK Number 0001383457 Filed Document 0001383457-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-12-06 16:29:23 UTC Type of Offering D/A Industry Investing Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Equity
United Routes LLC See All Filings	D	2018-12-06 16:23:08 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001760898 Filed Document 0001760465-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-06 16:23:08 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
QB Technology Partners LLC See All Filings	D	2018-12-06 16:22:38 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001760831 Filed Document 0001760831-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 16:22:38 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DIVERSE PARTNERS OFFSHORE SPC, LTD - ETF VOLATILITY SEGREGATED PORTFOLIO See All Filings	D/A	2018-12-06 16:17:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALAN D. GLATT, DAVID W. RHUDY, and MELISSA D. GREENBERG CIK Number 0001643467 Filed Document 0000919574-18-007872 Exclusions or Exemptions 506b Accepted Date 2018-12-06 16:17:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WEG FUND I, LLC See All Filings	D/A	2018-12-06 16:16:57 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers World Equity Group, Incorporated CIK Number 0001724201 Filed Document 0001724201-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-06 16:16:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diverse Partners, LP See All Filings	D/A	2018-12-06 16:10:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALAN D. GLATT, DAVID W. RHUDY, and MELISSA D. GREENBERG CIK Number 0001624787 Filed Document 0000919574-18-007870 Exclusions or Exemptions 506b Accepted Date 2018-12-06 16:10:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Luminoso Technologies, Inc. See All Filings	D	2018-12-06 16:10:30 UTC
Amount To Be Raised $10,023,099 Associated Brokers / Dealers N/A CIK Number 0001570060 Filed Document 0001570060-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-06 16:10:30 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CANALASKA URANIUM LTD See All Filings	D	2018-12-06 16:08:16 UTC
Amount To Be Raised $356,152 Associated Brokers / Dealers N/A CIK Number 0001023109 Filed Document 0001023109-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-12-06 16:08:16 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
DIVERSE PARTNERS ETF VOLATILITY, LP See All Filings	D/A	2018-12-06 16:07:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALAN D. GLATT, DAVID W. RHUDY, and MELISSA D. GREENBERG CIK Number 0001641697 Filed Document 0000919574-18-007868 Exclusions or Exemptions 506b Accepted Date 2018-12-06 16:07:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Amgine Technologies (US), Inc. See All Filings	D	2018-12-06 16:04:18 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001693624 Filed Document 0001693624-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-06 16:04:18 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt