|
|
D/A |
2019-01-04 10:29:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001479137
- Filed Document
- 0000902664-19-000025
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 10:29:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-01-04 10:22:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001711305
- Filed Document
- 0001711305-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 10:22:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-04 10:20:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763518
- Filed Document
- 0001763518-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 10:20:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-04 10:19:43 UTC |
- Amount To Be Raised
- $450,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001763523
- Filed Document
- 0001763523-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 10:19:43 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-01-04 10:18:11 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725745
- Filed Document
- 0001405086-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 10:18:11 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-01-04 10:14:38 UTC |
- Amount To Be Raised
- $4,999,977
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755769
- Filed Document
- 0001755769-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 10:14:38 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-01-04 10:03:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Blue Sand Securities LLC
- CIK Number
- 0001566305
- Filed Document
- 0001662689-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 10:03:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-04 09:59:43 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison
- CIK Number
- 0001762080
- Filed Document
- 0001762080-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 09:59:43 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-01-04 09:57:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750488
- Filed Document
- 0001315863-19-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 09:57:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-01-04 09:51:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001739320
- Filed Document
- 0001762142-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 09:51:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-04 09:48:09 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596494
- Filed Document
- 0001596494-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 09:48:09 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-01-04 09:38:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001512793
- Filed Document
- 0000945621-19-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 09:38:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-01-04 09:34:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001443133
- Filed Document
- 0000945621-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 09:34:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-01-04 09:24:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001662689
- Filed Document
- 0001662689-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 09:24:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-04 09:22:04 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison
- CIK Number
- 0001762124
- Filed Document
- 0001762124-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 09:22:04 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-01-04 09:09:53 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634025
- Filed Document
- 0001634025-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 09:09:53 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Trian Partners ASP Fund, a series of Alternative Strategies Platform LLC
See All Filings
|
D/A |
2019-01-04 09:08:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001668246
- Filed Document
- 0001748316-19-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 09:08:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Matlin Patterson Securitized Credit ASP Fund, a series of Alternative Strategies Platform LLC
See All Filings
|
D/A |
2019-01-04 09:06:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001662562
- Filed Document
- 0001748316-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 09:06:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Discovery Global Macro ASP Fund, a series of Alternative Strategies Platform, LLC
See All Filings
|
D/A |
2019-01-04 09:04:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001595669
- Filed Document
- 0001748316-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 09:04:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-01-04 08:57:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565329
- Filed Document
- 0000945621-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 08:57:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2019-01-04 08:46:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763532
- Filed Document
- 0001763532-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 08:46:40 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-04 08:23:46 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison
- CIK Number
- 0001762406
- Filed Document
- 0001762406-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 08:23:46 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-01-04 08:02:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623159
- Filed Document
- 0001315863-19-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 08:02:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Securis II Fund SPC - Segregated Portfolio Seven - Cat Bonds
See All Filings
|
D/A |
2019-01-04 07:21:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593055
- Filed Document
- 0000902664-19-000023
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 07:21:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-01-04 07:18:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627400
- Filed Document
- 0000902664-19-000022
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 07:18:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-04 06:02:44 UTC |
- Amount To Be Raised
- $63,592,000
- Associated Brokers / Dealers
- PAULSON INVESTMENT COMPANY LLC and DURHAM CAPITAL CORPORATION
- CIK Number
- 0001102432
- Filed Document
- 0001477932-19-000022
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-04 06:02:44 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Debt
|
|
|
D/A |
2019-01-03 20:54:01 UTC |
- Amount To Be Raised
- $26,175,000
- Associated Brokers / Dealers
- PASSCO CAPITAL, INC., Center Street Securities, Inc., Cabot Lodge Securities LLC, The Strategic Financial Alliance, Inc., Centaurus Financial, Inc., Colorado Financial Service Corporation, Concorde Investment Services, LLC, Courtlandt Securities Corporation, Crown Capital Securities, L.P., DFPG Investments, Inc., Emerson Equity LLC, Investacorp, Inc., Huntwicke Securities, LLC, Independent Financial Group, LLC, JRL Capital Corporation, Kalos Capital, Inc., Lewis Financial Group, L.C., Lightpath Capital, Inc., McDermott Investment Services, LLC, National Securities Corporation, Titan Securities, PrimeX, RCX Capital Group, LLC, Sandlapper Securities, LLC, Somerset Securities, Inc., Triad Advisors LLC, and Wealthforge Securities, LLC
- CIK Number
- 0001707331
- Filed Document
- 0001707331-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 20:54:01 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-03 20:49:44 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001577351
- Filed Document
- 0001577351-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 20:49:44 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2019-01-03 20:44:15 UTC |
- Amount To Be Raised
- $2,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001577351
- Filed Document
- 0001577351-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 20:44:15 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2019-01-03 20:38:48 UTC |
- Amount To Be Raised
- $11,999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591722
- Filed Document
- 0001591722-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 20:38:48 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- IDAHO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-03 20:15:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jye Blackley
- CIK Number
- 0001762731
- Filed Document
- 0001762731-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 20:15:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WYOMING
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-03 19:56:22 UTC |
- Amount To Be Raised
- $5,000,005
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763534
- Filed Document
- 0001763534-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 19:56:22 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-03 19:29:57 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001452965
- Filed Document
- 0001452965-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 19:29:57 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-01-03 19:11:08 UTC |
- Amount To Be Raised
- $12,000,006
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001491963
- Filed Document
- 0001382963-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 19:11:08 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-03 19:09:27 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763448
- Filed Document
- 0001763448-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 19:09:27 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-01-03 18:50:44 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001717092
- Filed Document
- 0001717092-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 18:50:44 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-03 18:47:21 UTC |
- Amount To Be Raised
- $75,248,679
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001563597
- Filed Document
- 0001563597-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 18:47:21 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-03 18:47:16 UTC |
- Amount To Be Raised
- $549,976
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755769
- Filed Document
- 0001755769-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 18:47:16 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-01-03 18:45:56 UTC |
- Amount To Be Raised
- $38,787,879
- Associated Brokers / Dealers
- WEALTHFORGE SECURITIES, LLC and MORGAN STANLEY
- CIK Number
- 0001760934
- Filed Document
- 0001760934-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 18:45:56 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-03 18:26:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763535
- Filed Document
- 0001763535-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 18:26:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-03 18:21:58 UTC |
- Amount To Be Raised
- $175,000,000
- Associated Brokers / Dealers
- Eaton Partners, LLC
- CIK Number
- 0001754738
- Filed Document
- 0001754738-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 18:21:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-03 18:14:34 UTC |
- Amount To Be Raised
- $58,250
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693347
- Filed Document
- 0001693347-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 18:14:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-01-03 18:11:41 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762884
- Filed Document
- 0001762884-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 18:11:41 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-01-03 18:11:25 UTC |
- Amount To Be Raised
- $15,000,021
- Associated Brokers / Dealers
- GCMI SECURITIES CORP.
- CIK Number
- 0001624554
- Filed Document
- 0001624554-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 18:11:25 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-03 18:07:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755962
- Filed Document
- 0001755962-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 18:07:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-03 18:05:12 UTC |
- Amount To Be Raised
- $750,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762650
- Filed Document
- 0001762651-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 18:05:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-03 17:57:17 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674380
- Filed Document
- 0000897069-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 17:57:17 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-03 17:49:10 UTC |
- Amount To Be Raised
- $8,600,000
- Associated Brokers / Dealers
- Sequence Financial Specialists LLC, Whitehall-Parker Securities, Inc., Kovack Securities, Inc., Kovack Securities, Inc., Kalos Capital, and Kalos Capital
- CIK Number
- 0001761692
- Filed Document
- 0001761692-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 17:49:10 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-01-03 17:45:21 UTC |
- Amount To Be Raised
- $2,490,211
- Associated Brokers / Dealers
- Haywood Securities (USA) Inc.
- CIK Number
- 0001722606
- Filed Document
- 0001722606-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 17:45:21 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2019-01-03 17:42:39 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001526946
- Filed Document
- 0001526946-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-01-03 17:42:39 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|