Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Irving Investors Privates IV, LLC See All Filings	D	2020-08-24 11:44:48 UTC
Amount To Be Raised $479,498 Associated Brokers / Dealers N/A CIK Number 0001822332 Filed Document 0001822332-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-24 11:44:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STAC Inc. See All Filings	D/A	2020-08-24 11:29:14 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001781877 Filed Document 0001781877-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-08-24 11:29:14 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Innovative Med Concepts, LLC See All Filings	D	2020-08-24 11:21:18 UTC
Amount To Be Raised $2,129,867 Associated Brokers / Dealers N/A CIK Number 0001547539 Filed Document 0001547539-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-08-24 11:21:18 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Debt
Chisos Venture Income Fund LP See All Filings	D	2020-08-24 11:08:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001822311 Filed Document 0001822311-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-24 11:08:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevan Howard US Rates Opportunities Fund Ltd See All Filings	D/A	2020-08-24 11:04:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001749336 Filed Document 0001750653-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-24 11:04:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
theMaven, Inc. See All Filings	D	2020-08-24 10:48:31 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0000894871 Filed Document 0001493152-20-016583 Exclusions or Exemptions 506b Accepted Date 2020-08-24 10:48:31 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sequoia Capital Global Growth Fund III - U.S./India Annex Principals Fund, L.P. See All Filings	D	2020-08-24 10:48:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001821845 Filed Document 0001821845-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-08-24 10:48:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Watershed Health, Inc. See All Filings	D	2020-08-24 10:47:17 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001820837 Filed Document 0001820837-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-24 10:47:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Sequoia Capital Global Growth Fund III - U.S./India Annex Fund, L.P. See All Filings	D	2020-08-24 10:42:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001821925 Filed Document 0001821925-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-08-24 10:42:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OWP Opportunities Fund, LP See All Filings	D	2020-08-24 10:39:12 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001822189 Filed Document 0001822189-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-24 10:39:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sequoia Capital Global Growth Fund III - China Annex Principals Fund, L.P. See All Filings	D	2020-08-24 10:33:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001822004 Filed Document 0001822004-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-24 10:33:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevan Howard Alpha Strategies Fund Ltd See All Filings	D/A	2020-08-24 10:32:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001750654 Filed Document 0001750653-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-24 10:32:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnTrust Global Investment Holdings N.V. See All Filings	D/A	2020-08-24 10:28:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers C. P. Eaton and Associates and Legg Mason Investor Services, LLC CIK Number 0001458293 Filed Document 0000943663-20-000213 Exclusions or Exemptions 506b Accepted Date 2020-08-24 10:28:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS ANTILLES Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Sequoia Capital Global Growth Fund III - China Annex Fund, L.P. See All Filings	D	2020-08-24 10:28:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001822022 Filed Document 0001822022-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-24 10:28:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Visibly, Inc. See All Filings	D/A	2020-08-24 10:25:09 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001626434 Filed Document 0000897069-20-000351 Exclusions or Exemptions 506b Accepted Date 2020-08-24 10:25:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TradeMonday, Inc. See All Filings	D	2020-08-24 10:23:24 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001813714 Filed Document 0001813714-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-08-24 10:23:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Other
EnTrust Global Fixed Income Holdings N.V. See All Filings	D/A	2020-08-24 10:18:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Maybridge Partners Inc and C. P. Eaton and Associates CIK Number 0001436825 Filed Document 0000943663-20-000212 Exclusions or Exemptions 506b Accepted Date 2020-08-24 10:18:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS ANTILLES Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Brevan Howard Alpha Strategies Fund, L.P. See All Filings	D/A	2020-08-24 10:15:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001750653 Filed Document 0001750653-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-24 10:15:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ValueQuant Premium Fund LP See All Filings	D	2020-08-24 10:14:33 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001821490 Filed Document 0001821490-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-24 10:14:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
New Territory Opportunity Fund LP See All Filings	D/A	2020-08-24 10:13:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786279 Filed Document 0001786279-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-24 10:13:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Valley Forge Capital, L.P. See All Filings	D/A	2020-08-24 10:08:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Centenium Advisors, LLC CIK Number 0001473337 Filed Document 0001473337-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-24 10:08:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnTrust Global Emerging Markets Holdings N.V. See All Filings	D/A	2020-08-24 10:06:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers C.P. Eaton and Associates and Maybridge Partners Inc CIK Number 0001372110 Filed Document 0000943663-20-000211 Exclusions or Exemptions 506b Accepted Date 2020-08-24 10:06:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Adaptive Phage Therapeutics, Inc. See All Filings	D	2020-08-24 10:02:42 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001701259 Filed Document 0001701259-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-08-24 10:02:42 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Nationwide Private Placement Variable Account PP5 See All Filings	D/A	2020-08-24 10:01:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001816695 Filed Document 0001816695-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-24 10:01:03 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MSD HYLOF, L.P. See All Filings	D	2020-08-24 09:58:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001821903 Filed Document 0001821903-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-24 09:58:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nationwide Private Placement Variable Account PP4 See All Filings	D/A	2020-08-24 09:53:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001804435 Filed Document 0001804435-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-08-24 09:53:57 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Guide Therapeutics, Inc. See All Filings	D	2020-08-24 09:50:59 UTC
Amount To Be Raised $5,862,139 Associated Brokers / Dealers N/A CIK Number 0001769132 Filed Document 0001769132-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-08-24 09:50:59 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide Private Placement Variable Account PP3 See All Filings	D/A	2020-08-24 09:47:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001804211 Filed Document 0001804211-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-08-24 09:47:24 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Nationwide Private Placement Variable Account - E See All Filings	D/A	2020-08-24 09:41:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001601405 Filed Document 0001601405-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-08-24 09:41:05 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Asia Discovery Emerging Companies (US) Fund Ltd. See All Filings	D/A	2020-08-24 09:29:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577580 Filed Document 0001012975-20-000707 Exclusions or Exemptions 506b Accepted Date 2020-08-24 09:29:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Assert Energy Commodity Fund, LP See All Filings	D/A	2020-08-24 09:27:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728980 Filed Document 0001728980-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-24 09:27:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Asia Discovery Emerging Companies Fund Ltd See All Filings	D/A	2020-08-24 09:26:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617498 Filed Document 0001012975-20-000706 Exclusions or Exemptions 506b Accepted Date 2020-08-24 09:26:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Asia Landmark (US) Fund Ltd See All Filings	D/A	2020-08-24 09:23:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536856 Filed Document 0001012975-20-000705 Exclusions or Exemptions 506b Accepted Date 2020-08-24 09:23:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
ThreatSwitch, Inc. See All Filings	D	2020-08-24 09:20:44 UTC
Amount To Be Raised $1,705,000 Associated Brokers / Dealers N/A CIK Number 0001708914 Filed Document 0001209191-20-048030 Exclusions or Exemptions 506b Accepted Date 2020-08-24 09:20:44 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide BOLI Private Placement Variable Account See All Filings	D/A	2020-08-24 09:19:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001343394 Filed Document 0001343394-20-000010 Exclusions or Exemptions 506b Accepted Date 2020-08-24 09:19:54 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Asia Landmark Fund Ltd See All Filings	D/A	2020-08-24 09:18:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536855 Filed Document 0001012975-20-000704 Exclusions or Exemptions 506b Accepted Date 2020-08-24 09:18:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Vascugen, Inc. See All Filings	D	2020-08-24 09:16:22 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001822206 Filed Document 0001822206-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-24 09:16:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2020-08-24 09:11:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001135856 Filed Document 0001135856-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-08-24 09:11:09 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Liteboxer Technologies, Inc. See All Filings	D	2020-08-24 09:05:15 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001820459 Filed Document 0001820459-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-24 09:05:15 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
CRAZY WOMAN CREEK BANCORP INC See All Filings	D	2020-08-24 09:02:44 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001005119 Filed Document 0001209191-20-047785 Exclusions or Exemptions 506b Accepted Date 2020-08-24 09:02:44 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Debt
SPV Larsen Farm, LLLP See All Filings	D	2020-08-24 08:50:30 UTC
Amount To Be Raised $318,283 Associated Brokers / Dealers N/A CIK Number 0001822192 Filed Document 0001822192-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-24 08:50:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Tactivos, Inc. See All Filings	D	2020-08-24 07:41:29 UTC
Amount To Be Raised $131,599,870 Associated Brokers / Dealers N/A CIK Number 0001782335 Filed Document 0000905718-20-000888 Exclusions or Exemptions 506b Accepted Date 2020-08-24 07:41:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MAKRANA FINANCIAL (US) FUND I See All Filings	D/A	2020-08-24 06:38:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759640 Filed Document 0001759640-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-24 06:38:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Circle Technologies Inc See All Filings	D	2020-08-21 22:26:24 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001667135 Filed Document 0000898432-20-000725 Exclusions or Exemptions 506b Accepted Date 2020-08-21 22:26:24 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Hiven Inc. See All Filings	D	2020-08-21 22:26:20 UTC
Amount To Be Raised $2,281,634 Associated Brokers / Dealers N/A CIK Number 0001811801 Filed Document 0001811801-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-08-21 22:26:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BeMetals Corp. See All Filings	D	2020-08-21 22:26:08 UTC
Amount To Be Raised $30,264 Associated Brokers / Dealers Haywood Securities Inc. CIK Number 0001697044 Filed Document 0001727689-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-08-21 22:26:08 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Masterworks 026, LLC See All Filings	1-A	2020-08-21 21:38:03 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers Independent Brokerage Solutions LLC CIK Number 0001819378 Filed Document 0001493152-20-016543 Accepted Date 2020-08-21 21:38:03 UTC Type of Offering 1-A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Elevated Partners, LLC See All Filings	D	2020-08-21 21:25:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784295 Filed Document 0001784295-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-21 21:25:55 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Caffeinated Capital Virta SPV II, LLC See All Filings	D	2020-08-21 20:54:26 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001822229 Filed Document 0001822229-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-21 20:54:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SmartSoda Holdings, Inc. See All Filings	C	2020-08-21 19:02:24 UTC
Financial Interest The Intermediary will also receive compensation in the form of Securities equal to two percent (2%) of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $230,000 CIK Number 0001792706 Filed Document 0001445866-20-001267 Accepted Date 2020-08-21 19:02:24 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Common Stock State OHIO