Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SCP Real Estate Opportunities Fund I-B, L.P. See All Filings	D	2018-12-19 12:34:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001761708 Filed Document 0001761708-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 12:34:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juniper Square, Inc. See All Filings	D	2018-12-19 12:34:10 UTC
Amount To Be Raised $25,871,347 Associated Brokers / Dealers N/A CIK Number 0001662890 Filed Document 0001662890-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 12:34:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GP 2019 Real Assets Strategies, a series of Gresham Real Assets Strategies, L.P. See All Filings	D	2018-12-19 12:33:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001758050 Filed Document 0001758050-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 12:33:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spiral Therapeutics Inc See All Filings	D	2018-12-19 12:33:21 UTC
Amount To Be Raised $12,944,560 Associated Brokers / Dealers N/A CIK Number 0001761906 Filed Document 0001761906-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-19 12:33:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PERKINS & WILL INC See All Filings	D	2018-12-19 12:31:56 UTC
Amount To Be Raised $7,514,445 Associated Brokers / Dealers N/A CIK Number 0000077558 Filed Document 0000077558-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-19 12:31:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
Carlyle Alternative Opportunities Fund, L.P. See All Filings	D	2018-12-19 12:26:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001761892 Filed Document 0001761892-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-19 12:26:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-COU, a series of Equidate Investments, LLC See All Filings	D/A	2018-12-19 12:25:23 UTC
Amount To Be Raised $2,740,725 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001758765 Filed Document 0001758757-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-12-19 12:25:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rhythm Fund X, LLC See All Filings	D	2018-12-19 12:24:31 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001761842 Filed Document 0001761842-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-19 12:24:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foldax, Inc. See All Filings	D	2018-12-19 12:21:37 UTC
Amount To Be Raised $10,300,118 Associated Brokers / Dealers N/A CIK Number 0001602708 Filed Document 0001602708-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 12:21:37 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Jos. A. Magnus & Co. LLC See All Filings	D	2018-12-19 12:15:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001617346 Filed Document 0001617346-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-19 12:15:51 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $Not Applicable Type of Security Equity
Veritable Long Biased Domestic Fund, L.P. See All Filings	D/A	2018-12-19 12:15:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690866 Filed Document 0001690866-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 12:15:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-ASI-16-Fund, a series of AX-JoEl-Funds, LLC See All Filings	D	2018-12-19 12:14:16 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001757474 Filed Document 0001758757-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-12-19 12:14:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-RRQ-12-Fund, a series of AX-ManTel-Funds, LLC See All Filings	D	2018-12-19 12:12:32 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001755321 Filed Document 0001758757-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-12-19 12:12:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-KUQ-17-Fund, a series of AX-RoDi-Funds, LLC See All Filings	D	2018-12-19 12:11:01 UTC
Amount To Be Raised $158,450 Associated Brokers / Dealers N/A CIK Number 0001758064 Filed Document 0001758757-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-12-19 12:11:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 331 See All Filings	D	2018-12-19 12:09:04 UTC
Amount To Be Raised $371,286 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001758756 Filed Document 0001758757-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-12-19 12:09:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PharmacoPhotonics, Inc. See All Filings	D	2018-12-19 12:05:27 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001470868 Filed Document 0001470868-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 12:05:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Other
EquityZen Growth Technology Fund LLC - Series 340 See All Filings	D	2018-12-19 11:53:45 UTC
Amount To Be Raised $166,400 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001760606 Filed Document 0001758757-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-12-19 11:53:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 347 See All Filings	D	2018-12-19 11:52:50 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001762046 Filed Document 0001758757-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-19 11:52:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 341 See All Filings	D	2018-12-19 11:51:57 UTC
Amount To Be Raised $394,569 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001760600 Filed Document 0001758757-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-19 11:51:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 330 See All Filings	D	2018-12-19 11:51:02 UTC
Amount To Be Raised $1,593,750 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001758757 Filed Document 0001758757-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 11:51:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TRIFECTA GOLD LTD See All Filings	D	2018-12-19 11:50:22 UTC
Amount To Be Raised $92,901 Associated Brokers / Dealers N/A CIK Number 0001713979 Filed Document 0001183740-18-000204 Exclusions or Exemptions 506b Accepted Date 2018-12-19 11:50:22 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
DC Columbia Commercial, LLC See All Filings	D	2018-12-19 11:48:31 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001760420 Filed Document 0001760420-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 11:48:31 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
IPG Cayman LP See All Filings	D	2018-12-19 11:42:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ERG Services (US) LLC CIK Number 0001761992 Filed Document 0001761992-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-19 11:42:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FF Fund I, LP See All Filings	D/A	2018-12-19 11:37:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504555 Filed Document 0001504555-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 11:37:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Still Lake Value Partners, LP See All Filings	D/A	2018-12-19 11:35:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692559 Filed Document 0001692559-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 11:35:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paragon Mobile, Inc. See All Filings	D	2018-12-19 11:29:07 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001649556 Filed Document 0001649556-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-19 11:29:07 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Chanprop LLC See All Filings	D	2018-12-19 11:26:04 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001762357 Filed Document 0001762357-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 11:26:04 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SL Alpine Access Fund, L.P. See All Filings	D	2018-12-19 11:21:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001762346 Filed Document 0001762346-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 11:21:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Omicron Vega Fund, LP See All Filings	D/A	2018-12-19 11:17:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692469 Filed Document 0001692469-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 11:17:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brigade Distressed Value Fund LP See All Filings	D/A	2018-12-19 11:16:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509884 Filed Document 0000919574-18-008064 Exclusions or Exemptions 506b Accepted Date 2018-12-19 11:16:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brigade Credit Offshore Fund II Ltd. See All Filings	D/A	2018-12-19 11:13:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458808 Filed Document 0000919574-18-008062 Exclusions or Exemptions 506b Accepted Date 2018-12-19 11:13:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GEMINI BANCSHARES INC See All Filings	D	2018-12-19 11:08:48 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001209251 Filed Document 0001014108-18-000234 Exclusions or Exemptions 506b Accepted Date 2018-12-19 11:08:48 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Brigade Leveraged Capital Structures Offshore Ltd See All Filings	D/A	2018-12-19 11:08:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387215 Filed Document 0000919574-18-008060 Exclusions or Exemptions 506b Accepted Date 2018-12-19 11:08:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Whitebox Asymmetric Opportunities Fund, Ltd See All Filings	D/A	2018-12-19 10:59:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Constellar Capital Partners Hong Kong Limited CIK Number 0001489003 Filed Document 0000919574-18-008058 Exclusions or Exemptions 506b Accepted Date 2018-12-19 10:59:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HAMPSHIRE INSTITUTIONAL FUND, L.P. See All Filings	D/A	2018-12-19 10:58:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000833101 Filed Document 0000833101-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 10:58:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ETX Energy, LLC See All Filings	D	2018-12-19 10:52:46 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001535347 Filed Document 0001535347-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-12-19 10:52:46 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
APC - VB Homes, LLC See All Filings	D/A	2018-12-19 10:47:06 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001755598 Filed Document 0001755598-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-19 10:47:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Equity
Hampshire Associates Fund QP, L.P. See All Filings	D/A	2018-12-19 10:41:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300125 Filed Document 0001300125-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 10:41:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NeighborSchools, Inc. See All Filings	D	2018-12-19 10:38:56 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001760230 Filed Document 0001760230-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-19 10:38:56 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Realty Associates Fund XII REIT, LLC See All Filings	D	2018-12-19 10:25:04 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001743035 Filed Document 0001743035-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 10:25:04 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pluris Special Opportunity IV, LLC See All Filings	D	2018-12-19 10:23:22 UTC
Amount To Be Raised $810,000 Associated Brokers / Dealers N/A CIK Number 0001762071 Filed Document 0001762071-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 10:23:22 UTC Type of Offering D Industry Residential Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Equity
HAMPSHIRE ASSOCIATES FUND, L.P. See All Filings	D/A	2018-12-19 10:20:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000833100 Filed Document 0000833100-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 10:20:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Worthy Financial, Inc See All Filings	D	2018-12-19 10:17:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001745249 Filed Document 0001745249-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 10:17:18 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MAXONE LLC See All Filings	D	2018-12-19 10:17:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614451 Filed Document 0001614451-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-19 10:17:16 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Invisibly, Inc See All Filings	D	2018-12-19 10:13:29 UTC
Amount To Be Raised $10,229,996 Associated Brokers / Dealers N/A CIK Number 0001748916 Filed Document 0001748916-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-12-19 10:13:29 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Spruce Private Investments Fund II (Offshore), L.P. See All Filings	D/A	2018-12-19 10:10:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627630 Filed Document 0000902664-18-004379 Exclusions or Exemptions 506b Accepted Date 2018-12-19 10:10:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Madison Avenue Opportunities LLC See All Filings	D/A	2018-12-19 10:10:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717932 Filed Document 0001717932-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 10:10:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Allied Payment Network Inc. See All Filings	D	2018-12-19 10:09:18 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers APPLIED CAPITAL, LLC CIK Number 0001536406 Filed Document 0001536406-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-19 10:09:18 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Spruce Private Investments Fund II, LP See All Filings	D/A	2018-12-19 10:07:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627566 Filed Document 0000902664-18-004378 Exclusions or Exemptions 506b Accepted Date 2018-12-19 10:07:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Incapture Technologies LLC See All Filings	D/A	2018-12-19 10:01:03 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001567581 Filed Document 0000902664-18-004377 Exclusions or Exemptions 506b Accepted Date 2018-12-19 10:01:03 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity