Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Apollo Natural Resources Partners (P2) III, L.P. See All Filings	D	2018-12-20 16:56:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761027 Filed Document 0001315863-18-000959 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:56:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Natural Resources Partners (P1) III, L.P. See All Filings	D	2018-12-20 16:54:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761026 Filed Document 0001315863-18-000958 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:54:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Newstone Capital Partners IV, L.P. See All Filings	D	2018-12-20 16:53:07 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers N/A CIK Number 0001761998 Filed Document 0001761998-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:53:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORM Timber Fund IV (REIT) Inc. See All Filings	D	2018-12-20 16:52:59 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001762237 Filed Document 0001762237-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:52:59 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sparrowhawk Strategic Growth Fund, LP See All Filings	D/A	2018-12-20 16:52:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726417 Filed Document 0001726417-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:52:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Groundworks Operations, LLC See All Filings	D	2018-12-20 16:52:28 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001762012 Filed Document 0001762012-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:52:28 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Abbott Capital Private Equity Investors 2019 Cayman, L.P. See All Filings	D	2018-12-20 16:51:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762433 Filed Document 0001762428-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:51:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Global Infrastructure Partners IV-C, L.P. See All Filings	D	2018-12-20 16:51:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable, Not applicable, Not applicable, and Not applicable CIK Number 0001761901 Filed Document 0001761901-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:51:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Natural Resources Partners III, L.P. See All Filings	D	2018-12-20 16:50:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761025 Filed Document 0001315863-18-000957 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:50:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D	2018-12-20 16:50:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:50:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Salient MLP Total Return Fund, L.P. See All Filings	D/A	2018-12-20 16:48:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EDI Financial Inc., UMB Financial Services, Inc., Morgan Stanley Smith Barney LLC, Stifel, Nicolaus & Company, Incorporated, USCA Securities, LLC, Salient Capital L.P., Applied Capital, LLC, and Hightower Securities LLC CIK Number 0001589065 Filed Document 0001589065-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:48:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Global Infrastructure Partners IV-B Feeder Fund, L.P. See All Filings	D	2018-12-20 16:48:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable, Not applicable, Not applicable, and Not applicable CIK Number 0001761758 Filed Document 0001761758-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:48:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Abbott Capital Private Equity Investors 2019, L.P. See All Filings	D	2018-12-20 16:46:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762428 Filed Document 0001762428-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:46:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Global Infrastructure Partners IV-A/B, L.P. See All Filings	D	2018-12-20 16:45:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable, Not applicable, Not applicable, and Not applicable CIK Number 0001761794 Filed Document 0001691325-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:45:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EARLY AUTUMN, INC. See All Filings	D	2018-12-20 16:41:49 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001649946 Filed Document 0001649946-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:41:49 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CSV NV Real Co Holdings, LLC See All Filings	D	2018-12-20 16:41:14 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001761301 Filed Document 0001315863-18-000956 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:41:14 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CAPITOL PEAK PARTNERS FUND I-A, L.P. See All Filings	D	2018-12-20 16:39:07 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001762147 Filed Document 0001762147-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:39:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CAPITOL PEAK PARTNERS FUND I, L.P. See All Filings	D	2018-12-20 16:38:16 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001762148 Filed Document 0001762148-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:38:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Towers Watson Hedge Advantage Master Fund See All Filings	D/A	2018-12-20 16:36:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001594150 Filed Document 0001594150-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:36:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlantic Credit Opportunities Fund Ltd See All Filings	D	2018-12-20 16:31:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751187 Filed Document 0000943663-18-000234 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:31:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTFIELD MICRO CAP FUND LP See All Filings	D/A	2018-12-20 16:28:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001269422 Filed Document 0001567619-18-008442 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:28:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARKSIDE FINANCIAL, INC. See All Filings	D	2018-12-20 16:28:16 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Sandler O'Neill & Partners, L.P. CIK Number 0001519441 Filed Document 0001519441-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:28:16 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Avoxi, Inc. See All Filings	D	2018-12-20 16:28:01 UTC
Amount To Be Raised $10,075,000 Associated Brokers / Dealers N/A CIK Number 0001762558 Filed Document 0001762558-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:28:01 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Ascendas US REIT LLC See All Filings	D	2018-12-20 16:24:48 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001762369 Filed Document 0001762369-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:24:48 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
KNOW LABS, INC. See All Filings	D	2018-12-20 16:23:52 UTC
Amount To Be Raised $65,000 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-18-000604 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:23:52 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Ludlow Ventures Detroit II LP See All Filings	D	2018-12-20 16:21:28 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001762560 Filed Document 0001762560-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:21:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlantic Credit Opportunities Fund L.P. See All Filings	D	2018-12-20 16:19:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751186 Filed Document 0000943663-18-000233 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:19:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York Special Opportunities Fund III-B, L.P. See All Filings	D	2018-12-20 16:18:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Campbell Lutyens & Co. Ltd. CIK Number 0001762356 Filed Document 0001762356-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:18:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
York Special Opportunities Fund III-A, L.P. See All Filings	D	2018-12-20 16:16:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Campbell Lutyens & Co. Ltd. CIK Number 0001762345 Filed Document 0001762345-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:16:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Amerimar West Ohio III Management Co., LLC See All Filings	D	2018-12-20 16:15:40 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001756707 Filed Document 0001756707-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:15:40 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
HARBOR SPRING CAPITAL PARTNERS OFFSHORE, LTD. See All Filings	D/A	2018-12-20 16:12:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597229 Filed Document 0000919574-18-008101 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:12:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Towers Watson Diversifying Strategies Master Fund See All Filings	D/A	2018-12-20 16:11:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001594162 Filed Document 0001594162-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:11:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlantic Credit Opportunities Fund Master ICAV See All Filings	D	2018-12-20 16:06:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751188 Filed Document 0000943663-18-000232 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:06:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Haxall Point Manufactured Housing Opportunity Fund I, LP See All Filings	D	2018-12-20 16:04:30 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001762416 Filed Document 0001567619-18-008438 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:04:30 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Sport Endurance, Inc. See All Filings	D	2018-12-20 16:03:46 UTC
Amount To Be Raised $677,500 Associated Brokers / Dealers N/A CIK Number 0001471727 Filed Document 0001185185-18-002213 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:03:46 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DarioHealth Corp. See All Filings	D	2018-12-20 16:02:18 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001533998 Filed Document 0001144204-18-065717 Exclusions or Exemptions 506b Accepted Date 2018-12-20 16:02:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
RBB Bancorp See All Filings	D	2018-12-20 15:54:36 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers Sandler O'Neill & Partners, L. P. CIK Number 0001499422 Filed Document 0001209191-18-063650 Exclusions or Exemptions 506b Accepted Date 2018-12-20 15:54:36 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Apex Renovation I LLC See All Filings	D	2018-12-20 15:50:32 UTC
Amount To Be Raised $557,000 Associated Brokers / Dealers N/A CIK Number 0001762531 Filed Document 0001762530-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-20 15:50:32 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Sygnyl, Inc. See All Filings	D	2018-12-20 15:49:55 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001762524 Filed Document 0001762524-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-20 15:49:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Selme LLC See All Filings	D	2018-12-20 15:45:05 UTC
Amount To Be Raised $490,000 Associated Brokers / Dealers N/A CIK Number 0001758731 Filed Document 0001758731-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-20 15:45:05 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Indus Holding Co See All Filings	D/A	2018-12-20 15:44:41 UTC
Amount To Be Raised $46,000,000 Associated Brokers / Dealers Beacon Securities Limited CIK Number 0001636963 Filed Document 0001636963-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-12-20 15:44:41 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D	2018-12-20 15:42:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-12-20 15:42:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Serone EC2 Fund LP See All Filings	D/A	2018-12-20 15:31:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001725622 Filed Document 0001725622-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-20 15:31:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D	2018-12-20 15:28:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-12-20 15:28:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LiveBy, Inc. See All Filings	D	2018-12-20 15:22:37 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001702348 Filed Document 0001702348-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-20 15:22:37 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Debt
CoverUS, Inc See All Filings	D	2018-12-20 15:22:21 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001752130 Filed Document 0001752130-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-20 15:22:21 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Apex Rental I LLC See All Filings	D	2018-12-20 15:21:43 UTC
Amount To Be Raised $1,030,000 Associated Brokers / Dealers N/A CIK Number 0001762530 Filed Document 0001762530-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-20 15:21:43 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Blackstone Infrastructure Partners - V Feeder L.P. See All Filings	D	2018-12-20 15:17:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762496 Filed Document 0001762496-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-12-20 15:17:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RedPoint Global Inc See All Filings	D	2018-12-20 15:15:47 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001559872 Filed Document 0001733744-18-000075 Exclusions or Exemptions 506b Accepted Date 2018-12-20 15:15:47 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Owatonna Storage, LLC See All Filings	D	2018-12-20 15:10:27 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001762138 Filed Document 0001014108-18-000235 Exclusions or Exemptions 506b Accepted Date 2018-12-20 15:10:27 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity