Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Harvest 100 LLC See All Filings	D	2020-08-20 17:21:14 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers BioAg Group, Inc. CIK Number 0001821716 Filed Document 0001821716-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:21:14 UTC Type of Offering D Industry Agriculture Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
HARRISON STREET SOCIAL INFRASTRUCTURE FUND, L.P. See All Filings	D/A	2020-08-20 17:20:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744138 Filed Document 0001744138-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:20:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ALICE Technologies, Inc. See All Filings	D	2020-08-20 17:18:09 UTC
Amount To Be Raised $4,627,656 Associated Brokers / Dealers N/A CIK Number 0001603909 Filed Document 0001603909-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:18:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Revolution Gelato, Inc. See All Filings	D	2020-08-20 17:15:35 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001821641 Filed Document 0001821641-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:15:35 UTC Type of Offering D Industry Manufacturing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
TBC Dragon Investments IV, LLC See All Filings	D	2020-08-20 17:15:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820227 Filed Document 0001820227-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:15:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TBC Dragon Investments III, LLC See All Filings	D	2020-08-20 17:13:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820220 Filed Document 0001820220-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:13:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TBC Bracket Dragon Investments I, LLC See All Filings	D	2020-08-20 17:12:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820331 Filed Document 0001820331-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:12:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CatchLight Capital Partners I, LP See All Filings	D	2020-08-20 17:12:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001821394 Filed Document 0001821394-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:12:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hannan Metals Ltd. See All Filings	D	2020-08-20 17:11:51 UTC
Amount To Be Raised $87,432 Associated Brokers / Dealers N/A CIK Number 0001123267 Filed Document 0001715994-20-000010 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:11:51 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Option To Acquire
GS GAMMA INVESTMENTS LLC See All Filings	D/A	2020-08-20 17:07:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC, Guggenheim Investor Services, LLC, FocusPoint Private Capital Group, LLC, Alternative Asset Investment Management Securities, LLC, Blue Sand Securities LLC, 16 Points LLC, and Frontier Solutions CIK Number 0001343623 Filed Document 0001498898-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:07:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sensor Industries Corp. See All Filings	D/A	2020-08-20 17:06:50 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001764322 Filed Document 0001764322-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:06:50 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Exline Industrial Fund II, LP See All Filings	D	2020-08-20 17:03:23 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001821464 Filed Document 0001821464-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:03:23 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Enso Apothecary, LLC See All Filings	D	2020-08-20 16:57:22 UTC
Amount To Be Raised $28,800 Associated Brokers / Dealers N/A CIK Number 0001791035 Filed Document 0001791035-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:57:22 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ACP Overlook Investors LLC See All Filings	D	2020-08-20 16:57:12 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001819286 Filed Document 0001567619-20-015830 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:57:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BuildStream Technologies Inc. See All Filings	D	2020-08-20 16:53:53 UTC
Amount To Be Raised $402,447 Associated Brokers / Dealers N/A CIK Number 0001812192 Filed Document 0001812192-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:53:53 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
GS Gamma Investments Ltd See All Filings	D/A	2020-08-20 16:50:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC, Guggenheim Investor Services, LLC, FocusPoint Private Capital Group, LLC, Alternative Asset Investment Management Securities, LLC, Blue Sand Securities LLC, 16 Points LLC, and Frontier Solutions CIK Number 0001343728 Filed Document 0001498898-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:50:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LifeDNA, Inc See All Filings	C	2020-08-20 16:44:52 UTC
Financial Interest The Intermediary will receive a number of Crowd Notes of the Issuer equal to two percent (2%) of the total number of Securities sold by the Issuer in the Offering. Filing Platform MicroVenture Marketplace Inc. Offering Amount $1,070,000 CIK Number 0001706668 Filed Document 0001706668-20-000004 Accepted Date 2020-08-20 16:44:52 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State HAWAII
True Ventures VII-A, L.P. See All Filings	D	2020-08-20 16:40:23 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers N/A CIK Number 0001813579 Filed Document 0001813579-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:40:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
OB Fund I, a series of MV Funds, LP See All Filings	D	2020-08-20 16:39:50 UTC
Amount To Be Raised $201,360 Associated Brokers / Dealers N/A CIK Number 0001822062 Filed Document 0001822062-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:39:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
15 16th Ave N LLC See All Filings	D	2020-08-20 16:37:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001821554 Filed Document 0001821554-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:37:59 UTC Type of Offering D Industry Residential Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LE Fund I, a series of Noveus Capital Funds, LP See All Filings	D	2020-08-20 16:35:07 UTC
Amount To Be Raised $169,000 Associated Brokers / Dealers N/A CIK Number 0001822061 Filed Document 0001822061-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:35:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BL Fund I, a series of AHP Investments, LP See All Filings	D	2020-08-20 16:34:54 UTC
Amount To Be Raised $985,327 Associated Brokers / Dealers N/A CIK Number 0001822063 Filed Document 0001822063-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:34:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SpringBig, Inc. See All Filings	D	2020-08-20 16:33:10 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001760945 Filed Document 0001760945-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:33:10 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PPB Access Fund - Fortress Lending Fund II (A) LP See All Filings	D	2020-08-20 16:33:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001821094 Filed Document 0001821094-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:33:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMPIRE PETROLEUM CORP See All Filings	D	2020-08-20 16:15:36 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0000887396 Filed Document 0000887396-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:15:36 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Boothbay Diversified Alpha Fund Ltd See All Filings	D/A	2020-08-20 16:12:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785065 Filed Document 0001785065-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:12:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Polychain Fund I LP See All Filings	D/A	2020-08-20 16:12:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682070 Filed Document 0001682070-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:12:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FAM OPPORTUNITY FUND, LLC See All Filings	D/A	2020-08-20 16:09:12 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001737473 Filed Document 0001737473-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:09:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Dfinity Ecosystem Fund LP See All Filings	D/A	2020-08-20 16:08:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730967 Filed Document 0001730967-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:08:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S Capital II PF, L.P. See All Filings	D/A	2020-08-20 16:06:23 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001815671 Filed Document 0001815671-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:06:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verb Technology Company, Inc. See All Filings	D	2020-08-20 16:05:19 UTC
Amount To Be Raised $2,101,653 Associated Brokers / Dealers N/A CIK Number 0001566610 Filed Document 0001493152-20-016408 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:05:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Polychain Master Fund I LP See All Filings	D/A	2020-08-20 16:04:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774326 Filed Document 0001774326-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:04:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S Capital II, L.P. See All Filings	D/A	2020-08-20 15:59:13 UTC
Amount To Be Raised $121,500,000 Associated Brokers / Dealers N/A CIK Number 0001801312 Filed Document 0001801312-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-20 15:59:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Community Transformation Fund, LP See All Filings	D	2020-08-20 15:54:06 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001821950 Filed Document 0000905729-20-000194 Exclusions or Exemptions 506b Accepted Date 2020-08-20 15:54:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Cove E-Commerce Distribution DST See All Filings	D	2020-08-20 15:51:46 UTC
Amount To Be Raised $4,800,096 Associated Brokers / Dealers Growth Capital Services, LLC CIK Number 0001821613 Filed Document 0001821613-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-20 15:51:46 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Catalyst Wealth Management Media Fund I, LLC See All Filings	D	2020-08-20 15:49:47 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001821911 Filed Document 0001821911-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-20 15:49:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
2088525 AB Texas Land Co Inc See All Filings	D/A	2020-08-20 15:47:31 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001756495 Filed Document 0001756495-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 15:47:31 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Conversica, Inc. See All Filings	D	2020-08-20 15:43:31 UTC
Amount To Be Raised $19,999,990 Associated Brokers / Dealers N/A CIK Number 0001738268 Filed Document 0001738268-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 15:43:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bambu Investors LLC See All Filings	D	2020-08-20 15:42:28 UTC
Amount To Be Raised $1,043,000 Associated Brokers / Dealers N/A CIK Number 0001782201 Filed Document 0001782201-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 15:42:28 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Equity
Branch Venture Group WSB SPV LLC See All Filings	D	2020-08-20 15:30:49 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001820833 Filed Document 0001820833-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 15:30:49 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Renforth Resources Inc. See All Filings	D	2020-08-20 15:22:11 UTC
Amount To Be Raised $236,558 Associated Brokers / Dealers N/A CIK Number 0001821205 Filed Document 0001062993-20-004087 Exclusions or Exemptions 506b Accepted Date 2020-08-20 15:22:11 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Saga Global Capital Management, LLC See All Filings	D/A	2020-08-20 15:15:54 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001687925 Filed Document 0001687924-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 15:15:54 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BR Fund I, a series of Zachary Ginsburg Funds, LP See All Filings	D	2020-08-20 15:14:47 UTC
Amount To Be Raised $188,711 Associated Brokers / Dealers N/A CIK Number 0001821944 Filed Document 0001821944-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 15:14:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schroder Taft-Hartley Income Fund, L.P. See All Filings	D	2020-08-20 15:06:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001820446 Filed Document 0001820446-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 15:06:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vivo QA 2021 LLC See All Filings	D	2020-08-20 15:02:11 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001821478 Filed Document 0001821478-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-20 15:02:11 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Beyu Group, Inc. See All Filings	D	2020-08-20 14:50:41 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001821703 Filed Document 0001821703-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 14:50:41 UTC Type of Offering D Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ICG Credit Opportunities Fund 2A LP See All Filings	D	2020-08-20 14:50:39 UTC
Amount To Be Raised $76,000,000 Associated Brokers / Dealers N/A CIK Number 0001821931 Filed Document 0001821931-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 14:50:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BA Fund I, a series of Fourth Realm Funds, LP See All Filings	D	2020-08-20 14:49:58 UTC
Amount To Be Raised $96,025 Associated Brokers / Dealers N/A CIK Number 0001821943 Filed Document 0001821943-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 14:49:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VO Fund I, a series of AV Funds, LP See All Filings	D	2020-08-20 14:49:49 UTC
Amount To Be Raised $373,000 Associated Brokers / Dealers N/A CIK Number 0001821942 Filed Document 0001821942-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 14:49:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revolution Oil & Gas Corp See All Filings	D	2020-08-20 14:45:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001821248 Filed Document 0001821248-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 14:45:42 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity