Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Planet Forward Inc. See All Filings	D	2020-08-13 18:22:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001792400 Filed Document 0001792400-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-13 18:22:39 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Wall2Wall Fitness, Inc. See All Filings	D	2020-08-13 18:15:42 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001797880 Filed Document 0001801886-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-08-13 18:15:42 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Mythic Therapeutics, Inc. See All Filings	D	2020-08-13 18:15:13 UTC
Amount To Be Raised $4,749,262 Associated Brokers / Dealers N/A CIK Number 0001819730 Filed Document 0001819730-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-13 18:15:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Smile Beverage Werks, PBC See All Filings	D	2020-08-13 18:14:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001821088 Filed Document 0001821088-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-13 18:14:41 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
SparkRaiser, Inc. See All Filings	D	2020-08-13 17:57:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693166 Filed Document 0001693166-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-08-13 17:57:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
iGuard Home Solutions Inc. See All Filings	D	2020-08-13 17:55:09 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001820795 Filed Document 0001820795-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-13 17:55:09 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Mythic Therapeutics, Inc. See All Filings	D	2020-08-13 17:51:54 UTC
Amount To Be Raised $18,849,989 Associated Brokers / Dealers N/A CIK Number 0001819730 Filed Document 0001819730-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-13 17:51:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Praxis Opportunity Fund, LLC See All Filings	D/A	2020-08-13 17:49:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729056 Filed Document 0001729056-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-13 17:49:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dyne Therapeutics, Inc. See All Filings	D	2020-08-13 17:46:37 UTC
Amount To Be Raised $115,699,984 Associated Brokers / Dealers N/A CIK Number 0001818794 Filed Document 0001818794-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-13 17:46:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CALCAP Income Fund I LLC See All Filings	D/A	2020-08-13 17:41:15 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001664412 Filed Document 0001664412-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-13 17:41:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TerraCap Partners V (ERISA) LP See All Filings	D	2020-08-13 17:35:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814362 Filed Document 0001214659-20-007061 Exclusions or Exemptions 506b Accepted Date 2020-08-13 17:35:07 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Tilia Fund II, L.P. See All Filings	D	2020-08-13 17:29:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817643 Filed Document 0001817643-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-13 17:29:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Global Impact Access Partnership II, LP See All Filings	D	2020-08-13 17:24:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820794 Filed Document 0001820794-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-13 17:24:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIOF II Njord Co-Invest, L.P. See All Filings	D	2020-08-13 17:19:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001813708 Filed Document 0000950142-20-002020 Exclusions or Exemptions 506b Accepted Date 2020-08-13 17:19:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MH Ventures 2019-1, LLC See All Filings	D/A	2020-08-13 17:18:18 UTC
Amount To Be Raised $24,770,000 Associated Brokers / Dealers Inland Securities Corporation, Independence Capital Co., Inc., Hantz Financial Services, Inc., American Investors Company, Cambridge Investment Research, Inc., Crown Capital Securities, L.P., Arkadios Capital, Great Point Capital LLC, D.H. Hill Securities, L.L.L.P., Lightpath Capital, Inc., DAI Securities, LLC, Dempsey Lord Smith, LLC, Centaurus Financial, Inc., Rainmaker Securities, LLC, The Strategic Financial Alliance, Inc., JRL Capital Corporation, Alexander Capital, L.P., and Emerson Equity LLC CIK Number 0001777188 Filed Document 0001777188-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-08-13 17:18:18 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SR Finco, LLC See All Filings	D	2020-08-13 17:17:34 UTC
Amount To Be Raised $52,905,000 Associated Brokers / Dealers N/A CIK Number 0001819002 Filed Document 0001819002-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-13 17:17:34 UTC Type of Offering D Industry Other Energy Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
TerraCap Partners V (Institutional) LP See All Filings	D	2020-08-13 17:15:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814463 Filed Document 0001214659-20-007057 Exclusions or Exemptions 506b Accepted Date 2020-08-13 17:15:51 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TradeMonday, Inc. See All Filings	D/A	2020-08-13 17:15:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001813714 Filed Document 0001813714-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-13 17:15:01 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Other
Baxon SFR Fund, LP See All Filings	D	2020-08-13 17:12:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817091 Filed Document 0001817091-20-000007 Exclusions or Exemptions 506c Accepted Date 2020-08-13 17:12:31 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Do Ventures Fund I-A, LP See All Filings	D	2020-08-13 17:07:58 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001818769 Filed Document 0001818769-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-13 17:07:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Real McCoy Tea Company See All Filings	C	2020-08-13 17:06:54 UTC
Financial Interest Two percent (2%) of securities of the total amount of investments raised in the offering, along the same terms as investors. Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001820949 Filed Document 0001665160-20-001044 Accepted Date 2020-08-13 17:06:54 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Other State WASHINGTON
MGG Special Opportunities Fund (Cayman) LP See All Filings	D	2020-08-13 17:01:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC, Stonehaven, LLC, and Stuart Portfolio Consultants, LP CIK Number 0001815898 Filed Document 0000902664-20-003006 Exclusions or Exemptions 506b Accepted Date 2020-08-13 17:01:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
KKR Private Credit Opportunities III (EEA) SCSp See All Filings	D	2020-08-13 16:59:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817616 Filed Document 0001817616-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-13 16:59:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Assure Holdings Corp. See All Filings	D	2020-08-13 16:59:01 UTC
Amount To Be Raised $40,500 Associated Brokers / Dealers N/A CIK Number 0001798270 Filed Document 0001798270-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-08-13 16:59:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
VIRIS Detection Systems, Inc. See All Filings	D	2020-08-13 16:58:14 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001820385 Filed Document 0001820385-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-13 16:58:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Do Ventures Annex Fund, LP See All Filings	D	2020-08-13 16:52:41 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001818756 Filed Document 0001818756-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-13 16:52:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVGSF - Hydrow 2020 See All Filings	D	2020-08-13 16:51:50 UTC
Amount To Be Raised $4,128,300 Associated Brokers / Dealers None CIK Number 0001820790 Filed Document 0001820790-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-13 16:51:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
US Energy Assets LLC See All Filings	D	2020-08-13 16:50:22 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001647919 Filed Document 0001647919-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-08-13 16:50:22 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Western Wealth Capital LVII US Investor, LP See All Filings	D/A	2020-08-13 16:45:50 UTC
Amount To Be Raised $10,650,000 Associated Brokers / Dealers N/A CIK Number 0001819338 Filed Document 0001642247-20-000056 Exclusions or Exemptions 506b Accepted Date 2020-08-13 16:45:50 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Amnion Life LLC See All Filings	C/A	2020-08-13 16:44:30 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $535,000 CIK Number 0001755583 Filed Document 0001670254-20-000724 Accepted Date 2020-08-13 16:44:30 UTC Type of Offering C/A Security Offered Amount 125,000 Security Offered Type Other State CALIFORNIA
MALT Onshore Fund, L.P. See All Filings	D/A	2020-08-13 16:44:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785122 Filed Document 0001820007-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-08-13 16:44:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gross-Wen Technologies, Inc. See All Filings	D/A	2020-08-13 16:43:25 UTC
Amount To Be Raised $4,999,950 Associated Brokers / Dealers N/A CIK Number 0001729599 Filed Document 0001729599-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-13 16:43:25 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Aventuur, Inc. See All Filings	D	2020-08-13 16:32:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814650 Filed Document 0001814650-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-13 16:32:33 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Preventric Diagnostics, LLC See All Filings	D/A	2020-08-13 16:13:17 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001785362 Filed Document 0001785362-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-13 16:13:17 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Redd Global Holdings Corp. See All Filings	D	2020-08-13 16:11:21 UTC
Amount To Be Raised $4,781,602 Associated Brokers / Dealers N/A CIK Number 0001750656 Filed Document 0001750656-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-13 16:11:21 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Catalysis Partners, LLC See All Filings	D/A	2020-08-13 16:08:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers George Robert Pidgeon, Jr. CIK Number 0001459219 Filed Document 0001104659-20-094663 Exclusions or Exemptions 506b Accepted Date 2020-08-13 16:08:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR DELTA XN Offshore Fund Ltd. See All Filings	D/A	2020-08-13 16:08:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill, Lynch, Pierce, Fenner & Smith Incorporated and AQR Investments, LLC CIK Number 0001606428 Filed Document 0001405086-20-000247 Exclusions or Exemptions 506b Accepted Date 2020-08-13 16:08:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Korth Direct Mortgage Inc. See All Filings	D	2020-08-13 16:04:52 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers J.W. KORTH & COMPANY LIMITED PARTNERSHIP, ATLAS FINANCIAL ADVISORS, WORLD EQUITY GROUP, and AQS ASSET MANAGEMENT CIK Number 0001695963 Filed Document 0001695963-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-13 16:04:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Manifold Biotechnologies, Inc. See All Filings	D	2020-08-13 16:02:18 UTC
Amount To Be Raised $5,400,694 Associated Brokers / Dealers N/A CIK Number 0001820326 Filed Document 0001820326-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-13 16:02:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tuscan Gardens Senior Living Fund, LLC See All Filings	D/A	2020-08-13 16:01:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001722209 Filed Document 0001722209-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-13 16:01:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Virion Therapeutics, LLC See All Filings	D/A	2020-08-13 15:59:34 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001746726 Filed Document 0001746726-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-08-13 15:59:34 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Debt
Innovative Payment Solutions, Inc. See All Filings	D	2020-08-13 15:51:21 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001591913 Filed Document 0001213900-20-021841 Exclusions or Exemptions 506b Accepted Date 2020-08-13 15:51:21 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Clearstone Capital, LLC - Series 1 See All Filings	D	2020-08-13 15:44:39 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001819889 Filed Document 0001819889-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-13 15:44:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOHARVEST SCIENCES INC. See All Filings	D	2020-08-13 15:44:00 UTC
Amount To Be Raised $72,000 Associated Brokers / Dealers N/A CIK Number 0001723464 Filed Document 0001534122-20-000015 Exclusions or Exemptions 506b Accepted Date 2020-08-13 15:44:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Community Financial Services, Inc /KY See All Filings	D	2020-08-13 15:39:55 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001821077 Filed Document 0001821077-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-13 15:39:55 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KENTUCKY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
BCEC - Port Holdings (Delaware), LP See All Filings	D	2020-08-13 15:39:54 UTC
Amount To Be Raised $3,475,001 Associated Brokers / Dealers N/A CIK Number 0001798266 Filed Document 0001798266-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-08-13 15:39:54 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Partners Offshore Infrastructure III L.P. See All Filings	D/A	2020-08-13 15:39:16 UTC
Amount To Be Raised $1,657,805,000 Associated Brokers / Dealers Compass Group Global Advisors, iCapital Securities, LLC, Morgan Stanley, Wells Fargo Clearing Services, LLC, and Wells Fargo Advisors Financial Network, LLC CIK Number 0001796720 Filed Document 0001796720-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-13 15:39:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
169 Johnson Funding L.P. See All Filings	D	2020-08-13 15:37:18 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001820678 Filed Document 0001013594-20-000635 Exclusions or Exemptions 506b Accepted Date 2020-08-13 15:37:18 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
145 Manhattan Funding Partners L.P. See All Filings	D	2020-08-13 15:35:56 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001820574 Filed Document 0001013594-20-000634 Exclusions or Exemptions 506b Accepted Date 2020-08-13 15:35:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Partners Infrastructure III L.P. See All Filings	D/A	2020-08-13 15:29:41 UTC
Amount To Be Raised $2,755,110,220 Associated Brokers / Dealers Compass Group Global Advisors, iCapital Securities, LLC, Morgan Stanley, Wells Fargo Clearing Services, LLC, and Wells Fargo Advisors Financial Network, LLC CIK Number 0001796719 Filed Document 0001796719-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-13 15:29:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund