Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
VITANOVA BIOMEDICAL, INC. See All Filings	D/A	2020-08-20 12:04:44 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers The OCMX CIK Number 0001776700 Filed Document 0001776700-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 12:04:44 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ClearIt LLC See All Filings	D	2020-08-20 12:00:55 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001757063 Filed Document 0001757063-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 12:00:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Greenoaks Capital MS LP - Aparo Expressway II Series See All Filings	D/A	2020-08-20 11:56:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820815 Filed Document 0001820815-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 11:56:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bioverge Funds, Circularis I, LLC See All Filings	D	2020-08-20 11:51:44 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers Bioverge Funds Management, LLC CIK Number 0001821849 Filed Document 0001821849-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 11:51:44 UTC Type of Offering D Industry Investing Principal Place of Business IDAHO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Starboard Premier DST See All Filings	D/A	2020-08-20 11:49:45 UTC
Amount To Be Raised $15,300,000 Associated Brokers / Dealers MCDERMOTT INVESTMENT SERVICES, LLC, COLORADO FINANCIAL SERVICE CORPORATION, Port Securities, Inc, Concorde Investment Services, CAPULENT LLC, DAI Securities, LLC, GREAT POINT CAPITAL LLC, THORNHILL SECURITIES, INC., ORCHARD SECURITIES, LLC, WEALTHFORGE SECURITIES, LLC, PURSHE KAPLAN STERLING INVESTMENTS, and EMERSON EQUITY LLC CIK Number 0001801337 Filed Document 0001801337-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-08-20 11:49:45 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Cruiser Capital LLC See All Filings	D/A	2020-08-20 11:49:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524655 Filed Document 0001524655-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 11:49:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heatworks Technologies, Inc. See All Filings	D	2020-08-20 11:48:08 UTC
Amount To Be Raised $8,000,001 Associated Brokers / Dealers N/A CIK Number 0001676245 Filed Document 0001676245-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 11:48:08 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
S4 Capital plc See All Filings	D	2020-08-20 11:46:20 UTC
Amount To Be Raised $377,700 Associated Brokers / Dealers N/A CIK Number 0001762354 Filed Document 0001104659-20-097139 Exclusions or Exemptions 506b Accepted Date 2020-08-20 11:46:20 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Innovation X Holdings Series 2020-2 QP, LLC See All Filings	D	2020-08-20 11:42:17 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001820464 Filed Document 0000905718-20-000872 Exclusions or Exemptions 506b Accepted Date 2020-08-20 11:42:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PE Premier Oaktree Opportunities XI Offshore Feeder L.P. See All Filings	D	2020-08-20 11:38:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001821622 Filed Document 0000897069-20-000349 Exclusions or Exemptions 506b Accepted Date 2020-08-20 11:38:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Converge Ventures LLC See All Filings	D	2020-08-20 11:29:26 UTC
Amount To Be Raised $11,700,000 Associated Brokers / Dealers Harry Friedberg CIK Number 0001821864 Filed Document 0001821864-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-20 11:29:26 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
SCOTT'S COVE SPECIAL CREDITS OFFSHORE FUND I LTD See All Filings	D/A	2020-08-20 11:27:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MICHAEL H. OSHIRO and SCOTT J. MIBU CIK Number 0001429598 Filed Document 0000919574-20-005464 Exclusions or Exemptions 506b Accepted Date 2020-08-20 11:27:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 576 See All Filings	D	2020-08-20 11:25:31 UTC
Amount To Be Raised $570,119 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001810887 Filed Document 0001810887-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 11:25:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AI VentureTech, Inc. See All Filings	D	2020-08-20 11:24:15 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001821711 Filed Document 0001821711-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 11:24:15 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 605 See All Filings	D	2020-08-20 11:23:51 UTC
Amount To Be Raised $200,459 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001814433 Filed Document 0001814433-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 11:23:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vivosens Inc. See All Filings	D	2020-08-20 11:23:51 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001793344 Filed Document 0001793344-20-000016 Exclusions or Exemptions 506b Accepted Date 2020-08-20 11:23:51 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Memorial City Partners, LLC See All Filings	D	2020-08-20 11:22:53 UTC
Amount To Be Raised $2,009,000 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001821870 Filed Document 0001821870-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 11:22:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Triton Smaller Mid-Cap Fund II US SCSp See All Filings	D	2020-08-20 11:21:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co, LLC and Lazard & Co., Limited CIK Number 0001821312 Filed Document 0001821312-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 11:21:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Triton Smaller Mid-Cap Fund II SCSp See All Filings	D	2020-08-20 11:08:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co, LLC and Lazard & Co., Limited CIK Number 0001818312 Filed Document 0001818312-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 11:08:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LGVP Homesome I LLC See All Filings	D	2020-08-20 11:03:46 UTC
Amount To Be Raised $3,070,000 Associated Brokers / Dealers N/A CIK Number 0001821801 Filed Document 0001821801-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 11:03:46 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vectary, Inc. See All Filings	D	2020-08-20 11:02:55 UTC
Amount To Be Raised $7,069,199 Associated Brokers / Dealers N/A CIK Number 0001820179 Filed Document 0001820179-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 11:02:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Light Media Holdings, Inc. See All Filings	D	2020-08-20 10:56:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Network 1 Financial Securities Inc CIK Number 0001464192 Filed Document 0001464192-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 10:56:16 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
REPLICEL LIFE SCIENCES INC. See All Filings	D	2020-08-20 10:53:01 UTC
Amount To Be Raised $118,181 Associated Brokers / Dealers N/A CIK Number 0001205059 Filed Document 0001085037-20-000051 Exclusions or Exemptions 506b Accepted Date 2020-08-20 10:53:01 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
HH Acquisitions CS LLC See All Filings	D	2020-08-20 10:43:35 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers RHK Capital CIK Number 0001777037 Filed Document 0001777037-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 10:43:35 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Ithuba Investments LP See All Filings	D/A	2020-08-20 10:42:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648569 Filed Document 0001648569-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 10:42:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Neonode Inc. See All Filings	D	2020-08-20 10:32:46 UTC
Amount To Be Raised $13,891,991 Associated Brokers / Dealers Craig-Hallum Capital Group LLC CIK Number 0000087050 Filed Document 0001213900-20-023015 Exclusions or Exemptions 506b Accepted Date 2020-08-20 10:32:46 UTC Type of Offering D Industry Other Technology Principal Place of Business SWEDEN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Cohort 9, a Series of Venture University Master, LLC See All Filings	D/A	2020-08-20 10:12:17 UTC
Amount To Be Raised $558,900 Associated Brokers / Dealers N/A CIK Number 0001819187 Filed Document 0001819187-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 10:12:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Omegapad LLC See All Filings	D	2020-08-20 10:01:28 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001804683 Filed Document 0001804683-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 10:01:28 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 554 See All Filings	D	2020-08-20 09:57:47 UTC
Amount To Be Raised $654,683 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001804121 Filed Document 0001804121-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 09:57:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PTM Grand Central Miami LLC See All Filings	D	2020-08-20 09:56:37 UTC
Amount To Be Raised $8,040,000 Associated Brokers / Dealers N/A CIK Number 0001820504 Filed Document 0001567619-20-015782 Exclusions or Exemptions 506b Accepted Date 2020-08-20 09:56:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empros Enterprise Data Technologies Fund II, LLC See All Filings	D/A	2020-08-20 09:52:38 UTC
Amount To Be Raised $7,058,862 Associated Brokers / Dealers N/A CIK Number 0001757637 Filed Document 0001757637-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 09:52:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coltrane Offshore Fund, Ltd. See All Filings	D/A	2020-08-20 09:50:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556022 Filed Document 0001556022-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 09:50:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coltrane Domestic Fund, L.P. See All Filings	D/A	2020-08-20 09:48:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556008 Filed Document 0001556008-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 09:48:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Selwood Credit Opportunities Feeder IV LP See All Filings	D/A	2020-08-20 09:45:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785463 Filed Document 0000902664-20-003126 Exclusions or Exemptions 506b Accepted Date 2020-08-20 09:45:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATAI, a series of Velorum Elevated Ventures Master, LLC See All Filings	D/A	2020-08-20 09:37:25 UTC
Amount To Be Raised $842,274 Associated Brokers / Dealers N/A CIK Number 0001805462 Filed Document 0001805462-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 09:37:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Georgie & Tom's Food Co. P.B.C. See All Filings	D	2020-08-20 09:35:49 UTC
Amount To Be Raised $2,493,235 Associated Brokers / Dealers N/A CIK Number 0001821467 Filed Document 0001821467-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 09:35:49 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vacatia MLR Partners, LLC See All Filings	D	2020-08-20 09:34:02 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001818363 Filed Document 0001818363-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 09:34:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Envera Health, Inc. See All Filings	D	2020-08-20 09:33:16 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001660184 Filed Document 0001567619-20-015779 Exclusions or Exemptions 506b Accepted Date 2020-08-20 09:33:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Fiesta Rentals LLC See All Filings	C-W	2020-08-20 09:32:27 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001813221 Filed Document 0001746059-20-000255 Accepted Date 2020-08-20 09:32:27 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
SP Capital LP See All Filings	D/A	2020-08-20 09:20:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624414 Filed Document 0001624414-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 09:20:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chili Piper, Inc. See All Filings	D	2020-08-20 09:16:24 UTC
Amount To Be Raised $14,999,998 Associated Brokers / Dealers N/A CIK Number 0001768952 Filed Document 0001768952-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 09:16:24 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 611 See All Filings	D	2020-08-20 09:10:37 UTC
Amount To Be Raised $1,060,953 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001818546 Filed Document 0001818546-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 09:10:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 552 See All Filings	D	2020-08-20 09:09:44 UTC
Amount To Be Raised $161,046 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001804120 Filed Document 0001804120-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 09:09:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chiratae Ventures International Fund IV LLC See All Filings	D/A	2020-08-20 09:07:23 UTC
Amount To Be Raised $275,000,000 Associated Brokers / Dealers Bentley Securities Corporation CIK Number 0001789813 Filed Document 0001789813-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 09:07:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 599 See All Filings	D/A	2020-08-20 09:04:12 UTC
Amount To Be Raised $551,700 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001813967 Filed Document 0001813967-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 09:04:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Resolution Life Group Holdings LP See All Filings	D/A	2020-08-20 08:51:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Asset Management Limited CIK Number 0001745174 Filed Document 0001745174-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 08:51:53 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Janus Biotherapeutics, Inc. See All Filings	D	2020-08-20 08:37:59 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001514481 Filed Document 0001514481-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-20 08:37:59 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cape Ann Global Developing Markets Fund See All Filings	D/A	2020-08-20 08:36:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655270 Filed Document 0001567619-20-015778 Exclusions or Exemptions 506b Accepted Date 2020-08-20 08:36:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONNALLY APARTMENTS LLC See All Filings	D	2020-08-20 08:35:40 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001821791 Filed Document 0001821791-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 08:35:40 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Winton Fund (Enhanced) Ltd See All Filings	D/A	2020-08-20 08:35:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588105 Filed Document 0001588105-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 08:35:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund