Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Castlelake Income Opportunities A, L.P. See All Filings	D	2018-12-17 12:29:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001759036 Filed Document 0001759036-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-17 12:29:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Conestoga Micro Cap Fund, LP See All Filings	D	2018-12-17 12:27:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759914 Filed Document 0001759914-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-17 12:27:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIP Partners VII, LLC See All Filings	D	2018-12-17 12:24:11 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001762040 Filed Document 0001762040-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-17 12:24:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Tomorrow Holding LLC See All Filings	D	2018-12-17 12:22:40 UTC
Amount To Be Raised $1,976,446 Associated Brokers / Dealers N/A CIK Number 0001761228 Filed Document 0001761228-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-17 12:22:40 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Chescaplq LLC See All Filings	D/A	2018-12-17 12:21:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001692459 Filed Document 0001692478-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-17 12:21:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coastal Realty Capital, LLC See All Filings	D	2018-12-17 12:19:02 UTC
Amount To Be Raised $172,000 Associated Brokers / Dealers N/A CIK Number 0001557905 Filed Document 0001557905-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-12-17 12:19:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Other
Patriot Software Co See All Filings	D	2018-12-17 12:09:07 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001665036 Filed Document 0001665036-18-000013 Exclusions or Exemptions 506b Accepted Date 2018-12-17 12:09:07 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Chescappvt LLC See All Filings	D/A	2018-12-17 12:01:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001692478 Filed Document 0001692478-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-17 12:01:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TELEIOS GLOBAL OPPORTUNITIES, LP See All Filings	D/A	2018-12-17 11:37:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BUTLER CAPITAL PARTNERS CIK Number 0001604812 Filed Document 0000919574-18-008016 Exclusions or Exemptions 506b Accepted Date 2018-12-17 11:37:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Equity
GW&K International Small Cap Fund, L.P. See All Filings	D/A	2018-12-17 11:32:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627427 Filed Document 0001627427-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-17 11:32:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GW&K International Small Cap Fund II, L.P. See All Filings	D/A	2018-12-17 11:24:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699243 Filed Document 0001699243-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-17 11:24:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NREA Estates, DST See All Filings	D/A	2018-12-17 11:16:27 UTC
Amount To Be Raised $24,963,221 Associated Brokers / Dealers Stacey Morimoto, Jason S. Finley, Edward Fernandez, William S. Sheehan, Robert J Yuloo, Roger W. Bowlin, Debra J Schleining, Corbin S. Thomas, James M. Lamont, Jonathan R. Creighton, Jeffrey L Bangerter, Roy V. Pfleger II, John T Hess, Michael A. Cuneo, Lauren M. King, Robert S. Smith, Taylor D. Ashland, Anthony Brown, Steven Carmandalian, and Michael A Bendix CIK Number 0001749806 Filed Document 0001749806-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-12-17 11:16:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Community Capital 2018 LP See All Filings	D	2018-12-17 11:01:44 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001761859 Filed Document 0001761859-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-17 11:01:44 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MAINE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Fisher Investments Institutional Fund Global Small Cap Fund See All Filings	D/A	2018-12-17 10:46:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001568763 Filed Document 0001568763-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-17 10:46:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
SOMERSET OUTPATIENT SURGERY, L.L.C. See All Filings	D/A	2018-12-17 10:44:01 UTC
Amount To Be Raised $445,264 Associated Brokers / Dealers N/A CIK Number 0001395142 Filed Document 0001395142-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-12-17 10:44:01 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Funguys, Inc. See All Filings	D	2018-12-17 10:38:09 UTC
Amount To Be Raised $5,377,053 Associated Brokers / Dealers N/A CIK Number 0001758605 Filed Document 0001758605-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-17 10:38:09 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Matrix Partners India III, LLC See All Filings	D/A	2018-12-17 10:36:19 UTC
Amount To Be Raised $320,707,071 Associated Brokers / Dealers N/A CIK Number 0001740971 Filed Document 0001740971-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-17 10:36:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Woodbourne Square Partners, LLC See All Filings	D	2018-12-17 10:31:39 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001761890 Filed Document 0001761890-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-17 10:31:39 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Jottful, LLC See All Filings	D	2018-12-17 10:06:59 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001760714 Filed Document 0001760714-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-17 10:06:59 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $Not Applicable Type of Security Debt
Bella Vista Holdings, LLC See All Filings	D	2018-12-17 10:06:46 UTC
Amount To Be Raised $2,745,000 Associated Brokers / Dealers N/A CIK Number 0001761784 Filed Document 0001761784-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-17 10:06:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
CROWN GLOBAL OPPORTUNITIES VII PLC See All Filings	D/A	2018-12-17 10:06:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722015 Filed Document 0001722015-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-17 10:06:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMERGING MARKETS SMALL CAP FUND, A SERIES OF 525 MARKET STREET FUND, LLC See All Filings	D/A	2018-12-17 10:04:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001725501 Filed Document 0001748316-18-000034 Exclusions or Exemptions 506b Accepted Date 2018-12-17 10:04:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thirty Seven Capital Fund LLC - Series 2 See All Filings	D/A	2018-12-17 10:01:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722547 Filed Document 0001013594-18-000755 Exclusions or Exemptions 506b Accepted Date 2018-12-17 10:01:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Thirty Seven Capital Fund LLC - Series 1 See All Filings	D/A	2018-12-17 10:00:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722540 Filed Document 0001013594-18-000754 Exclusions or Exemptions 506b Accepted Date 2018-12-17 10:00:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Vellar Special Opportunities Fund LLC See All Filings	D	2018-12-17 09:39:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761760 Filed Document 0000919574-18-008010 Exclusions or Exemptions 506b Accepted Date 2018-12-17 09:39:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lyric Capital Royalty Fund I, L.P. See All Filings	D	2018-12-17 09:35:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761720 Filed Document 0001761720-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-17 09:35:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2755 E LEDBETTER HIVE PARTNERS LLC See All Filings	D	2018-12-17 09:31:13 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001761979 Filed Document 0001761979-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-17 09:31:13 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Chattanooga Title - East Brainerd, LLC See All Filings	D	2018-12-17 09:26:57 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001758820 Filed Document 0001758820-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-17 09:26:57 UTC Type of Offering D Industry Insurance Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
RL Chateau LLC See All Filings	D	2018-12-17 09:17:55 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001761999 Filed Document 0001761999-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-17 09:17:55 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Chattanooga Title - Downtown, LLC See All Filings	D	2018-12-17 09:14:05 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001758819 Filed Document 0001758819-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-17 09:14:05 UTC Type of Offering D Industry Insurance Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
TPG TPEP Co-Invest (Cayman), L.P. See All Filings	D/A	2018-12-17 09:07:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587197 Filed Document 0001587197-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-17 09:07:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPG TPEP Co-Invest (KE), L.P. See All Filings	D/A	2018-12-17 09:03:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587198 Filed Document 0001587198-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-17 09:03:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPA Stream Inc. See All Filings	D	2018-12-17 09:01:10 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001715543 Filed Document 0001715543-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-17 09:01:10 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
TPG TPEP Co-Invest L.P. See All Filings	D/A	2018-12-17 08:59:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587196 Filed Document 0001587196-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-17 08:59:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPG PUBLIC EQUITY PARTNERS-B, LTD. See All Filings	D/A	2018-12-17 08:55:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TPG CAPITAL BD, LLC CIK Number 0001615928 Filed Document 0001615928-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-17 08:55:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPG PUBLIC EQUITY PARTNERS-A, L.P. See All Filings	D/A	2018-12-17 08:51:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TPG CAPITAL BD, LLC CIK Number 0001615924 Filed Document 0001615924-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-17 08:51:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abax Asian Structured Private Credit Fund III, LP See All Filings	D	2018-12-17 08:49:20 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers James L. Tovey and Lazard Freres & Co. LLC and Lazard & Co., Ltd CIK Number 0001761389 Filed Document 0001761389-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-17 08:49:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Triple Aim Ventures, LLC See All Filings	D	2018-12-17 08:29:56 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001724111 Filed Document 0001724111-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-17 08:29:56 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
442 Funding, LLC See All Filings	D/A	2018-12-17 06:13:12 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Elliot Goldberg CIK Number 0001745305 Filed Document 0001745305-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-12-17 06:13:12 UTC Type of Offering D/A Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Versant Venture Capital VII, L.P. See All Filings	D/A	2018-12-14 21:50:54 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers JP Morgan Securities LLC CIK Number 0001750266 Filed Document 0001750266-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-14 21:50:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PowerScout, Inc. See All Filings	D	2018-12-14 20:46:46 UTC
Amount To Be Raised $12,837,496 Associated Brokers / Dealers N/A CIK Number 0001653502 Filed Document 0001653502-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-14 20:46:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Popular Pays, Inc. See All Filings	D/A	2018-12-14 20:26:39 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001579985 Filed Document 0001579985-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-14 20:26:39 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Goodwater Opportunity Fund 2018, L.P. See All Filings	D	2018-12-14 20:24:04 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001759755 Filed Document 0001759755-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 20:24:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Reynen Court LLC See All Filings	D	2018-12-14 20:10:11 UTC
Amount To Be Raised $10,000,033 Associated Brokers / Dealers N/A CIK Number 0001761324 Filed Document 0001761324-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 20:10:11 UTC Type of Offering D Industry Other Technology Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fintech Global Markets, Inc. See All Filings	D	2018-12-14 19:32:33 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001609922 Filed Document 0001609922-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-14 19:32:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Narmi, Inc. See All Filings	D	2018-12-14 18:55:05 UTC
Amount To Be Raised $1,924,039 Associated Brokers / Dealers N/A CIK Number 0001761278 Filed Document 0001080368-18-000014 Exclusions or Exemptions 506b Accepted Date 2018-12-14 18:55:05 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vibrissa Inc. See All Filings	D/A	2018-12-14 18:46:10 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001676664 Filed Document 0000898432-18-001504 Exclusions or Exemptions 506b Accepted Date 2018-12-14 18:46:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Vibrissa Inc. See All Filings	D/A	2018-12-14 18:41:19 UTC
Amount To Be Raised $1,030,000 Associated Brokers / Dealers N/A CIK Number 0001676664 Filed Document 0000898432-18-001503 Exclusions or Exemptions 506b Accepted Date 2018-12-14 18:41:19 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
PII Acquisition Corp. See All Filings	D	2018-12-14 18:21:50 UTC
Amount To Be Raised $3,669,422 Associated Brokers / Dealers N/A CIK Number 0001761787 Filed Document 0001761787-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-14 18:21:50 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
xG TECHNOLOGY, INC. See All Filings	D	2018-12-14 18:17:26 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers A.G.P./Alliance Global Partners CIK Number 0001565228 Filed Document 0001493152-18-017558 Exclusions or Exemptions 506b Accepted Date 2018-12-14 18:17:26 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt