Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lakeville Memphis, LLC See All Filings	D	2019-01-03 17:37:05 UTC
Amount To Be Raised $2,770,000 Associated Brokers / Dealers N/A CIK Number 0001762887 Filed Document 0001762887-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 17:37:05 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Wolfe JF Blvd, LLC See All Filings	D	2019-01-03 17:36:26 UTC
Amount To Be Raised $4,105,000 Associated Brokers / Dealers N/A CIK Number 0001762909 Filed Document 0001762909-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 17:36:26 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
QUINN 300, LLC See All Filings	D	2019-01-03 17:34:22 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001763519 Filed Document 0001763519-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 17:34:22 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
H1 CAPITAL FUND LLC See All Filings	D	2019-01-03 17:32:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001763330 Filed Document 0001763330-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 17:32:27 UTC Type of Offering D Industry REITS and Finance Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity
FLO WATER, INC. See All Filings	D	2019-01-03 17:27:58 UTC
Amount To Be Raised $17,891,925 Associated Brokers / Dealers N/A CIK Number 0001576681 Filed Document 0001576681-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-03 17:27:58 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Thrivent White Rose Fund XII Fund of Funds, L.P. See All Filings	D	2019-01-03 17:27:52 UTC
Amount To Be Raised $1,600,000,000 Associated Brokers / Dealers N/A CIK Number 0001762652 Filed Document 0001762651-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-03 17:27:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Bell Flatirons REIT, LLC See All Filings	D/A	2019-01-03 17:27:31 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001762120 Filed Document 0001762120-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-03 17:27:31 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
M3dicine Holdings Inc. See All Filings	D	2019-01-03 17:21:58 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001763406 Filed Document 0001144204-19-000472 Exclusions or Exemptions 506b Accepted Date 2019-01-03 17:21:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
American Giant, Inc. See All Filings	D	2019-01-03 17:20:44 UTC
Amount To Be Raised $12,441,655 Associated Brokers / Dealers N/A CIK Number 0001590152 Filed Document 0001590152-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 17:20:44 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WINDTREE THERAPEUTICS INC /DE/ See All Filings	D	2019-01-03 17:06:31 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000946486 Filed Document 0000946486-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 17:06:31 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Grassmere Investor, LLC See All Filings	D	2019-01-03 17:02:40 UTC
Amount To Be Raised $3,770,000 Associated Brokers / Dealers N/A CIK Number 0001763493 Filed Document 0001763493-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 17:02:40 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
First Greenwich Financial, Inc. See All Filings	D	2019-01-03 16:54:39 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001703590 Filed Document 0001703590-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:54:39 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Ocean Approved, Inc. See All Filings	D	2019-01-03 16:49:34 UTC
Amount To Be Raised $1,370,000 Associated Brokers / Dealers N/A CIK Number 0001717799 Filed Document 0001717799-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:49:34 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Niantic, Inc. See All Filings	D	2019-01-03 16:42:52 UTC
Amount To Be Raised $190,552,365 Associated Brokers / Dealers N/A CIK Number 0001656111 Filed Document 0001656111-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:42:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ORRSTOWN FINANCIAL SERVICES INC See All Filings	D	2019-01-03 16:41:00 UTC
Amount To Be Raised $32,500,000 Associated Brokers / Dealers BOENNING & SCATTERGOOD, INC. CIK Number 0000826154 Filed Document 0000826154-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:41:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
QUAINT OAK BANCORP INC See All Filings	D	2019-01-03 16:37:24 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Ambassador Financial Group, Inc. CIK Number 0001391933 Filed Document 0000927089-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:37:24 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
M&H GEORGETOWN SENIOR LIVING LLC See All Filings	D	2019-01-03 16:34:02 UTC
Amount To Be Raised $3,650,000 Associated Brokers / Dealers M&H Georgetown Senior Living LLC CIK Number 0001760968 Filed Document 0001760968-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:34:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Private Label Sk.in, LLC See All Filings	D	2019-01-03 16:31:27 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001671540 Filed Document 0001671540-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:31:27 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Thrivent White Rose GP XII, LLC See All Filings	D	2019-01-03 16:27:45 UTC
Amount To Be Raised $2,675,000 Associated Brokers / Dealers N/A CIK Number 0001762651 Filed Document 0001762651-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:27:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
VOLPI CAPITAL INVESTMENTS II SCSP See All Filings	D	2019-01-03 16:26:29 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Growth Capital Services, Inc. CIK Number 0001762039 Filed Document 0001405086-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:26:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Lysoclear, Inc. See All Filings	D	2019-01-03 16:26:24 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001762648 Filed Document 0001762648-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:26:24 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Marathon-London Global Fund of The Marathon-London Pooled Trust See All Filings	D/A	2019-01-03 16:17:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458287 Filed Document 0001458287-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:17:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pico Networks, Inc. See All Filings	D	2019-01-03 16:17:26 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001759363 Filed Document 0001759363-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:17:26 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Preemadonna Inc. See All Filings	D	2019-01-03 16:15:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001725245 Filed Document 0001725245-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:15:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Homestead Buttery & Bakery LLC See All Filings	D	2019-01-03 16:09:26 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001763392 Filed Document 0001763392-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:09:26 UTC Type of Offering D Industry Restaurants Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MARATHON-LONDON GLOBAL EX U.S. FUND OF THE MARATHON-LONDON GROUP TRUST FOR EMPLOYEE BENEFIT PLANS See All Filings	D/A	2019-01-03 16:09:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381277 Filed Document 0001381277-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:09:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bardy Diagnostics, Inc. See All Filings	D	2019-01-03 16:08:18 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001686365 Filed Document 0001686365-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:08:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Marathon-London Emerging Markets Investment Trust See All Filings	D/A	2019-01-03 16:03:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692687 Filed Document 0001692687-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:03:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tabula Rasa HealthCare, Inc. See All Filings	D	2019-01-03 16:02:45 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001651561 Filed Document 0001104659-19-000481 Exclusions or Exemptions 506b Accepted Date 2019-01-03 16:02:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MARATHON-LONDON INTERNATIONAL INVESTMENT TRUST I See All Filings	D/A	2019-01-03 15:55:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000926851 Filed Document 0000926851-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 15:55:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRINCIPAL STRATEGIC OPPORTUNITY FUND III, LP See All Filings	D	2019-01-03 15:54:10 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers PRINCIPAL FUNDS DISTRIBUTOR, INC. CIK Number 0001762430 Filed Document 0001762430-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 15:54:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EF VC24, LP See All Filings	D	2019-01-03 15:51:34 UTC
Amount To Be Raised $211,000 Associated Brokers / Dealers N/A CIK Number 0001758393 Filed Document 0001758393-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 15:51:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Acreage Holdings, Inc. See All Filings	D	2019-01-03 15:50:41 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001762359 Filed Document 0001062993-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-01-03 15:50:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Greenspring Master G, L.P. See All Filings	D	2019-01-03 15:49:31 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001761714 Filed Document 0001761714-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 15:49:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MARATHON-LONDON INTERNATIONAL FUND OF THE MARATHON-LONDON GROUP TRUST FOR EMPLOYEE BENEFIT PLANS See All Filings	D/A	2019-01-03 15:47:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000932058 Filed Document 0000932058-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 15:47:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Geyser Brands Inc. See All Filings	D	2019-01-03 15:45:39 UTC
Amount To Be Raised $312,109 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001763272 Filed Document 0001763272-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-03 15:45:39 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Climate Impact Solutions Fund (Cayman) LP See All Filings	D/A	2019-01-03 15:45:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744116 Filed Document 0001744116-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 15:45:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NET ALPHA FINANCIAL SYSTEMS LLC See All Filings	D/A	2019-01-03 15:44:45 UTC
Amount To Be Raised $3,345,812 Associated Brokers / Dealers N/A CIK Number 0001674668 Filed Document 0001734863-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 15:44:45 UTC Type of Offering D/A Industry Investing Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
MARATHON LONDON GLOBAL INVESTMENT TRUST I See All Filings	D/A	2019-01-03 15:42:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000932361 Filed Document 0000932361-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 15:42:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Climate Impact Solutions Fund LP See All Filings	D/A	2019-01-03 15:39:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744115 Filed Document 0001684209-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 15:39:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elevate Preston Grove, LLC See All Filings	D	2019-01-03 15:39:07 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001763446 Filed Document 0001763446-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 15:39:07 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Axine Water Technologies Inc. See All Filings	D	2019-01-03 15:35:41 UTC
Amount To Be Raised $1,109,541 Associated Brokers / Dealers N/A CIK Number 0001553980 Filed Document 0001567619-19-000236 Exclusions or Exemptions 506b Accepted Date 2019-01-03 15:35:41 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Vyome Therapeutics Inc. See All Filings	D	2019-01-03 15:34:11 UTC
Amount To Be Raised $11,337,421 Associated Brokers / Dealers N/A CIK Number 0001762973 Filed Document 0001567619-19-000234 Exclusions or Exemptions 506b Accepted Date 2019-01-03 15:34:11 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Equity
Fortis Financial, Inc. See All Filings	D	2019-01-03 15:20:19 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Hovde Group LLC CIK Number 0001401831 Filed Document 0001401831-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 15:20:19 UTC Type of Offering D Industry Commercial Banking Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
AJO Emerging Markets All-Cap Fund, L.P. See All Filings	D/A	2019-01-03 15:18:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565448 Filed Document 0001565448-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 15:18:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galleon Retreat, LLC See All Filings	D	2019-01-03 15:11:15 UTC
Amount To Be Raised $570,000 Associated Brokers / Dealers N/A CIK Number 0001759339 Filed Document 0001759339-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 15:11:15 UTC Type of Offering D Industry Commercial Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
7Blockchain Venture Capital Fund I, LLC See All Filings	D/A	2019-01-03 15:07:58 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001762686 Filed Document 0001762686-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 15:07:58 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Woodlock Family Capital, L.P. See All Filings	D	2019-01-03 15:06:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759792 Filed Document 0001759792-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 15:06:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Wadsworth Capital III-2 LLC See All Filings	D	2019-01-03 15:01:52 UTC
Amount To Be Raised $2,380,000 Associated Brokers / Dealers N/A CIK Number 0001761170 Filed Document 0001761170-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 15:01:52 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 235 See All Filings	D	2019-01-03 14:57:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001763419 Filed Document 0001763419-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-03 14:57:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund