Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
1180 E STREET INVESTORS, LLC See All Filings	D	2020-02-06 14:07:03 UTC
Amount To Be Raised $8,715,000 Associated Brokers / Dealers N/A CIK Number 0001799711 Filed Document 0001799711-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-06 14:07:03 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nova Appian Preferred Income Fund I LP See All Filings	D	2020-02-06 13:56:46 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001801190 Filed Document 0001801190-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-06 13:56:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THOR METALS FUND I, L.P. See All Filings	D/A	2020-02-06 12:55:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791150 Filed Document 0001791150-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-06 12:55:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Medical Industries of the Americas See All Filings	D	2020-02-06 12:10:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728162 Filed Document 0001728162-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-02-06 12:10:02 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Cascade Oaks, LLC See All Filings	D	2020-02-06 11:44:36 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001802256 Filed Document 0001802256-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-06 11:44:36 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Harmonic Investors LLC Navigator Fund See All Filings	D/A	2020-02-06 10:23:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736422 Filed Document 0001736422-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-02-06 10:23:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Harmonic Investors LLC Fund I See All Filings	D/A	2020-02-06 10:18:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676758 Filed Document 0001676758-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-02-06 10:18:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Magma Total Return Fund, LP See All Filings	D	2020-02-05 19:25:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802354 Filed Document 0001802354-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-05 19:25:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Investor Club Feeder Fund 2019-H LLC See All Filings	D/A	2020-02-05 16:39:52 UTC
Amount To Be Raised $5,305,500 Associated Brokers / Dealers N/A CIK Number 0001797394 Filed Document 0001728390-20-000012 Exclusions or Exemptions 506c Accepted Date 2020-02-05 16:39:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rise Fund II (iCapital), L.P. See All Filings	D/A	2020-02-05 16:05:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001767088 Filed Document 0000897069-20-000069 Exclusions or Exemptions 506c Accepted Date 2020-02-05 16:05:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AgFunder Alternative Protein Fund, a Series of AgFunder Master Fund, LLC See All Filings	D	2020-02-05 15:44:19 UTC
Amount To Be Raised $2,058,563 Associated Brokers / Dealers N/A CIK Number 0001792102 Filed Document 0001728390-20-000005 Exclusions or Exemptions 506c Accepted Date 2020-02-05 15:44:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
E.F.S. International Inc See All Filings	D/A	2020-02-05 15:37:28 UTC
Amount To Be Raised $215,000,000 Associated Brokers / Dealers E.F.S. International, Inc. CIK Number 0001802014 Filed Document 0001802014-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-02-05 15:37:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SafeShoot USA, Inc. See All Filings	D	2020-02-05 15:36:34 UTC
Amount To Be Raised $7,012,500 Associated Brokers / Dealers C2M Securities LLC CIK Number 0001795286 Filed Document 0001795286-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-02-05 15:36:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Griffith Properties Fund IV, LLC See All Filings	D	2020-02-05 15:32:22 UTC
Amount To Be Raised $4,175,000 Associated Brokers / Dealers N/A CIK Number 0001798666 Filed Document 0001798666-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-05 15:32:22 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Stone Ridge Charlotte, LLC See All Filings	D/A	2020-02-05 15:28:15 UTC
Amount To Be Raised $56,810,000 Associated Brokers / Dealers N/A CIK Number 0001801528 Filed Document 0001802259-20-000007 Exclusions or Exemptions 506c Accepted Date 2020-02-05 15:28:15 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Common
TFC North Las Vegas KC1, LLC See All Filings	D	2020-02-05 14:39:49 UTC
Amount To Be Raised $1,060,000 Associated Brokers / Dealers N/A CIK Number 0001801052 Filed Document 0001802259-20-000006 Exclusions or Exemptions 506c Accepted Date 2020-02-05 14:39:49 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
VIKING ENERGY GROUP, INC. See All Filings	D	2020-02-05 14:26:11 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Advisory Group Equity Services Ltd. CIK Number 0001102432 Filed Document 0001477932-20-000497 Exclusions or Exemptions 506c Accepted Date 2020-02-05 14:26:11 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Stone Ridge Charlotte, LLC See All Filings	D	2020-02-05 14:06:39 UTC
Amount To Be Raised $56,810,000 Associated Brokers / Dealers N/A CIK Number 0001801528 Filed Document 0001802259-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-02-05 14:06:39 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Common
Venulum Ltd. See All Filings	D/A	2020-02-05 14:06:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494080 Filed Document 0001494080-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-05 14:06:34 UTC Type of Offering D/A Industry Other Principal Place of Business GIBRALTAR Revenue or Assets Decline to Disclose Type of Security Debt
Whitehall Estates Apartments, LLC See All Filings	D	2020-02-05 13:48:19 UTC
Amount To Be Raised $44,600,000 Associated Brokers / Dealers N/A CIK Number 0001802259 Filed Document 0001802259-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-02-05 13:48:19 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Common
Y&R I Opportunity Fund, LLC See All Filings	D	2020-02-05 12:37:14 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001782468 Filed Document 0001782468-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-02-05 12:37:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Millennia Media, FPC See All Filings	D	2020-02-04 18:17:19 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001801789 Filed Document 0001801789-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-04 18:17:19 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Timberland Partners Apartment Fund VII, LLC See All Filings	D	2020-02-04 17:55:57 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Philip Wright CIK Number 0001800127 Filed Document 0001800127-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-04 17:55:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Alcentra Structured Credit Opportunity Fund II US Feeder, LP See All Filings	D/A	2020-02-04 16:46:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon Securities Corporation CIK Number 0001663380 Filed Document 0001520582-20-000005 Exclusions or Exemptions 506c Accepted Date 2020-02-04 16:46:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galvanized PEF I QI, LLC See All Filings	D	2020-02-04 16:26:47 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001801797 Filed Document 0001801676-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-02-04 16:26:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Alcentra Global Special Situations Fund US Feeder, L.L.C. See All Filings	D/A	2020-02-04 16:25:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon Securities Corporation CIK Number 0001626030 Filed Document 0001626030-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-02-04 16:25:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GALVANIZED PEF I QPF, LLC See All Filings	D	2020-02-04 16:19:06 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001801799 Filed Document 0001801676-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-02-04 16:19:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
AH Bio Fund III, L.P. See All Filings	D	2020-02-04 16:16:37 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001799477 Filed Document 0001799477-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-04 16:16:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GALVANIZED OZ FRANCHISE FUND I, LLC See All Filings	D	2020-02-04 16:07:34 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001801676 Filed Document 0001801676-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-04 16:07:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Alcentra Global Special Situations Fund Cayman Feeder See All Filings	D/A	2020-02-04 16:05:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520582 Filed Document 0001520582-20-000004 Exclusions or Exemptions 506c Accepted Date 2020-02-04 16:05:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ShelterZoom Corp. See All Filings	D	2020-02-04 15:58:48 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001735906 Filed Document 0000919574-20-000715 Exclusions or Exemptions 506c Accepted Date 2020-02-04 15:58:48 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RiNo 36, LLC See All Filings	D	2020-02-04 15:28:52 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001802056 Filed Document 0001802056-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-04 15:28:52 UTC Type of Offering D Industry Commercial Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
Iroquois Valley Farms LLC See All Filings	D/A	2020-02-04 13:43:33 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers N/A CIK Number 0001516957 Filed Document 0001516957-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-04 13:43:33 UTC Type of Offering D/A Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Carson Life, Inc. See All Filings	D	2020-02-04 12:17:39 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001645960 Filed Document 0000897069-20-000066 Exclusions or Exemptions 506c Accepted Date 2020-02-04 12:17:39 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Nexos Technologies Inc. See All Filings	D	2020-02-04 12:16:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001795450 Filed Document 0001795450-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-02-04 12:16:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Bayview Capital Partners IV LP See All Filings	D	2020-02-04 11:55:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802022 Filed Document 0001802022-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-04 11:55:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SJC Onshore Direct Lending Fund IV-SMRS, L.P. See All Filings	D	2020-02-04 11:25:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801990 Filed Document 0000950103-20-001978 Exclusions or Exemptions 506c Accepted Date 2020-02-04 11:25:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LYXOR SELECTIVE OPPORTUNITIES PROGRAM SPC - LYXSOP SEGREGATED PORTFOLIO 2 See All Filings	D/A	2020-02-04 11:17:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765183 Filed Document 0001765183-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-04 11:17:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Squirrel Caye Island, LLC See All Filings	D	2020-02-04 11:12:11 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001801931 Filed Document 0001801931-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-04 11:12:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Debt
495 LLC See All Filings	D	2020-02-04 10:45:17 UTC
Amount To Be Raised $4,842,723 Associated Brokers / Dealers N/A CIK Number 0001801557 Filed Document 0001801557-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-04 10:45:17 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Szilard Ventures LLC See All Filings	D	2020-02-04 09:42:27 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers WealthForge Securities LLC CIK Number 0001801782 Filed Document 0001801782-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-04 09:42:27 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Liberty Pre-Settlement Funding, LLC See All Filings	D/A	2020-02-03 19:39:24 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Somerset Securities, Inc CIK Number 0001793257 Filed Document 0001793257-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-03 19:39:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Christina Real Estate Investors 4, LLC See All Filings	D	2020-02-03 14:59:36 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001801731 Filed Document 0001801731-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-03 14:59:36 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DOLCE VITA AT CIBOLO OWNER LLC See All Filings	D/A	2020-02-03 14:28:04 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001783591 Filed Document 0001783591-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-03 14:28:04 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
UIP 1823 Invest, LLC See All Filings	D	2020-02-03 14:19:22 UTC
Amount To Be Raised $551,105 Associated Brokers / Dealers N/A CIK Number 0001797885 Filed Document 0001797885-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-03 14:19:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
SANTE REALTY HIGH YIELD FUND III LLC See All Filings	D	2020-02-03 10:34:57 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001801951 Filed Document 0001801951-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-03 10:34:57 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
STFG Commercial Real Estate Fund LLC See All Filings	D	2020-01-31 17:57:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001801819 Filed Document 0001801819-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-31 17:57:28 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bounce Imaging, Inc. See All Filings	D	2020-01-31 17:38:18 UTC
Amount To Be Raised $6,854,378 Associated Brokers / Dealers N/A CIK Number 0001798888 Filed Document 0001798888-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-31 17:38:18 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TransparentBusiness, Inc. See All Filings	D/A	2020-01-31 17:25:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Joseph James Gelet Sr. CIK Number 0001740742 Filed Document 0001740742-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-31 17:25:49 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Point72 Capital International, Ltd. See All Filings	D/A	2020-01-31 17:10:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shorebridge Capital Advisors, LLC CIK Number 0001465991 Filed Document 0000899140-20-000061 Exclusions or Exemptions 506c Accepted Date 2020-01-31 17:10:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity