Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Highbridge Tactical Credit Institutional Fund, Ltd. See All Filings	D/A	2020-08-25 13:11:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC and J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. CIK Number 0001727945 Filed Document 0000899140-20-000373 Exclusions or Exemptions 506b Accepted Date 2020-08-25 13:11:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Highbridge Tactical Credit Fund, L.P. See All Filings	D/A	2020-08-25 13:10:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. ("JPMII"), and JPMORGAN DISTRIBUTION SERVICES, INC. ("JPMDS") CIK Number 0001580386 Filed Document 0000899140-20-000372 Exclusions or Exemptions 506b Accepted Date 2020-08-25 13:10:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prime Lightworks Inc. See All Filings	C/A	2020-08-25 13:09:34 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,999 CIK Number 0001681290 Filed Document 0001665160-20-001087 Accepted Date 2020-08-25 13:09:34 UTC Type of Offering C/A Security Offered Amount 4,854 Security Offered Type Common Stock State CALIFORNIA
Fenwick Farms Brewing Co, LLC See All Filings	C	2020-08-25 12:55:05 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $120,000 CIK Number 0001822369 Filed Document 0001746059-20-000257 Accepted Date 2020-08-25 12:55:05 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State INDIANA
Sollis Therapeutics Inc See All Filings	D	2020-08-25 12:47:46 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001739483 Filed Document 0001739483-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-08-25 12:47:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
H&F Arrow 3, L.P. See All Filings	D	2020-08-25 12:46:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820826 Filed Document 0001820826-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-25 12:46:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
H&F Arrow 2, L.P. See All Filings	D	2020-08-25 12:40:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820827 Filed Document 0001820827-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-25 12:40:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Uptrust, Inc. See All Filings	D	2020-08-25 12:38:01 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001787793 Filed Document 0001787793-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-25 12:38:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
HCM I, L.P. See All Filings	D	2020-08-25 12:36:37 UTC
Amount To Be Raised $4,650,000 Associated Brokers / Dealers N/A CIK Number 0001821865 Filed Document 0001821865-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-25 12:36:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HomeDoc Technologies, Inc. See All Filings	D	2020-08-25 12:25:57 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001821638 Filed Document 0001821638-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-25 12:25:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
H&F Arrow 1, L.P. See All Filings	D	2020-08-25 12:13:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820783 Filed Document 0001822453-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-25 12:13:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Opentrons Labworks Inc. See All Filings	D	2020-08-25 12:11:12 UTC
Amount To Be Raised $20,599,371 Associated Brokers / Dealers N/A CIK Number 0001701598 Filed Document 0001701598-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-25 12:11:12 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
1859, Inc. See All Filings	D	2020-08-25 12:04:22 UTC
Amount To Be Raised $7,713,742 Associated Brokers / Dealers N/A CIK Number 0001781857 Filed Document 0001781857-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-25 12:04:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Command Holdings, LLC See All Filings	D	2020-08-25 12:00:40 UTC
Amount To Be Raised $2,505,730 Associated Brokers / Dealers N/A CIK Number 0001773095 Filed Document 0001773095-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-25 12:00:40 UTC Type of Offering D Industry Business Services Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Summit Peak Ventures Coinvest I, LP See All Filings	D	2020-08-25 11:59:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001821367 Filed Document 0001567619-20-015919 Exclusions or Exemptions 506b Accepted Date 2020-08-25 11:59:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GreenSeed Investors LLC See All Filings	D/A	2020-08-25 11:56:42 UTC
Amount To Be Raised $10,550,000 Associated Brokers / Dealers AEON Securities CIK Number 0001798878 Filed Document 0001798878-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-08-25 11:56:42 UTC Type of Offering D/A Industry Other Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Siguler Guff SBIC Fund, LP See All Filings	D	2020-08-25 11:53:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and MBSC Securities Corporation CIK Number 0001822411 Filed Document 0001822411-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-25 11:53:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
23770 Springwoods, LP See All Filings	D	2020-08-25 11:49:58 UTC
Amount To Be Raised $21,650,000 Associated Brokers / Dealers N/A CIK Number 0001821770 Filed Document 0001821770-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-25 11:49:58 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Wichita Falls Storage, LLC See All Filings	D	2020-08-25 11:46:47 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001821251 Filed Document 0001821251-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-25 11:46:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SaaS Opp Fund, LLC See All Filings	D	2020-08-25 11:45:42 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001822106 Filed Document 0001822106-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-25 11:45:42 UTC Type of Offering D Industry Computers Principal Place of Business NEW HAMPSHIRE Revenue or Assets $Not Applicable Type of Security Equity
Salina Storage, LLC See All Filings	D	2020-08-25 11:39:07 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001821989 Filed Document 0001821989-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-25 11:39:07 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Crescendo Preservation & Income Fund II, LP See All Filings	D	2020-08-25 11:30:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815278 Filed Document 0001315863-20-000738 Exclusions or Exemptions 506b Accepted Date 2020-08-25 11:30:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Olamina Fund LLC See All Filings	D	2020-08-25 11:28:20 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001822430 Filed Document 0001822430-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-25 11:28:20 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Hutchinson Storage, LLC See All Filings	D	2020-08-25 11:25:13 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001821253 Filed Document 0001821253-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-25 11:25:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Augmental Technologies, Inc. See All Filings	D	2020-08-25 11:20:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001822231 Filed Document 0001822231-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-25 11:20:43 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Radical Plastics, Inc. See All Filings	D	2020-08-25 11:20:27 UTC
Amount To Be Raised $2,412,607 Associated Brokers / Dealers N/A CIK Number 0001785524 Filed Document 0001785524-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-25 11:20:27 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
L2LP EIG, LLC See All Filings	D/A	2020-08-25 10:59:06 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001822198 Filed Document 0001822198-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-08-25 10:59:06 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
PGCS AAA Storage SR 16, LLC See All Filings	D	2020-08-25 10:57:51 UTC
Amount To Be Raised $902,500 Associated Brokers / Dealers N/A CIK Number 0001822385 Filed Document 0001822385-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-25 10:57:51 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
803 Funding, LLC See All Filings	D	2020-08-25 10:57:03 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001819470 Filed Document 0001819470-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-25 10:57:03 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Investcorp GP Stakes iCapital Access Fund, L.P. See All Filings	D/A	2020-08-25 10:54:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787947 Filed Document 0000897069-20-000353 Exclusions or Exemptions 506b Accepted Date 2020-08-25 10:54:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monument Ventures Inc. See All Filings	D	2020-08-25 10:42:18 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001818147 Filed Document 0001818147-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-25 10:42:18 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Loan Fund, Ltd. See All Filings	D/A	2020-08-25 10:42:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GUGGENHEIM SECURITIES, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001641541 Filed Document 0000899140-20-000371 Exclusions or Exemptions 506b Accepted Date 2020-08-25 10:42:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Keebeck Hedge Plus, LP See All Filings	D/A	2020-08-25 10:38:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786813 Filed Document 0000897069-20-000352 Exclusions or Exemptions 506b Accepted Date 2020-08-25 10:38:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Partners Opportunistic Investment Grade Securities Private Pensions Fund, LLC See All Filings	D/A	2020-08-25 10:38:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001647291 Filed Document 0000899140-20-000370 Exclusions or Exemptions 506b Accepted Date 2020-08-25 10:38:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Partners Opportunistic Investment Grade Securities Offshore Fund, Ltd. See All Filings	D/A	2020-08-25 10:37:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001808738 Filed Document 0000899140-20-000369 Exclusions or Exemptions 506b Accepted Date 2020-08-25 10:37:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pencey Value Fund I, LP See All Filings	D	2020-08-25 10:32:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820123 Filed Document 0001820123-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-25 10:32:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
READE STREET PARTNERS LP See All Filings	D/A	2020-08-25 10:31:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681853 Filed Document 0001405086-20-000264 Exclusions or Exemptions 506b Accepted Date 2020-08-25 10:31:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Tiny Restaurant Group LLC See All Filings	C/A	2020-08-25 10:19:35 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $50,000 CIK Number 0001818118 Filed Document 0001746059-20-000256 Accepted Date 2020-08-25 10:19:35 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State MASSACHUSETTS
Precious Metals & Miners Speculative Fund, LP See All Filings	D	2020-08-25 10:16:26 UTC
Amount To Be Raised $7,856,000 Associated Brokers / Dealers N/A CIK Number 0001821283 Filed Document 0001821283-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-25 10:16:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, LLC See All Filings	D/A	2020-08-25 10:15:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GUGGENHEIM SECURITIES, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001641219 Filed Document 0000899140-20-000368 Exclusions or Exemptions 506b Accepted Date 2020-08-25 10:15:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GUGGENHEIM LOAN FUND, LLC See All Filings	D/A	2020-08-25 10:09:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GUGGENHEIM SECURITIES, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001588382 Filed Document 0000899140-20-000367 Exclusions or Exemptions 506b Accepted Date 2020-08-25 10:09:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Schutt Private Investment Fund, LP See All Filings	D/A	2020-08-25 09:53:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617426 Filed Document 0001617426-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-25 09:53:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NexPoint Polo Glen DST See All Filings	D/A	2020-08-25 09:34:36 UTC
Amount To Be Raised $29,944,929 Associated Brokers / Dealers McDermott Investment Services LLC, Invicta Capital LLC, Emerson Equity LLC, Capulent LLC, Wealthforge Securities, LLC, Purshe Kaplan Sterling Investments, Lightpath Capital, Inc., Advisory Group Equity Services Ltd., Concorde Investment Services, LLC, APW Capital, Inc., Money Concepts Capital Corp., DFPG Investments, LLC, Capulent, LLC, DAI Securities, LLC, TCFG Wealth Management LLC., Western International Securities, IDB Capital Corp, Growth Capital Services, Inc., Great Point Capital, LLC, and Whitehall-Parker Securities, Inc. CIK Number 0001807308 Filed Document 0001807308-20-000012 Exclusions or Exemptions 506b Accepted Date 2020-08-25 09:34:36 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Salzman Farms, LLC See All Filings	D	2020-08-25 09:28:07 UTC
Amount To Be Raised $1,643,500 Associated Brokers / Dealers N/A CIK Number 0001822373 Filed Document 0001822373-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-08-25 09:28:07 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Ovuline, Inc. See All Filings	D/A	2020-08-25 09:25:51 UTC
Amount To Be Raised $12,584,895 Associated Brokers / Dealers N/A CIK Number 0001565532 Filed Document 0001565532-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-08-25 09:25:51 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Red Oak Fund, LP See All Filings	D/A	2020-08-25 08:27:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001397261 Filed Document 0001397261-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-25 08:27:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Red Oak Institutional Founders Long Fund, LP See All Filings	D/A	2020-08-25 08:20:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659711 Filed Document 0001659711-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-25 08:20:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Red Oak Long Fund, LP See All Filings	D/A	2020-08-25 08:19:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605605 Filed Document 0001605605-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-25 08:19:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WC SACD Holdings, Inc. See All Filings	D	2020-08-25 08:08:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767658 Filed Document 0001767658-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-25 08:08:58 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Fig Publishing, Inc. See All Filings	1-A/A	2020-08-25 06:03:39 UTC
Amount To Be Raised $13,763,000 Associated Brokers / Dealers OpenDeal Broker LLC CIK Number 0001658966 Filed Document 0001213900-20-023540 Accepted Date 2020-08-25 06:03:39 UTC Type of Offering 1-A/A Industry SERVICES-PREPACKAGED SOFTWARE Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $106,862 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)