Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Edenbridge Health, Inc. See All Filings	D	2019-01-15 10:35:41 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001763813 Filed Document 0001763813-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 10:35:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Spouting Rock I, L.P. See All Filings	D	2019-01-15 10:33:19 UTC
Amount To Be Raised $9,989,938 Associated Brokers / Dealers N/A CIK Number 0001764800 Filed Document 0001764800-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 10:33:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lyo Lux Holdings, Inc. See All Filings	D	2019-01-15 10:32:42 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001706974 Filed Document 0000950172-19-000015 Exclusions or Exemptions 506b Accepted Date 2019-01-15 10:32:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Riot Ventures Opportunity II-B LLC See All Filings	D	2019-01-15 10:15:51 UTC
Amount To Be Raised $618,000 Associated Brokers / Dealers none CIK Number 0001764776 Filed Document 0001764776-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 10:15:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOLUTION DESIGN GROUP INC See All Filings	D	2019-01-15 10:10:57 UTC
Amount To Be Raised $5,125,614 Associated Brokers / Dealers N/A CIK Number 0001364440 Filed Document 0001364440-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 10:10:57 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Federated Redwood Trade Finance Fund, L.P. See All Filings	D	2019-01-15 09:59:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764635 Filed Document 0001623632-19-000030 Exclusions or Exemptions 506b Accepted Date 2019-01-15 09:59:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kleo Pharmaceuticals, Inc. See All Filings	D	2019-01-15 09:56:44 UTC
Amount To Be Raised $21,206,378 Associated Brokers / Dealers N/A CIK Number 0001700389 Filed Document 0000945621-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-01-15 09:56:44 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
HOF Village, LLC See All Filings	D	2019-01-15 09:39:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764025 Filed Document 0000950172-19-000014 Exclusions or Exemptions 506b Accepted Date 2019-01-15 09:39:43 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Preceptis Medical, Inc. See All Filings	D/A	2019-01-15 09:34:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Cedar Point Capital, LLC CIK Number 0001537953 Filed Document 0001209191-19-003654 Exclusions or Exemptions 506b Accepted Date 2019-01-15 09:34:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SEAMANS NEW ERA TECHNOLOGIES GROWTH FUND, LLC See All Filings	D	2019-01-15 09:33:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596541 Filed Document 0001416134-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-15 09:33:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Clearwater Organic Farms New York, LLC See All Filings	D	2019-01-15 09:33:14 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001764100 Filed Document 0001764100-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 09:33:14 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lion Avery LLC See All Filings	D	2019-01-15 09:27:04 UTC
Amount To Be Raised $6,490,000 Associated Brokers / Dealers N/A CIK Number 0001756556 Filed Document 0001756556-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 09:27:04 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Seamans Global Opportunities Fund LLC See All Filings	D/A	2019-01-15 09:25:09 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001416104 Filed Document 0001416134-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-15 09:25:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Zelegent, Inc. See All Filings	D	2019-01-15 09:16:45 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001764803 Filed Document 0001764803-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-15 09:16:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Visual Workforce, LLC See All Filings	D	2019-01-15 09:12:23 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001761830 Filed Document 0001761830-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 09:12:23 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Zelegent, Inc. See All Filings	D	2019-01-15 08:50:22 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001764803 Filed Document 0001764803-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-15 08:50:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Seamans Global Income Preferred 6 Fund LLC See All Filings	D/A	2019-01-15 08:49:23 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001416134 Filed Document 0001416134-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 08:49:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
MidCity South LLC See All Filings	D	2019-01-15 08:43:44 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001764545 Filed Document 0001764545-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 08:43:44 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
SapVax, LLC See All Filings	D/A	2019-01-15 08:35:31 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001694191 Filed Document 0001694191-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 08:35:31 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Doblones Investment Fund, LP See All Filings	D/A	2019-01-15 08:17:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661376 Filed Document 0001315863-19-000049 Exclusions or Exemptions 506b Accepted Date 2019-01-15 08:17:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verdane Capital X (D) AB See All Filings	D	2019-01-15 08:16:55 UTC
Amount To Be Raised $640,126,666 Associated Brokers / Dealers Rede Partners LLP CIK Number 0001762779 Filed Document 0001762779-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 08:16:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
US Wind Co-Investment Partners LP See All Filings	D	2019-01-15 06:48:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAP USA LP CIK Number 0001764641 Filed Document 0001764641-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 06:48:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moody National DST Sponsor, LLC See All Filings	D	2019-01-14 21:42:05 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Moody Securities, LLC, Berthel Fisher & Company Financial Services, Inc., Independent Financial Group, LLC, Madison Avenue Securities, Inc., and SagePoint Financial, Inc. CIK Number 0001764767 Filed Document 0001764767-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 21:42:05 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
ProSmart Enterprises Inc. See All Filings	D	2019-01-14 21:41:53 UTC
Amount To Be Raised $75,230 Associated Brokers / Dealers N/A CIK Number 0001708160 Filed Document 0001183740-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-01-14 21:41:53 UTC Type of Offering D Industry Business Services Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Piano Software, Inc. See All Filings	D	2019-01-14 21:26:43 UTC
Amount To Be Raised $22,265,836 Associated Brokers / Dealers Joshua Wepman CIK Number 0001764814 Filed Document 0001193805-19-000054 Exclusions or Exemptions 506b Accepted Date 2019-01-14 21:26:43 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
4229 N. FM 620, LP See All Filings	D	2019-01-14 20:45:55 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001764438 Filed Document 0001764438-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 20:45:55 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
LKCM Investment Partnership II, L.P. See All Filings	D/A	2019-01-14 20:31:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496191 Filed Document 0001629542-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-14 20:31:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM Investment Partnership, L.P. See All Filings	D/A	2019-01-14 20:28:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406371 Filed Document 0001629542-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-14 20:28:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soteria Fund L.P. See All Filings	D	2019-01-14 20:27:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764075 Filed Document 0001764075-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 20:27:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LKCM International Equity, L.P. See All Filings	D/A	2019-01-14 20:25:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629542 Filed Document 0001629542-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 20:25:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM Technology Partnership, L.P. See All Filings	D/A	2019-01-14 20:17:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522603 Filed Document 0001522603-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 20:17:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hazel Hollow Capital Investments LLC See All Filings	D/A	2019-01-14 19:43:12 UTC
Amount To Be Raised $3,118,500 Associated Brokers / Dealers Dempsey Lord Smith, LLC and Sandlapper Securities, Inc CIK Number 0001762614 Filed Document 0001757540-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-01-14 19:43:12 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BYE AEROSPACE INC See All Filings	D	2019-01-14 19:41:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Galileo Global Securities, LLC CIK Number 0001403665 Filed Document 0001763567-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 19:41:10 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
DOKKIO, INC. See All Filings	D	2019-01-14 19:39:44 UTC
Amount To Be Raised $249,999 Associated Brokers / Dealers N/A CIK Number 0001393483 Filed Document 0001393483-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 19:39:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ellisville Capital Investments LLC See All Filings	D/A	2019-01-14 19:35:40 UTC
Amount To Be Raised $4,684,400 Associated Brokers / Dealers Dempsey Lord Smith, LLC, Cabin Securities, Inc, Center Street Securities, Inc, and Sandlapper Securities, Inc CIK Number 0001760191 Filed Document 0001757540-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-01-14 19:35:40 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Anderson Forest Capital Investments LLC See All Filings	D/A	2019-01-14 19:28:41 UTC
Amount To Be Raised $6,869,800 Associated Brokers / Dealers Dempsey Lord Smith, LLC, Cabin Securities, Inc, and Sandlapper Securities, Inc CIK Number 0001761286 Filed Document 0001757540-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-14 19:28:41 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Norcave Capital Investments LLC See All Filings	D/A	2019-01-14 19:20:17 UTC
Amount To Be Raised $15,876,000 Associated Brokers / Dealers Dempsey Lord Smith, LLC, Cabin Securities, Inc, Capulent LLC, and Sandlapper Securities, LLC CIK Number 0001760203 Filed Document 0001757540-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-14 19:20:17 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
EnTrustPermal Special Opportunities Evergreen Fund Ltd. See All Filings	D	2019-01-14 19:19:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrustPermal Securities LLC CIK Number 0001763984 Filed Document 0000943663-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-01-14 19:19:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mulberry Capital Investments LLC See All Filings	D/A	2019-01-14 19:04:20 UTC
Amount To Be Raised $4,057,200 Associated Brokers / Dealers Dempsey Lord Smith, LLC, Great Point Capital, and Sandlapper Securities, LLC CIK Number 0001757540 Filed Document 0001757540-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 19:04:20 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Jennifer McKay Design Inc. See All Filings	D	2019-01-14 18:57:36 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001762649 Filed Document 0000910680-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:57:36 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IIF ERISA HEDGED LP See All Filings	D	2019-01-14 18:45:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN SECURITIES LLC and J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. CIK Number 0001764672 Filed Document 0001764672-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:45:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ananda Scientific, Inc. See All Filings	D	2019-01-14 18:41:51 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Wingate Investment Management Ltd. CIK Number 0001764749 Filed Document 0001764749-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:41:51 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
EOS HYPERION PARTNERS II, L.P. See All Filings	D/A	2019-01-14 18:29:39 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers EVERCORE GROUP, L.L.C. CIK Number 0001728276 Filed Document 0001393725-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:29:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LMV II NE MINNEAPOLIS LOT 2 REIT, LP See All Filings	D	2019-01-14 18:24:09 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers A5 ASSOCIATES LLC CIK Number 0001764591 Filed Document 0001764591-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:24:09 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LMV II MMP REIT, LP See All Filings	D	2019-01-14 18:23:01 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001764589 Filed Document 0001764589-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:23:01 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LMV II LAKESIDE REIT, LP See All Filings	D	2019-01-14 18:21:59 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001764587 Filed Document 0001764587-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:21:59 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LMV II GRAND BAY POD V REIT, LP See All Filings	D	2019-01-14 18:20:23 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001764585 Filed Document 0001764585-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:20:23 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LMV II EMERYVILLE REIT, LP See All Filings	D	2019-01-14 18:19:20 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001764583 Filed Document 0001764583-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:19:20 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LMV II CREST AT PARK WEST REIT, LP See All Filings	D	2019-01-14 18:18:09 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001764566 Filed Document 0001764566-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:18:09 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LMV II CREST AT PARK WEST REIT-DC, LP See All Filings	D	2019-01-14 18:18:03 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001764582 Filed Document 0001764551-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-14 18:18:03 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity