Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Checkmate Pharmaceuticals, Inc. See All Filings	D	2018-12-12 09:49:23 UTC
Amount To Be Raised $21,999,995 Associated Brokers / Dealers N/A CIK Number 0001651431 Filed Document 0001651431-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-12 09:49:23 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
JANA Partners Qualified, L.P. See All Filings	D/A	2018-12-12 09:37:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001460112 Filed Document 0000902664-18-004309 Exclusions or Exemptions 506b Accepted Date 2018-12-12 09:37:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JANA Partners, L.P. See All Filings	D/A	2018-12-12 09:32:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001156346 Filed Document 0000902664-18-004308 Exclusions or Exemptions 506b Accepted Date 2018-12-12 09:32:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JANA Offshore Partners, Ltd. See All Filings	D/A	2018-12-12 09:29:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001460014 Filed Document 0000902664-18-004307 Exclusions or Exemptions 506b Accepted Date 2018-12-12 09:29:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JANA Nirvana Offshore Fund, Ltd. See All Filings	D/A	2018-12-12 09:28:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459638 Filed Document 0000902664-18-004306 Exclusions or Exemptions 506b Accepted Date 2018-12-12 09:28:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JANA Nirvana Fund, L.P. See All Filings	D/A	2018-12-12 09:26:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459715 Filed Document 0000902664-18-004305 Exclusions or Exemptions 506b Accepted Date 2018-12-12 09:26:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hvmken, LP See All Filings	D/A	2018-12-12 09:22:43 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001657015 Filed Document 0001657015-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-12 09:22:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Securis II Fund SPC - Segregated Portfolio Twelve See All Filings	D/A	2018-12-12 09:19:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691690 Filed Document 0000902664-18-004304 Exclusions or Exemptions 506b Accepted Date 2018-12-12 09:19:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YAKIRA PARTNERS, L.P. See All Filings	D/A	2018-12-12 08:29:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001036183 Filed Document 0001036183-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-12 08:29:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VitaminPacks Inc. See All Filings	D	2018-12-11 20:54:07 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001750895 Filed Document 0001750895-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-11 20:54:07 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
HG OPPORTUNITY FUND, LP See All Filings	D	2018-12-11 20:48:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626773 Filed Document 0001626773-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-11 20:48:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAKRANA FINANCIAL (US) FUND I See All Filings	D	2018-12-11 20:29:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759640 Filed Document 0001759640-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-11 20:29:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Weee! Inc. See All Filings	D	2018-12-11 20:07:55 UTC
Amount To Be Raised $6,200,010 Associated Brokers / Dealers N/A CIK Number 0001674401 Filed Document 0001674401-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-11 20:07:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sonavi Labs, Inc. See All Filings	D	2018-12-11 19:57:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738632 Filed Document 0001738632-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-11 19:57:09 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
VESTAR EXECUTIVES VII, L.P. See All Filings	D/A	2018-12-11 19:14:54 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001703477 Filed Document 0001703477-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-11 19:14:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VESTAR CAPITAL PARTNERS VII-A, L.P. See All Filings	D/A	2018-12-11 19:10:45 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers MONUMENT GROUP, INC., HALMAN-ALDUBI INVESTMENT FUNDS LTD., and KOREA ASSET INVESTMENT SECURITIES CO., LTD. CIK Number 0001703482 Filed Document 0001703482-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-11 19:10:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VESTAR CAPITAL PARTNERS VII, L.P. See All Filings	D/A	2018-12-11 19:09:10 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers MONUMENT GROUP, INC., HALMAN-ALDUBI INVESTMENT FUNDS LTD., and KOREA ASSET INVESTMENT SECURITIES CO., LTD. CIK Number 0001703483 Filed Document 0001703483-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-11 19:09:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LIXTE BIOTECHNOLOGY HOLDINGS, INC. See All Filings	D	2018-12-11 18:57:18 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers None CIK Number 0001335105 Filed Document 0001250853-18-000148 Exclusions or Exemptions 506b Accepted Date 2018-12-11 18:57:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ShoreCap III, LP See All Filings	D/A	2018-12-11 18:24:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726440 Filed Document 0001726440-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-11 18:24:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Till Inc See All Filings	D	2018-12-11 18:16:40 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001761356 Filed Document 0001761356-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-11 18:16:40 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pinnacle Peak Fund I, L.P. See All Filings	D/A	2018-12-11 18:04:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001755302 Filed Document 0001755302-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-11 18:04:51 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
3D Live, Inc. See All Filings	D	2018-12-11 17:52:37 UTC
Amount To Be Raised $1,238,282 Associated Brokers / Dealers N/A CIK Number 0001761220 Filed Document 0001761220-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-11 17:52:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quinn Select Opportunities LP Series C See All Filings	D	2018-12-11 17:49:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761372 Filed Document 0001761372-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-11 17:49:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LiquidPiston, Inc. See All Filings	D	2018-12-11 17:36:53 UTC
Amount To Be Raised $1,230,000 Associated Brokers / Dealers N/A CIK Number 0001446275 Filed Document 0001446275-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-11 17:36:53 UTC Type of Offering D Industry Other Energy Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Ancor Pledge Fund VII, LLC See All Filings	D	2018-12-11 17:32:32 UTC
Amount To Be Raised $2,107,625 Associated Brokers / Dealers N/A CIK Number 0001635105 Filed Document 0001635105-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-12-11 17:32:32 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MediBeacon Inc. See All Filings	D	2018-12-11 17:32:21 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001601807 Filed Document 0001601807-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-11 17:32:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
WhyHotel, Inc. See All Filings	D	2018-12-11 17:29:57 UTC
Amount To Be Raised $10,125,000 Associated Brokers / Dealers N/A CIK Number 0001711400 Filed Document 0001711400-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-12-11 17:29:57 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Indigo Sound Holdings, LLC See All Filings	D	2018-12-11 17:23:24 UTC
Amount To Be Raised $7,648,830 Associated Brokers / Dealers N/A CIK Number 0001759649 Filed Document 0001759649-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-11 17:23:24 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PARALLAX HEALTH SCIENCES, INC. See All Filings	D	2018-12-11 17:20:22 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001388410 Filed Document 0001388410-18-000090 Exclusions or Exemptions 506b Accepted Date 2018-12-11 17:20:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BCP Great Lakes Fund LP See All Filings	D	2018-12-11 17:19:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760622 Filed Document 0001760622-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-11 17:19:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LiquidPiston, Inc. See All Filings	D	2018-12-11 17:17:17 UTC
Amount To Be Raised $251,000 Associated Brokers / Dealers N/A CIK Number 0001446275 Filed Document 0001446275-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-11 17:17:17 UTC Type of Offering D Industry Other Energy Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
BC OPPORTUNITY I, LLC See All Filings	D	2018-12-11 17:16:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759949 Filed Document 0001759949-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-11 17:16:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nexo Capital Partners, LLC See All Filings	D	2018-12-11 17:06:40 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001648914 Filed Document 0001648914-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-11 17:06:40 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Akros Medical, Inc. See All Filings	D	2018-12-11 17:05:26 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001662444 Filed Document 0001662444-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-11 17:05:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
FR BR Midstream Alternative, L.P. See All Filings	D	2018-12-11 17:05:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760907 Filed Document 0001760904-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-11 17:05:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FR BR Midstream, L.P. See All Filings	D	2018-12-11 17:00:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760904 Filed Document 0001760904-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-11 17:00:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EduLab Capital Partners I, L.P. See All Filings	D	2018-12-11 16:55:47 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001761385 Filed Document 0001761385-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-11 16:55:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BLUE ORCA FUND, LLC See All Filings	D	2018-12-11 16:54:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761264 Filed Document 0001761264-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-11 16:54:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mountain Pacific Bancorp, Inc. See All Filings	D	2018-12-11 16:49:53 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001761172 Filed Document 0001761172-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-11 16:49:53 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
TACONIC OPPORTUNITY OFFSHORE FUND LTD See All Filings	D/A	2018-12-11 16:48:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001355987 Filed Document 0001339673-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-11 16:48:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K2 Wellington Liquid Technology Fund LLC See All Filings	D	2018-12-11 16:47:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754547 Filed Document 0001754547-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-11 16:47:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centerline Seattle, LLC See All Filings	D	2018-12-11 16:45:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758678 Filed Document 0001758678-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-11 16:45:37 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
HINES REALTY INCOME FUND LLC See All Filings	D/A	2018-12-11 16:44:13 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Hines Securities, Commonwealth Financial Network, Somerset Securities Inc, Kalos Captial Inc, Ausdal Financial Partners, Corecap Investments, Inc, Centaurus Financial, Inc, 1st Global Captial Corp, Wilson-Davis & Co., Inc, Burpee Del Simone Capital Markets LLC, Lowell & Company, Inc, Ni Advisors, Securevest Financial Group, The Strategic Financial Alliance, Inc, Vanderbilt Securities, LLC, Ameriprise Financial Services, Inc, AMERICAN INVESTORS COMPANY, INVESTACORP, INC., and First Allied Secuirties, Inc CIK Number 0001716352 Filed Document 0001716352-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-12-11 16:44:13 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Trident Mountain West Investors LLC See All Filings	D	2018-12-11 16:40:57 UTC
Amount To Be Raised $6,080,000 Associated Brokers / Dealers N/A CIK Number 0001751265 Filed Document 0001758078-18-000015 Exclusions or Exemptions 506b Accepted Date 2018-12-11 16:40:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K2 Halcyon Liquid Opportunities Fund LLC See All Filings	D	2018-12-11 16:33:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001754545 Filed Document 0001754545-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-11 16:33:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Red Mountain Viticulture, LLC See All Filings	D	2018-12-11 16:30:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001600160 Filed Document 0001600160-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-12-11 16:30:16 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
L5 Big Blue Swim School No. Three, LLC See All Filings	D	2018-12-11 16:26:23 UTC
Amount To Be Raised $16,150,000 Associated Brokers / Dealers N/A CIK Number 0001755407 Filed Document 0001755407-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-11 16:26:23 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Seattle Angel Conference XIV, a Series of Seattle Angel Conference Investors, LLC See All Filings	D	2018-12-11 16:25:54 UTC
Amount To Be Raised $165,000 Associated Brokers / Dealers N/A CIK Number 0001740764 Filed Document 0001758078-18-000014 Exclusions or Exemptions 506b Accepted Date 2018-12-11 16:25:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cohort 2, a Series of Venture University Master, LLC See All Filings	D	2018-12-11 16:19:34 UTC
Amount To Be Raised $170,130 Associated Brokers / Dealers N/A CIK Number 0001760805 Filed Document 0001758078-18-000013 Exclusions or Exemptions 506b Accepted Date 2018-12-11 16:19:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tailwind Loenbro Holdings, Inc. See All Filings	D	2018-12-11 16:19:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761287 Filed Document 0000950103-18-014562 Exclusions or Exemptions 506b Accepted Date 2018-12-11 16:19:28 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity