Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TCM Momentum Fund LP See All Filings	D/A	2019-01-03 11:39:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001569476 Filed Document 0001569476-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-03 11:39:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Pooka Box LLC See All Filings	D	2019-01-03 11:39:03 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001763384 Filed Document 0001763384-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 11:39:03 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Linn Grove Dakota 4 LP See All Filings	D	2019-01-03 11:37:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763186 Filed Document 0001763186-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-03 11:37:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agate Property Investments, LLC See All Filings	D	2019-01-03 11:32:04 UTC
Amount To Be Raised $9,173,000 Associated Brokers / Dealers N/A CIK Number 0001763379 Filed Document 0001763379-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 11:32:04 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Ares Real Estate Secured Income Fund, L.P. See All Filings	D	2019-01-03 11:31:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001757740 Filed Document 0001757740-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 11:31:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silk, Inc. See All Filings	D	2019-01-03 11:28:30 UTC
Amount To Be Raised $30,000,002 Associated Brokers / Dealers N/A CIK Number 0001603281 Filed Document 0001603281-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 11:28:30 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
USEDC 2018 B Drilling Fund LP See All Filings	D/A	2019-01-03 11:27:56 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001739763 Filed Document 0001739763-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-01-03 11:27:56 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
CTR Investments, LLC See All Filings	D	2019-01-03 11:20:30 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001761627 Filed Document 0001761627-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 11:20:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Segedin Capital Lending, LP See All Filings	D	2019-01-03 11:19:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762088 Filed Document 0001762088-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 11:19:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mountaineer Partners, LP See All Filings	D/A	2019-01-03 11:17:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INTE Securities LLC CIK Number 0001538680 Filed Document 0000919574-19-000014 Exclusions or Exemptions 506b Accepted Date 2019-01-03 11:17:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TETRA DISCOVERY PARTNERS, INC. See All Filings	D	2019-01-03 11:14:40 UTC
Amount To Be Raised $35,758,306 Associated Brokers / Dealers N/A CIK Number 0001681274 Filed Document 0001681274-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 11:14:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 219 See All Filings	D	2019-01-03 11:10:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001763278 Filed Document 0001763278-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 11:10:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monterey Investments, LLC See All Filings	D	2019-01-03 11:10:25 UTC
Amount To Be Raised $9,203,000 Associated Brokers / Dealers N/A CIK Number 0001763374 Filed Document 0001763374-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 11:10:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
TPEG Falcon Investors LLC See All Filings	D	2019-01-03 10:57:36 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001763388 Filed Document 0001763388-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 10:57:36 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Sense Photonics, Inc. See All Filings	D	2019-01-03 10:27:15 UTC
Amount To Be Raised $189 Associated Brokers / Dealers N/A CIK Number 0001715263 Filed Document 0001715263-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 10:27:15 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
LineVision, Inc. See All Filings	D	2019-01-03 10:15:41 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001762117 Filed Document 0001762117-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 10:15:41 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Adelante Shoe Co. See All Filings	D	2019-01-03 10:10:51 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001712231 Filed Document 0001712231-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 10:10:51 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Millstone Creek, LLC See All Filings	D	2019-01-03 10:05:25 UTC
Amount To Be Raised $4,277,000 Associated Brokers / Dealers Andrew Miles CIK Number 0001760851 Filed Document 0001760851-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 10:05:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Elucida Oncology, Inc. See All Filings	D/A	2019-01-03 09:53:26 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001704594 Filed Document 0001213900-19-000115 Exclusions or Exemptions 506b Accepted Date 2019-01-03 09:53:26 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TIMESSQUARE FOCUS FUND L P See All Filings	D/A	2019-01-03 09:53:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387581 Filed Document 0001387581-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 09:53:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Windsor Hotel Investments, LLC See All Filings	D	2019-01-03 09:41:26 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001754064 Filed Document 0001754064-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 09:41:26 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Baring Asia Private Equity Fund VII, L.P.1 See All Filings	D	2019-01-03 09:29:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, and None CIK Number 0001752140 Filed Document 0001752140-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-03 09:29:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Red Claw Investments, LLC See All Filings	D	2019-01-03 09:21:55 UTC
Amount To Be Raised $8,346,000 Associated Brokers / Dealers N/A CIK Number 0001754121 Filed Document 0001754121-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 09:21:55 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
McCormick Ranch Holdings, LLC See All Filings	D	2019-01-03 09:14:04 UTC
Amount To Be Raised $4,822,850 Associated Brokers / Dealers Pioneer CIK Number 0001763087 Filed Document 0001763087-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 09:14:04 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MiddleGround Partners I, L.P. See All Filings	D	2019-01-03 09:13:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001762596 Filed Document 0000902664-19-000015 Exclusions or Exemptions 506b Accepted Date 2019-01-03 09:13:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neighbors Ridge Investments, LLC See All Filings	D	2019-01-03 09:06:23 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001754133 Filed Document 0001754133-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 09:06:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Global Medical REIT L.P. See All Filings	D	2019-01-03 08:30:55 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001718214 Filed Document 0001144204-19-000251 Exclusions or Exemptions 506b Accepted Date 2019-01-03 08:30:55 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Other
Guardion Health Sciences, Inc. See All Filings	D	2019-01-03 06:03:09 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001642375 Filed Document 0001144204-19-000215 Exclusions or Exemptions 506b Accepted Date 2019-01-03 06:03:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AT Parent, LLC See All Filings	D	2019-01-02 22:00:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001653119 Filed Document 0001653119-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 22:00:16 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Monti Kids, Inc. See All Filings	D	2019-01-02 21:56:38 UTC
Amount To Be Raised $5,041,693 Associated Brokers / Dealers N/A CIK Number 0001629272 Filed Document 0001629272-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 21:56:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Credit Opportunities Fund (Parallel), L.P. See All Filings	D/A	2019-01-02 21:10:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001710409 Filed Document 0001710409-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-02 21:10:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
March Capital Opportunity Fund II, L.P. See All Filings	D/A	2019-01-02 20:48:55 UTC
Amount To Be Raised $145,353,535 Associated Brokers / Dealers Sparring Capital Partners, LLC and ABG, LLC CIK Number 0001713791 Filed Document 0001713791-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 20:48:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arcus Financial Intelligence, Inc. See All Filings	D	2019-01-02 20:42:44 UTC
Amount To Be Raised $2,679,993 Associated Brokers / Dealers N/A CIK Number 0001723662 Filed Document 0001723662-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-02 20:42:44 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
March Capital Partners Fund II, L.P. See All Filings	D/A	2019-01-02 20:39:57 UTC
Amount To Be Raised $156,625,816 Associated Brokers / Dealers Sparring Capital Partners, LLC and ABG, LLC CIK Number 0001713807 Filed Document 0001713807-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 20:39:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMBER TECHNOLOGIES, INC. See All Filings	D	2019-01-02 20:38:55 UTC
Amount To Be Raised $23,000,135 Associated Brokers / Dealers N/A CIK Number 0001636781 Filed Document 0001636781-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 20:38:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2019-01-02 19:55:13 UTC
Amount To Be Raised $910,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 19:55:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
GYNESONICS, INC See All Filings	D	2019-01-02 19:52:46 UTC
Amount To Be Raised $76,970,025 Associated Brokers / Dealers N/A CIK Number 0001341675 Filed Document 0001341675-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 19:52:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GREEN STAR GROWING, INC. See All Filings	D	2019-01-02 19:52:30 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001763367 Filed Document 0001461859-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-01-02 19:52:30 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
Internet of Value Fund I LLC See All Filings	D/A	2019-01-02 19:45:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708215 Filed Document 0001708215-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 19:45:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pala-linq Social Purpose Corp See All Filings	D	2019-01-02 19:18:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662886 Filed Document 0001662886-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 19:18:02 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
KVP Capital, LP See All Filings	D/A	2019-01-02 18:44:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628481 Filed Document 0001628481-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 18:44:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eargo, Inc. See All Filings	D	2019-01-02 18:33:43 UTC
Amount To Be Raised $54,999,986 Associated Brokers / Dealers N/A CIK Number 0001719395 Filed Document 0001719395-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-02 18:33:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ES Bancshares, Inc. See All Filings	D	2019-01-02 18:11:39 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers FinPro Capital Advisors, Inc. CIK Number 0001358254 Filed Document 0001567619-19-000137 Exclusions or Exemptions 506b Accepted Date 2019-01-02 18:11:39 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Envy Gaming, Inc. See All Filings	D	2019-01-02 18:06:32 UTC
Amount To Be Raised $19,999,315 Associated Brokers / Dealers N/A CIK Number 0001762502 Filed Document 0001762502-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 18:06:32 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ERIN VENTURES INC See All Filings	D	2019-01-02 17:59:17 UTC
Amount To Be Raised $91,000 Associated Brokers / Dealers N/A CIK Number 0001023023 Filed Document 0001023023-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 17:59:17 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
HESTIA CAPITAL PARTNERS LP See All Filings	D/A	2019-01-02 17:56:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456565 Filed Document 0001456565-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 17:56:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Voss Value Fund, LP See All Filings	D/A	2019-01-02 17:46:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hitherlane Partners, LLC CIK Number 0001529957 Filed Document 0001529957-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-02 17:46:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flora Lake Partners LLC See All Filings	D/A	2019-01-02 17:40:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725175 Filed Document 0001725175-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 17:40:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boadicea Products, LLC See All Filings	D	2019-01-02 17:40:10 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001762943 Filed Document 0001762943-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 17:40:10 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
OnPay, Inc. See All Filings	D	2019-01-02 17:40:02 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001763322 Filed Document 0001763322-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-02 17:40:02 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity