Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Cairn Global Funds plc See All Filings	D/A	2018-12-19 09:53:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508138 Filed Document 0000902664-18-004376 Exclusions or Exemptions 506b Accepted Date 2018-12-19 09:53:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECOFIN VISTA LONG/SHORT FUND LTD See All Filings	D/A	2018-12-19 09:49:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565003 Filed Document 0000902664-18-004375 Exclusions or Exemptions 506b Accepted Date 2018-12-19 09:49:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CP Investment VI REIT 4 See All Filings	D	2018-12-19 09:49:45 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001761709 Filed Document 0001761709-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 09:49:45 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ECOFIN VISTA LONG/SHORT FUND, L.P. See All Filings	D/A	2018-12-19 09:48:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564876 Filed Document 0000902664-18-004374 Exclusions or Exemptions 506b Accepted Date 2018-12-19 09:48:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds PLC - MW Japan Gekirin Fund See All Filings	D/A	2018-12-19 09:45:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504518 Filed Document 0000902664-18-004373 Exclusions or Exemptions 506b Accepted Date 2018-12-19 09:45:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds PLC - MW Japan Market Neutral Fund See All Filings	D/A	2018-12-19 09:44:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504517 Filed Document 0000902664-18-004372 Exclusions or Exemptions 506b Accepted Date 2018-12-19 09:44:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspect Core Trend HV Fund See All Filings	D/A	2018-12-19 09:18:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners LLC CIK Number 0001708693 Filed Document 0001315863-18-000953 Exclusions or Exemptions 506b Accepted Date 2018-12-19 09:18:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mainstreet Investment Partners, LLC See All Filings	D	2018-12-19 09:15:53 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001762217 Filed Document 0001762217-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 09:15:53 UTC Type of Offering D Industry Investing Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Long Hill Capital Venture Partners 1 Plus, L.P. See All Filings	D	2018-12-19 09:04:38 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001760061 Filed Document 0001760061-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 09:04:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BCSP 2445 REIT LLC See All Filings	D	2018-12-19 09:03:13 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001761717 Filed Document 0001761717-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 09:03:13 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Grosvenor Opportunistic Multi-Credit Fund, L.P. See All Filings	D	2018-12-19 08:53:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762232 Filed Document 0001566114-18-000059 Exclusions or Exemptions 506b Accepted Date 2018-12-19 08:53:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LPF Memorial Hermann REIT Trust See All Filings	D	2018-12-19 08:35:44 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001761886 Filed Document 0001761886-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 08:35:44 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
McLarens Holdco LLC See All Filings	D	2018-12-19 08:14:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761430 Filed Document 0001761430-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 08:14:38 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
G4 REIT LLC See All Filings	D	2018-12-19 08:03:14 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001761721 Filed Document 0001761721-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 08:03:14 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lazard International Equity (ACW Ex-U.S.) Trust See All Filings	D/A	2018-12-19 07:43:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001538407 Filed Document 0001538407-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 07:43:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bellhops, Inc. See All Filings	D	2018-12-18 21:59:35 UTC
Amount To Be Raised $31,445,364 Associated Brokers / Dealers N/A CIK Number 0001661972 Filed Document 0001661972-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-18 21:59:35 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
OC 536 OFFSHORE FUND, LTD. See All Filings	D	2018-12-18 21:16:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759639 Filed Document 0001759639-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 21:16:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
StormX Global SEZC, Inc. See All Filings	D	2018-12-18 21:15:39 UTC
Amount To Be Raised $18,095,278 Associated Brokers / Dealers N/A CIK Number 0001719366 Filed Document 0001719366-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-18 21:15:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Other
SBXP Enterprises LLC See All Filings	D	2018-12-18 20:57:37 UTC
Amount To Be Raised $590,000 Associated Brokers / Dealers None CIK Number 0001762009 Filed Document 0001762009-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 20:57:37 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LM Wine Company, LLC See All Filings	D	2018-12-18 20:51:19 UTC
Amount To Be Raised $329,966 Associated Brokers / Dealers N/A CIK Number 0001756511 Filed Document 0001756511-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-18 20:51:19 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
LM Wine Company, LLC See All Filings	D	2018-12-18 20:38:30 UTC
Amount To Be Raised $2,576,193 Associated Brokers / Dealers N/A CIK Number 0001756511 Filed Document 0001756511-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-18 20:38:30 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
LM Wine Company, LLC See All Filings	D	2018-12-18 20:23:01 UTC
Amount To Be Raised $975,426 Associated Brokers / Dealers N/A CIK Number 0001756511 Filed Document 0001756511-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 20:23:01 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Denton Surgery Center, LLC See All Filings	D	2018-12-18 20:21:00 UTC
Amount To Be Raised $314,082 Associated Brokers / Dealers N/A CIK Number 0001603417 Filed Document 0001603417-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-18 20:21:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Landed Funds, LLC SHSA Series See All Filings	D	2018-12-18 19:48:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761267 Filed Document 0001095449-18-000117 Exclusions or Exemptions 506b Accepted Date 2018-12-18 19:48:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dermasensor, Inc. See All Filings	D	2018-12-18 19:39:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761384 Filed Document 0001761384-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 19:39:28 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
theMaven, Inc. See All Filings	D	2018-12-18 19:22:30 UTC
Amount To Be Raised $13,091,528 Associated Brokers / Dealers B. Riley FBR, Inc. CIK Number 0000894871 Filed Document 0001144204-18-065244 Exclusions or Exemptions 506b Accepted Date 2018-12-18 19:22:30 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Eleven Holdings Inc./DE See All Filings	D	2018-12-18 19:22:02 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001762184 Filed Document 0001762184-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 19:22:02 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
XT Tachus Co-Investment, LP See All Filings	D/A	2018-12-18 19:20:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762028 Filed Document 0001762028-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-18 19:20:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pear Ventures Opportunities VII, LLC See All Filings	D	2018-12-18 19:16:44 UTC
Amount To Be Raised $2,285,000 Associated Brokers / Dealers N/A CIK Number 0001757881 Filed Document 0001757881-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 19:16:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLATYPUS INSTITUTE INC. See All Filings	D/A	2018-12-18 19:11:41 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001741614 Filed Document 0001741614-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-18 19:11:41 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Landed Funds, LLC Santa Clara University Series See All Filings	D	2018-12-18 19:10:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761265 Filed Document 0001095449-18-000116 Exclusions or Exemptions 506b Accepted Date 2018-12-18 19:10:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KCB UMC Co-Invest LP See All Filings	D	2018-12-18 19:01:06 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001752141 Filed Document 0001752141-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 19:01:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Series 6, a Series of Seafront Technology Fund Series LLC See All Filings	D	2018-12-18 18:57:50 UTC
Amount To Be Raised $1,331,528 Associated Brokers / Dealers N/A CIK Number 0001758943 Filed Document 0001758943-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 18:57:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KCB Spiral Co-Invest LP See All Filings	D	2018-12-18 18:53:35 UTC
Amount To Be Raised $5,020,000 Associated Brokers / Dealers N/A CIK Number 0001739225 Filed Document 0001739225-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 18:53:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Landed Funds, LLC Nueva II Series See All Filings	D	2018-12-18 18:53:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761268 Filed Document 0001095449-18-000115 Exclusions or Exemptions 506b Accepted Date 2018-12-18 18:53:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Landed Funds, LLC Santa Clara University Series See All Filings	D	2018-12-18 18:48:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761265 Filed Document 0001095449-18-000114 Exclusions or Exemptions 506b Accepted Date 2018-12-18 18:48:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Landed Funds, LLC The Bellarmine Series See All Filings	D	2018-12-18 18:34:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761263 Filed Document 0001095449-18-000113 Exclusions or Exemptions 506b Accepted Date 2018-12-18 18:34:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dwelo, Inc. See All Filings	D	2018-12-18 18:31:28 UTC
Amount To Be Raised $9,290,347 Associated Brokers / Dealers N/A CIK Number 0001636756 Filed Document 0001636756-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-18 18:31:28 UTC Type of Offering D Industry Business Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Landed Educators, LLC See All Filings	D/A	2018-12-18 18:28:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761212 Filed Document 0001095449-18-000112 Exclusions or Exemptions 506b Accepted Date 2018-12-18 18:28:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Landed Funds, LLC CAIS Series See All Filings	D/A	2018-12-18 18:26:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761210 Filed Document 0001095449-18-000111 Exclusions or Exemptions 506b Accepted Date 2018-12-18 18:26:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amphivena Therapeutics, Inc. See All Filings	D	2018-12-18 18:24:58 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001582186 Filed Document 0001582186-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 18:24:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Landed Educators II, LLC See All Filings	D/A	2018-12-18 18:21:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761229 Filed Document 0001095449-18-000110 Exclusions or Exemptions 506b Accepted Date 2018-12-18 18:21:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Landed Denver Educators, LLC See All Filings	D	2018-12-18 18:19:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761231 Filed Document 0001095449-18-000109 Exclusions or Exemptions 506b Accepted Date 2018-12-18 18:19:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forbidden Fruit Ciderhouse, LLC See All Filings	D	2018-12-18 18:18:42 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001762327 Filed Document 0001762151-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-18 18:18:42 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
IMAGINEOPTIX CORP See All Filings	D	2018-12-18 18:16:12 UTC
Amount To Be Raised $11,020,000 Associated Brokers / Dealers N/A CIK Number 0001437858 Filed Document 0001437858-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 18:16:12 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Professional Holding Corp. See All Filings	D	2018-12-18 18:07:42 UTC
Amount To Be Raised $19,999,993 Associated Brokers / Dealers N/A CIK Number 0001630856 Filed Document 0001415889-18-001768 Exclusions or Exemptions 506b Accepted Date 2018-12-18 18:07:42 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
L&B Core Income Partners, L.P. See All Filings	D/A	2018-12-18 18:06:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511153 Filed Document 0001511153-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 18:06:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Landed Educators, LLC See All Filings	D	2018-12-18 18:06:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761212 Filed Document 0001095449-18-000108 Exclusions or Exemptions 506b Accepted Date 2018-12-18 18:06:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rise Farms, LLP See All Filings	D	2018-12-18 17:52:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762151 Filed Document 0001762151-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 17:52:01 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
VISIONGATE INC See All Filings	D/A	2018-12-18 17:43:55 UTC
Amount To Be Raised $43,000,001 Associated Brokers / Dealers N/A CIK Number 0001339362 Filed Document 0001339362-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-18 17:43:55 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity