Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Madryn Health Partners, LP See All Filings	D/A	2019-01-04 14:57:28 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers FORTRESS GROUP, INC. CIK Number 0001650490 Filed Document 0001012975-19-000024 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:57:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Republic Midtown, LLC See All Filings	D/A	2019-01-04 14:55:29 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001722923 Filed Document 0001722923-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:55:29 UTC Type of Offering D/A Industry Restaurants Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CPC MCCi Holdings, LLC See All Filings	D	2019-01-04 14:55:10 UTC
Amount To Be Raised $20,218,963 Associated Brokers / Dealers N/A CIK Number 0001763301 Filed Document 0001763301-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:55:10 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MACKAY MUNICIPAL OPPORTUNITIES MASTER FUND LP See All Filings	D/A	2019-01-04 14:53:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001432467 Filed Document 0001567619-19-000480 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:53:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MH Fund II Trust See All Filings	D	2019-01-04 14:53:06 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001762113 Filed Document 0001762113-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:53:06 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SBF Opportunities Fund Ltd See All Filings	D/A	2019-01-04 14:52:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Glen A. Beigel CIK Number 0001689099 Filed Document 0001689099-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:52:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BCM Amelia, LLC See All Filings	D	2019-01-04 14:52:25 UTC
Amount To Be Raised $1,170,000 Associated Brokers / Dealers N/A CIK Number 0001763276 Filed Document 0001761972-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:52:25 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MACKAY MUNICIPAL OPPORTUNITIES FUND LP See All Filings	D/A	2019-01-04 14:47:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc., Jeffrey Anderson, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services, Inc., Bruno Machado, Morgan Stanley Smith Barney LLC, NYLIFE Distributors LLC, and John Akkerman CIK Number 0001432468 Filed Document 0001567619-19-000476 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:47:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MJ Wooly Corp See All Filings	D	2019-01-04 14:45:13 UTC
Amount To Be Raised $226,849 Associated Brokers / Dealers N/A CIK Number 0001762818 Filed Document 0001762818-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:45:13 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sun BioPharma, Inc. See All Filings	D	2019-01-04 14:45:01 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001029125 Filed Document 0001567619-19-000475 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:45:01 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
NEUROONE MEDICAL TECHNOLOGIES Corp See All Filings	D	2019-01-04 14:44:54 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Paulson Investment Company CIK Number 0001500198 Filed Document 0001596771-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:44:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Kiva Brands, Inc. See All Filings	D	2019-01-04 14:43:37 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001748160 Filed Document 0001748160-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:43:37 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Guestfriend, Inc. See All Filings	D	2019-01-04 14:38:51 UTC
Amount To Be Raised $4,600,443 Associated Brokers / Dealers N/A CIK Number 0001659798 Filed Document 0001659798-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:38:51 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BCM Jacquelyn Place, LLC See All Filings	D	2019-01-04 14:35:19 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001763275 Filed Document 0001761972-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:35:19 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
New Energy Capital Infrastructure Credit Fund II LP See All Filings	D/A	2019-01-04 14:34:06 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001752821 Filed Document 0001752821-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:34:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boulder Property Holdings LP See All Filings	D	2019-01-04 14:30:43 UTC
Amount To Be Raised $16,800,000 Associated Brokers / Dealers N/A CIK Number 0001762355 Filed Document 0001762355-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:30:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Flume, Inc. See All Filings	D	2019-01-04 14:29:23 UTC
Amount To Be Raised $6,849,726 Associated Brokers / Dealers N/A CIK Number 0001763453 Filed Document 0001763453-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:29:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SANDEL AVIONICS INC See All Filings	D	2019-01-04 14:26:07 UTC
Amount To Be Raised $11,424 Associated Brokers / Dealers N/A CIK Number 0001367522 Filed Document 0001446933-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:26:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BMC Johanna Court, LLC See All Filings	D	2019-01-04 14:17:05 UTC
Amount To Be Raised $1,725,000 Associated Brokers / Dealers N/A CIK Number 0001763274 Filed Document 0001761972-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:17:05 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Shopoff Opportunity Fund VI, L.P. See All Filings	D/A	2019-01-04 14:05:09 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Shopoff Securities Inc., Center Street Securities, Inc., NI ADVISORS, Sunbelt Securities, Inc., Moloney Securities Co., Inc., Richfield Orion International, Inc., Emerson Equity LLC, Newbridge Securities Corporation, Oak Tree Securities, Inc., KALOS CAPITAL, INC., ALEXANDER CAPITAL, L.P., WILSON-DAVIS & CO., INC., WHITEHALL-PARKER SECURITIES, INC., COASTAL EQUITIES, INC., THE STRATEGIC FINANCIAL ALLIANCE, INC., INTERNATIONAL ASSETS ADVISORY, LLC, ADVISORY GROUP EQUITY SERVICES LTD., GREAT POINT CAPITAL LLC, SANDLAPPER SECURITIES, LLC, BROKERBANK SECURITIES, INC., AUSDAL FINANCIAL PARTNERS, INC., TITAN SECURITIES, CROWN CAPITAL SECURITIES, L.P., MOLONEY SECURITIES CO., INC., CENTAURUS FINANCIAL, INC., FINANCIAL GOAL SECURITIES, INC., LIFEMARK SECURITIES CORP, and POLAR INVESTMENT COUNSEL, INC CIK Number 0001745037 Filed Document 0001745037-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:05:09 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Champlain Strategic Focus Fund, LLC See All Filings	D	2019-01-04 14:03:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760144 Filed Document 0001315478-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:03:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jackson Pines Investments, LLC See All Filings	D	2019-01-04 14:01:34 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001756241 Filed Document 0001756241-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 14:01:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Qelzal Corp See All Filings	D	2019-01-04 13:59:00 UTC
Amount To Be Raised $4,139,206 Associated Brokers / Dealers N/A CIK Number 0001763490 Filed Document 0001763490-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 13:59:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pura Vida Private Equity Fund LP See All Filings	D/A	2019-01-04 13:57:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661856 Filed Document 0000919574-19-000096 Exclusions or Exemptions 506b Accepted Date 2019-01-04 13:57:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wyze Labs, Inc. See All Filings	D	2019-01-04 13:56:24 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001763586 Filed Document 0001763586-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 13:56:24 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Congruity Investments, LLC See All Filings	D	2019-01-04 13:51:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760135 Filed Document 0001760135-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 13:51:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Boom Technology, Inc. See All Filings	D	2019-01-04 13:50:27 UTC
Amount To Be Raised $99,606,702 Associated Brokers / Dealers N/A CIK Number 0001671828 Filed Document 0001671828-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 13:50:27 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Dashbot, Inc. See All Filings	D	2019-01-04 13:49:17 UTC
Amount To Be Raised $4,280,007 Associated Brokers / Dealers N/A CIK Number 0001690330 Filed Document 0001690330-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 13:49:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Florida Multifamily Portfolio II DST See All Filings	D/A	2019-01-04 13:48:33 UTC
Amount To Be Raised $98,479,389 Associated Brokers / Dealers Debra Schleining, Jason McMurtry, Edward Fernandez, Curt Smiley, David Levinson, Troy Thomas, John Uyeki, Kirk Dobson, Andrew Pesha, Gali Horev, Jennifer Jost, Paul Getty, John Powell, Coleman Goldsmith, Brian Herking, Jeff Vollmer, Matt Rubis, Donald Meredith, Kerri Sullivan-Kreiss, Gene Alvin Brehm, Daniel Moskowitz, Christina Nielson, Kraig Mickelsen, Trawnegan Gall, Stacey Morimoto, Mark Cosenza, David Eurton, Inland Securities Corporation, Matthew Myers, Josephine Buck, Dawn Campbell, Timothy Tracy, David Kramer, Samuel Julian, Diana Fletcher, Kenneth Barroga, Grahame Richards, Chris Brereton, Thomas Karsten, Wayne Bernardo, Troy Wada, Jason Salmon, Eric Scaff, Ronald Wicklace, Dean Burchett, Lynette Atchley, Douglas T Charney, Frederic Cassivi, David Mowatt, Elizabeth Friant, Shawn Valentine, William Toft, Aaron Broz, Jeffrey McKay, Anthony Brown, Stephen Swarbrick, Jeffrey Baker, Duane Swanson, Jordon Wold, Michael Ludwin, Concorde Investment Services, LLC, Triad Advisors, Inc., Cambridge Investment Research, Investacorp, Inc., Lincoln Financial Advisors, Royal Alliance Associates, Inc., Summit Brokerage Services, Inc, 1st Global Capital Corporation, Alfred Polizzotto, H.D. Vest Investment Securites Inc, Bhagwati Mahendru, Spencer Weston, RCX Capital Group LLC, Justin Lowy, Eric Bicknese, Robert Horning, Richard Kiesel, Monroe Diefendorf, Jacob Tujian, David Vileno, Maxwell Phillips, Thomas Kieffer, Bennett Ely, Tom Velken, Melinda Olbert, Christopher Riel, Yong Chang, Jung(Josh) Lee, Dieter Thurow, Marc Barretta, Stevan Gates, Jared Sutton, Scott Sheehan, Anthony Urban, Barry Ozer, Michael Feldman, Kevin Hughes, Jorge Alfonso, David Dahill, and Adam Bryan CIK Number 0001747750 Filed Document 0001757500-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-04 13:48:33 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 225 See All Filings	D	2019-01-04 13:48:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stern Capital LLC CIK Number 0001763277 Filed Document 0001763277-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 13:48:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IBS TURNAROUND FUND L P See All Filings	D/A	2019-01-04 13:46:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001054712 Filed Document 0001054712-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 13:46:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edenbrook Value Fund, LP See All Filings	D/A	2019-01-04 13:46:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins/Bay Island Securities, LLC CIK Number 0001540090 Filed Document 0000919574-19-000094 Exclusions or Exemptions 506b Accepted Date 2019-01-04 13:46:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bunkport Partners, LP See All Filings	D	2019-01-04 13:42:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761624 Filed Document 0001761624-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 13:42:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MC Land Investments, LLC See All Filings	D	2019-01-04 13:40:58 UTC
Amount To Be Raised $18,189,000 Associated Brokers / Dealers N/A CIK Number 0001759931 Filed Document 0001759931-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 13:40:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
FLOOREXPO INC See All Filings	D	2019-01-04 13:37:04 UTC
Amount To Be Raised $486,600 Associated Brokers / Dealers N/A CIK Number 0001088153 Filed Document 0001088153-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 13:37:04 UTC Type of Offering D Industry Business Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
San Pablo Hotel Associates II, LP See All Filings	D	2019-01-04 13:34:39 UTC
Amount To Be Raised $16,231,570 Associated Brokers / Dealers n/a CIK Number 0001763582 Filed Document 0001763582-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 13:34:39 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Overwatch.ID, Inc. See All Filings	D	2019-01-04 13:33:34 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001702870 Filed Document 0001702870-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 13:33:34 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Indus Japan Long Only Fund, LP See All Filings	D/A	2019-01-04 13:29:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483251 Filed Document 0000919574-19-000092 Exclusions or Exemptions 506b Accepted Date 2019-01-04 13:29:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Banyan Biomarkers, Inc. See All Filings	D	2019-01-04 13:26:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001581877 Filed Document 0001581877-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-04 13:26:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Kellner Catalyst Fund, LP See All Filings	D/A	2019-01-04 13:26:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001175614 Filed Document 0001175614-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 13:26:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indus Select Fund, Ltd. See All Filings	D/A	2019-01-04 13:22:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457124 Filed Document 0000919574-19-000090 Exclusions or Exemptions 506b Accepted Date 2019-01-04 13:22:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Foresite MSP, LLC See All Filings	D	2019-01-04 13:20:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681191 Filed Document 0001681191-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-04 13:20:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
National Multifamily Portfolio IV DST See All Filings	D/A	2019-01-04 13:19:08 UTC
Amount To Be Raised $138,158,359 Associated Brokers / Dealers Daniel Raupp, Christina Nielson, David Dahill, Hugo Grimaldi, Scott Sheehan, Gene Williams, Gena Mickschl, Edward Fernandez, Justin Bachman, David Launder, Michael Markey, Spencer Weston, Matt Rubis, Stephen Norton, Michael Curley, Maxwell Phillips, Michael Feldman, John Kwee, David Ebner, Joseph Hagler, Michael Puls, David Rodriguez, Troy Wada, Benjamin Disalle, Lucas Dipietro, Ahmad Husami, Mike Bendix, Matthew Nielsen, Deborah Stackpole, Edward Kasperavich, S. Paul Lorusso, James Warring, Patrick Conway, N. William Vertrees, Kevin Ryan, Derrigan Sheedy, William Upson, Injil Muhammad, Troy Thomas, Byron Ishiwata, Kevin Hughes, Edward Waldron, Eric Scaff, Anthony Urban, Barry Ozer, Kirk Dobson, Christopher Riel, Robert Fagan, George Pitra, John Cahill, Carmen Morrone, Barry Le May, James Guare, Jonathan Khalavsky, Ronald Gay, Ryan Haag, Jack Morrison, RCX Capital Group LLC, Richard Holtan, Thomas Prieur, J David Bayarena, Thomas Scheiman, Brian Vosberg, Roger Smith, Jared Sutton, Benjamin Hill, Lois Leynse, John Ochsner, Brett Jenson, Nathaniel Edie, Peter Fisher, Grant Conness, Vernon Henifin, Bhavin Mehta, Kirk Miller, Jeff Morris, Randall Kaup, Gregory Hunter, Tim Clairmont, Jeffrey Bangerter, Brian Long, William Tufts, Max Larsen, Mark Bonhard, Joseph Nugent, Gary Benson, Thomas Povinelli, and Kelly Clyde CIK Number 0001757500 Filed Document 0001757500-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 13:19:08 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Indus Select Fund, L.P. See All Filings	D/A	2019-01-04 13:16:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457129 Filed Document 0000919574-19-000088 Exclusions or Exemptions 506b Accepted Date 2019-01-04 13:16:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Health at Scale Corp See All Filings	D	2019-01-04 13:12:26 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001763585 Filed Document 0001763585-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-04 13:12:26 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Indus Omni Fund, L.P. See All Filings	D/A	2019-01-04 13:10:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424530 Filed Document 0000919574-19-000086 Exclusions or Exemptions 506b Accepted Date 2019-01-04 13:10:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dynamo Micropower Corp See All Filings	D/A	2019-01-04 13:09:20 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001597066 Filed Document 0001597066-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 13:09:20 UTC Type of Offering D/A Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Fund EQ-SMI, a series of Equidate Investments, LLC See All Filings	D/A	2019-01-04 13:02:00 UTC
Amount To Be Raised $2,252,217 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001740225 Filed Document 0001740225-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-04 13:02:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENSOLE INC. See All Filings	D	2019-01-04 13:01:33 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001763485 Filed Document 0001461859-19-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2019-01-04 13:01:33 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Indus Opportunity Fund, L.P. See All Filings	D/A	2019-01-04 13:01:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340602 Filed Document 0000919574-19-000082 Exclusions or Exemptions 506b Accepted Date 2019-01-04 13:01:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity