Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Parallax Offshore Investors Fund Ltd. See All Filings	D/A	2019-01-08 15:35:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428445 Filed Document 0000935836-19-000017 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:35:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Winston Asia Fund, L.P. See All Filings	D	2019-01-08 15:33:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763520 Filed Document 0000919574-19-000145 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:33:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Sirnaomics, Inc. See All Filings	D	2019-01-08 15:33:41 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001658879 Filed Document 0001658879-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:33:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Audax Credit Strategies (SCS), LP See All Filings	D/A	2019-01-08 15:26:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602199 Filed Document 0001602199-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:26:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ronati, LLC See All Filings	D	2019-01-08 15:24:47 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001763285 Filed Document 0000897069-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:24:47 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Series A of Rocky River Specific Opportunities Fund LLC See All Filings	D	2019-01-08 15:23:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Herndon Plant Oakley, Ltd. CIK Number 0001763793 Filed Document 0000919574-19-000143 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:23:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Swanson River Capital Partners LP See All Filings	D/A	2019-01-08 15:17:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565053 Filed Document 0001565053-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:17:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Global Logistics Investment 2, LLC See All Filings	D	2019-01-08 15:13:44 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001713478 Filed Document 0001713478-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:13:44 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Acuity EyeCare Rollover II, LLC See All Filings	D	2019-01-08 15:12:00 UTC
Amount To Be Raised $6,812,598 Associated Brokers / Dealers N/A CIK Number 0001763838 Filed Document 0001763838-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:12:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HIGHLINE SELECT LP See All Filings	D/A	2019-01-08 15:10:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405488 Filed Document 0001405488-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:10:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aegis Special Situations Fund LLC - Series DNA I See All Filings	D/A	2019-01-08 15:09:01 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001756920 Filed Document 0001756920-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:09:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
American Global Logistics LLC See All Filings	D	2019-01-08 15:06:42 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001713479 Filed Document 0001713479-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:06:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Jane VC Fund 1, a series of Jane VC, LP See All Filings	D/A	2019-01-08 15:06:03 UTC
Amount To Be Raised $945,000 Associated Brokers / Dealers N/A CIK Number 0001747633 Filed Document 0001763648-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:06:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CustomerFirst Energy Holdings LLC See All Filings	D	2019-01-08 15:05:05 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001763726 Filed Document 0001763726-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:05:05 UTC Type of Offering D Industry Other Energy Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
HIGHLINE CAPITAL PARTNERS QP LP See All Filings	D/A	2019-01-08 15:04:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001133348 Filed Document 0001133348-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:04:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USEDC 2018 A Drilling Fund LP See All Filings	D/A	2019-01-08 15:02:33 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Peter Maller CIK Number 0001739764 Filed Document 0001739764-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 15:02:33 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Aegis Special Situations Fund LLC - Series DNA I See All Filings	D/A	2019-01-08 14:57:18 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001756920 Filed Document 0001756920-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 14:57:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OCF Investors LLC See All Filings	D	2019-01-08 14:55:56 UTC
Amount To Be Raised $2,805,900 Associated Brokers / Dealers N/A CIK Number 0001762508 Filed Document 0001762508-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 14:55:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Snow Fund One LLC See All Filings	D/A	2019-01-08 14:55:37 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers IVP Capital LLC and Equus Financial Consulting LLC CIK Number 0001342198 Filed Document 0001342198-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-08 14:55:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
QT ULTRASOUND LLC See All Filings	D/A	2019-01-08 14:51:58 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers Ascendant Alternative Strategies, LLC CIK Number 0001538864 Filed Document 0001538864-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 14:51:58 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Green Aloha Ltd. See All Filings	D/A	2019-01-08 14:51:55 UTC
Amount To Be Raised $2,025,000 Associated Brokers / Dealers N/A CIK Number 0001717857 Filed Document 0001717857-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 14:51:55 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Papyrus Capital Patina Fund LP See All Filings	D/A	2019-01-08 14:51:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726350 Filed Document 0001726350-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 14:51:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund I, a series of The MBA VC Fund, LP See All Filings	D/A	2019-01-08 14:50:00 UTC
Amount To Be Raised $2,045,000 Associated Brokers / Dealers N/A CIK Number 0001744418 Filed Document 0001763648-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-08 14:50:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sirnaomics, Inc. See All Filings	D	2019-01-08 14:49:37 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001658879 Filed Document 0001658879-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 14:49:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
S4 Capital plc See All Filings	D	2019-01-08 14:46:25 UTC
Amount To Be Raised $51,708,678 Associated Brokers / Dealers N/A CIK Number 0001762354 Filed Document 0001762354-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 14:46:25 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
PCRED Mortgage REIT Inc. See All Filings	D	2019-01-08 14:43:27 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001763673 Filed Document 0001763673-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 14:43:27 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Visions Hotels Opportunity Fund 5 L.P. See All Filings	D	2019-01-08 14:41:34 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001763829 Filed Document 0001763829-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 14:41:34 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
MARANON SENIOR CREDIT OPPORTUNITIES SPV, L.P. See All Filings	D	2019-01-08 14:38:52 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001759358 Filed Document 0001759358-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 14:38:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PartsTech, Inc. See All Filings	D	2019-01-08 14:38:25 UTC
Amount To Be Raised $7,540,000 Associated Brokers / Dealers N/A CIK Number 0001763763 Filed Document 0001763763-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 14:38:25 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
A-MOI-15-PR-Fund, a series of Survival Economics Companies Investments, LP See All Filings	D	2019-01-08 14:25:11 UTC
Amount To Be Raised $131,994 Associated Brokers / Dealers N/A CIK Number 0001763648 Filed Document 0001763648-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 14:25:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROTHERA BIOLOGICS, INC. See All Filings	D/A	2019-01-08 14:20:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001659513 Filed Document 0001659513-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 14:20:21 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Debt
ACM Enhanced Municipal Income, LP See All Filings	D	2019-01-08 14:08:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761160 Filed Document 0000897069-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-01-08 14:08:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EIV H2O Midstream Holdings, LLC See All Filings	D	2019-01-08 14:02:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763890 Filed Document 0001763890-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 14:02:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Leaf Lab LLC See All Filings	D	2019-01-08 13:54:39 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Verber Partners CIK Number 0001763938 Filed Document 0001763938-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:54:39 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
NEUBERGER BERMAN HIGH INCOME FUND LLC See All Filings	D/A	2019-01-08 13:49:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001069232 Filed Document 0001748316-19-000014 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:49:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crosstree Real Estate Special Situations Fund II LP See All Filings	D	2019-01-08 13:46:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co, LLC CIK Number 0001763857 Filed Document 0001763857-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:46:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2000 South Ocean Unit 104S, LLC See All Filings	D	2019-01-08 13:38:48 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers None. No sales commissions paid CIK Number 0001763754 Filed Document 0001144204-19-001038 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:38:48 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Neuberger Berman U.S. Equity Index PutWrite Fund LLC See All Filings	D/A	2019-01-08 13:38:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698121 Filed Document 0001748316-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:38:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuberger Berman Global Equity Index PutWrite Fund LLC See All Filings	D/A	2019-01-08 13:36:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694669 Filed Document 0001748316-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:36:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tiburio Therapeutics Inc. See All Filings	D	2019-01-08 13:34:49 UTC
Amount To Be Raised $31,000,001 Associated Brokers / Dealers N/A CIK Number 0001763894 Filed Document 0001763894-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:34:49 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Neuberger Berman Emerging Market Debt Fund LLC See All Filings	D/A	2019-01-08 13:33:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607545 Filed Document 0001748316-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:33:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuberger Berman Short Duration Emerging Market Debt Fund LLC See All Filings	D/A	2019-01-08 13:30:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627583 Filed Document 0001748316-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:30:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vincent East Bethel LLC See All Filings	D	2019-01-08 13:19:33 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001759586 Filed Document 0001437749-19-000505 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:19:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Solomon Hess Opportunity Fund LLC See All Filings	D/A	2019-01-08 13:18:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491481 Filed Document 0001491481-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:18:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ridgeline Utah LLC See All Filings	D/A	2019-01-08 13:13:10 UTC
Amount To Be Raised $1,101,810 Associated Brokers / Dealers N/A CIK Number 0001701019 Filed Document 0001701019-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:13:10 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
1507 Mingo Road, LLC See All Filings	D	2019-01-08 13:10:47 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers N/A CIK Number 0001763814 Filed Document 0001763814-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:10:47 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Medical 21, Inc. See All Filings	D	2019-01-08 13:10:35 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001673688 Filed Document 0001437749-19-000504 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:10:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Ridgeline Utah LLC See All Filings	D/A	2019-01-08 13:09:59 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001701019 Filed Document 0001701019-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:09:59 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Ridgeline Utah LLC See All Filings	D/A	2019-01-08 13:05:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001701019 Filed Document 0001701019-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:05:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Fresenius Medical Care Sulphur, LLC See All Filings	D	2019-01-08 13:01:08 UTC
Amount To Be Raised $2,750,177 Associated Brokers / Dealers N/A CIK Number 0001763899 Filed Document 0001461373-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-01-08 13:01:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity