Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lex Energy Partners LP IV (U.S.) See All Filings	D	2019-01-03 14:07:16 UTC
Amount To Be Raised $9,665,428 Associated Brokers / Dealers N/A CIK Number 0001763420 Filed Document 0001567619-19-000203 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:07:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SASKATCHEWAN, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AEI Net Lease Portfolio XI DST See All Filings	D	2019-01-03 14:07:09 UTC
Amount To Be Raised $20,625,000 Associated Brokers / Dealers Capital Investment Group, Inc., Concorde Investment Services, LLC, and McDermott Investment Services, LLC CIK Number 0001755087 Filed Document 0001755087-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:07:09 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Competitive Edge Realty, LLC See All Filings	D	2019-01-03 14:05:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Competitive Edge Realty LLC CIK Number 0001763255 Filed Document 0001763255-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:05:51 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Upper90 ClearFund I SPV, L.P. See All Filings	D	2019-01-03 14:05:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763083 Filed Document 0001393725-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:05:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ares Senior Direct Lending Fund (Delaware), L.P. See All Filings	D/A	2019-01-03 14:00:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC and Merrill Lynch, Pierce, Fenner & Smith Inc. CIK Number 0001744407 Filed Document 0001315863-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:00:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ares Senior Direct Lending Fund (Cayman) B, L.P. See All Filings	D/A	2019-01-03 13:59:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC and Merrill Lynch, Pierce, Fenner & Smith Inc. CIK Number 0001744451 Filed Document 0001315863-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-03 13:59:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PREF III REIT See All Filings	D	2019-01-03 13:59:08 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001762348 Filed Document 0001762348-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 13:59:08 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Paragon Associates, III, Ltd. See All Filings	D/A	2019-01-03 13:57:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629686 Filed Document 0001566137-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-03 13:57:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rubik Holdings, Ltd. See All Filings	D/A	2019-01-03 13:38:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KKR Capital Markets, LLC CIK Number 0001598607 Filed Document 0001598607-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 13:38:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Paragon Associates II, Ltd See All Filings	D/A	2019-01-03 13:34:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566137 Filed Document 0001566137-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 13:34:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Charter-ASI, LLC See All Filings	D	2019-01-03 13:33:53 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001763395 Filed Document 0001736749-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-03 13:33:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Carmenta Capital Fund SPV, L.P. - Investment Class MC-QP See All Filings	D	2019-01-03 13:30:07 UTC
Amount To Be Raised $3,080,000 Associated Brokers / Dealers N/A CIK Number 0001760560 Filed Document 0001760560-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 13:30:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CH Sacramento LLC See All Filings	D	2019-01-03 13:27:17 UTC
Amount To Be Raised $5,690,000 Associated Brokers / Dealers N/A CIK Number 0001763373 Filed Document 0001763373-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 13:27:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
iVinci Partners, LLC See All Filings	D	2019-01-03 13:22:22 UTC
Amount To Be Raised $9,999,993 Associated Brokers / Dealers N/A CIK Number 0001534209 Filed Document 0001534209-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 13:22:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Madera Technology Fund (CI), Ltd. See All Filings	D/A	2019-01-03 13:17:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630206 Filed Document 0000919574-19-000029 Exclusions or Exemptions 506b Accepted Date 2019-01-03 13:17:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Mattox RE Fund, LLC See All Filings	D	2019-01-03 13:13:57 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers Patrick Capital Markets, LLC CIK Number 0001757050 Filed Document 0001757050-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-01-03 13:13:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Madera Technology Fund, L.P. See All Filings	D/A	2019-01-03 13:13:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630251 Filed Document 0000919574-19-000027 Exclusions or Exemptions 506b Accepted Date 2019-01-03 13:13:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sanad Fund for MSME - Debt Sub-Fund See All Filings	D	2019-01-03 13:04:53 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001762698 Filed Document 0001762698-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 13:04:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
NovaSom, Inc See All Filings	D/A	2019-01-03 12:59:43 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001487143 Filed Document 0001487143-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 12:59:43 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
282 Lowertown Northland, LLC See All Filings	D	2019-01-03 12:57:30 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001761661 Filed Document 0001761661-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 12:57:30 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BRACKET VENTURES EAGLE SPV III, LP See All Filings	D	2019-01-03 12:57:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001763182 Filed Document 0001763182-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 12:57:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRAMERCY SPECIAL OPPORTUNITY FUND - SOIILP SP See All Filings	D/A	2019-01-03 12:53:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629613 Filed Document 0000919574-19-000025 Exclusions or Exemptions 506b Accepted Date 2019-01-03 12:53:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
American Residential Opportunity Fund, LLC See All Filings	D	2019-01-03 12:52:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001763426 Filed Document 0001763426-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 12:52:45 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
RevolverCap Partners Fund, L.P. See All Filings	D/A	2019-01-03 12:51:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724844 Filed Document 0001733744-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-03 12:51:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TR HERITAGE PARTNERS, LP See All Filings	D	2019-01-03 12:49:29 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001761852 Filed Document 0001761852-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 12:49:29 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
RevolverCap Partners Fund (Cayman), L.P. See All Filings	D/A	2019-01-03 12:49:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724847 Filed Document 0001733744-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 12:49:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tot Baby Corp See All Filings	D	2019-01-03 12:48:19 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001670986 Filed Document 0001670986-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 12:48:19 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GRAMERCY SPECIAL OPPORTUNITY FUND - PALM SP See All Filings	D/A	2019-01-03 12:44:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629603 Filed Document 0000919574-19-000023 Exclusions or Exemptions 506b Accepted Date 2019-01-03 12:44:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AS Bruch Fund, LLC See All Filings	D	2019-01-03 12:41:46 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001763291 Filed Document 0001758760-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-01-03 12:41:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Diamond Therapeutics, Inc. See All Filings	D	2019-01-03 12:38:15 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers N/A CIK Number 0001701541 Filed Document 0001701541-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 12:38:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-CDA, a series of Equidate Investments, LLC See All Filings	D	2019-01-03 12:37:51 UTC
Amount To Be Raised $1,016,505 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001759979 Filed Document 0001758760-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-01-03 12:37:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kodem Vector Investment II, L.P. See All Filings	D	2019-01-03 12:33:57 UTC
Amount To Be Raised $6,284,786 Associated Brokers / Dealers Old City Securities LLC CIK Number 0001762601 Filed Document 0001515971-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 12:33:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Cohort 2, a Series of Venture University Master, LLC See All Filings	D	2019-01-03 12:31:55 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001760805 Filed Document 0001758760-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-01-03 12:31:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Upshot Ventures Management, LLC See All Filings	D	2019-01-03 12:24:11 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001763129 Filed Document 0001758760-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-01-03 12:24:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRAMERCY SPECIAL OPPORTUNITY FUND - MAG SP See All Filings	D/A	2019-01-03 12:23:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629612 Filed Document 0000919574-19-000021 Exclusions or Exemptions 506b Accepted Date 2019-01-03 12:23:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-CEH, a series of Equidate Investments LLC See All Filings	D/A	2019-01-03 12:17:07 UTC
Amount To Be Raised $900,600 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001752400 Filed Document 0001758760-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-03 12:17:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-JOE, a series of Equidate Investments LLC See All Filings	D/A	2019-01-03 12:13:52 UTC
Amount To Be Raised $1,112,185 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001757535 Filed Document 0001758760-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-03 12:13:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security
CYBER INNOVATION PARTNERS II LP See All Filings	D	2019-01-03 12:12:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763414 Filed Document 0001763414-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 12:12:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 325 See All Filings	D/A	2019-01-03 12:09:57 UTC
Amount To Be Raised $1,055,886 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001758760 Filed Document 0001758760-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-03 12:09:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Refresh Club, Inc. See All Filings	D	2019-01-03 12:09:22 UTC
Amount To Be Raised $74,999,880 Associated Brokers / Dealers N/A CIK Number 0001698562 Filed Document 0000905718-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-03 12:09:22 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GRAMERCY SPECIAL OPPORTUNITY FUND - DIVII SP See All Filings	D/A	2019-01-03 12:05:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629623 Filed Document 0000919574-19-000019 Exclusions or Exemptions 506b Accepted Date 2019-01-03 12:05:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SPACE EXPLORATION TECHNOLOGIES CORP See All Filings	D	2019-01-03 12:02:21 UTC
Amount To Be Raised $499,999,992 Associated Brokers / Dealers N/A CIK Number 0001181412 Filed Document 0001181412-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 12:02:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TCM Global Index Fund, LP See All Filings	D	2019-01-03 11:59:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762720 Filed Document 0001762720-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 11:59:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fantuan Group, Inc. See All Filings	D/A	2019-01-03 11:57:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710691 Filed Document 0001710691-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 11:57:48 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mytonomy, Inc. See All Filings	D/A	2019-01-03 11:55:50 UTC
Amount To Be Raised $9,312,679 Associated Brokers / Dealers N/A CIK Number 0001513919 Filed Document 0001513919-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 11:55:50 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
KRJK, LLC See All Filings	D	2019-01-03 11:55:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763383 Filed Document 0001763383-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 11:55:20 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Two Oaks Investments, LLC See All Filings	D	2019-01-03 11:53:54 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001754194 Filed Document 0001754194-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 11:53:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Medpod Inc. See All Filings	D	2019-01-03 11:48:08 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001632644 Filed Document 0000909143-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 11:48:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
High Cliff Fund, LP See All Filings	D	2019-01-03 11:44:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760959 Filed Document 0000897069-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 11:44:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anderson Hollow Investments, LLC See All Filings	D	2019-01-03 11:43:38 UTC
Amount To Be Raised $4,008,000 Associated Brokers / Dealers N/A CIK Number 0001763204 Filed Document 0001763204-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-03 11:43:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other