Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
A-WUC-15-Fund, a series of AX-PL-Funds, LLC See All Filings	D	2019-01-16 10:58:40 UTC
Amount To Be Raised $88,000 Associated Brokers / Dealers N/A CIK Number 0001758778 Filed Document 0001758778-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 10:58:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hyperion Capital Fund, LP See All Filings	D/A	2019-01-16 10:56:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695173 Filed Document 0001695173-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 10:56:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jupiter Capital, Inc. See All Filings	D	2019-01-16 10:51:19 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers David Bailey CIK Number 0001764272 Filed Document 0001764272-19-000001 Exclusions or Exemptions 506b and 504.1 Accepted Date 2019-01-16 10:51:19 UTC Type of Offering D Industry Investing Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
AREX Capital, Ltd. See All Filings	D/A	2019-01-16 10:44:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728055 Filed Document 0000919574-19-000407 Exclusions or Exemptions 506b Accepted Date 2019-01-16 10:44:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ascent Event Driven Fund See All Filings	D/A	2019-01-16 10:38:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728211 Filed Document 0001728211-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 10:38:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3EDGE Global Opportunities Fund, LP See All Filings	D/A	2019-01-16 10:32:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bentley Securities Corporation CIK Number 0001659338 Filed Document 0001659338-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 10:32:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAM Zie Fund, LLC See All Filings	D/A	2019-01-16 10:27:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001596715 Filed Document 0001596715-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 10:27:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clearwater Capital Yield Fund, L.P. See All Filings	D/A	2019-01-16 10:23:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759950 Filed Document 0001759950-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-16 10:23:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Southern Fidelity Risk Managers, LLC See All Filings	D	2019-01-16 10:22:59 UTC
Amount To Be Raised $4,893,878 Associated Brokers / Dealers N/A CIK Number 0001533343 Filed Document 0001533343-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 10:22:59 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Securis II Fund SPC - Segregated Portfolio Fourteen See All Filings	D/A	2019-01-16 10:20:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727707 Filed Document 0000902664-19-000239 Exclusions or Exemptions 506b Accepted Date 2019-01-16 10:20:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS FUND C LLC See All Filings	D	2019-01-16 10:04:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001764994 Filed Document 0001764994-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 10:04:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
FWCG Opportunity Fund, LP See All Filings	D/A	2019-01-16 09:55:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505618 Filed Document 0001505618-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 09:55:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axfund, LP See All Filings	D/A	2019-01-16 09:52:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586818 Filed Document 0001586818-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 09:52:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maverick Lien Fund V Co-Investors LP See All Filings	D/A	2019-01-16 09:51:58 UTC
Amount To Be Raised $53,430,000 Associated Brokers / Dealers N/A CIK Number 0001756997 Filed Document 0000919574-19-000405 Exclusions or Exemptions 506b Accepted Date 2019-01-16 09:51:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2019-01-16 09:51:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joe Sprague CIK Number 0001135856 Filed Document 0001135856-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 09:51:38 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Maverick Lien Fund V LP See All Filings	D/A	2019-01-16 09:47:48 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001756067 Filed Document 0000919574-19-000403 Exclusions or Exemptions 506b Accepted Date 2019-01-16 09:47:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide BOLI Private Placement Variable Account See All Filings	D/A	2019-01-16 09:43:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Sprague CIK Number 0001343394 Filed Document 0001343394-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 09:43:37 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Forest Devices, Inc. See All Filings	D	2019-01-16 09:39:27 UTC
Amount To Be Raised $940,000 Associated Brokers / Dealers N/A CIK Number 0001647635 Filed Document 0001647635-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-16 09:39:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Nationwide Private Placement Variable Account - E See All Filings	D/A	2019-01-16 09:34:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph D. Sprague CIK Number 0001601405 Filed Document 0001601405-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-16 09:34:06 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FF Net Lease II REIT See All Filings	D	2019-01-16 09:29:17 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 Securities LLC CIK Number 0001764002 Filed Document 0001764002-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 09:29:17 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide BOLI Private Placement Variable Account See All Filings	D/A	2019-01-16 09:17:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Sprague CIK Number 0001343394 Filed Document 0001601405-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 09:17:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ALCHEMIE SOLUTIONS INC See All Filings	D/A	2019-01-16 08:54:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681633 Filed Document 0001681633-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-16 08:54:37 UTC Type of Offering D/A Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Humble Capital Fund I, LP. See All Filings	D	2019-01-15 21:03:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476279 Filed Document 0001476279-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 21:03:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HAWAII Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SFPC Holding Company, LLC See All Filings	D	2019-01-15 20:21:32 UTC
Amount To Be Raised $7,340,817 Associated Brokers / Dealers N/A CIK Number 0001533342 Filed Document 0001078782-19-000058 Exclusions or Exemptions 506b Accepted Date 2019-01-15 20:21:32 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AZARGA URANIUM CORP. See All Filings	D	2019-01-15 19:59:26 UTC
Amount To Be Raised $25,042 Associated Brokers / Dealers N/A CIK Number 0001515828 Filed Document 0001515828-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 19:59:26 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Verte Capital, LLC See All Filings	D	2019-01-15 19:46:42 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001706463 Filed Document 0001706463-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-15 19:46:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Debt
MANAGEMENT EQUITY HOLDINGS LLC See All Filings	D/A	2019-01-15 19:12:39 UTC
Amount To Be Raised $8,820,000 Associated Brokers / Dealers N/A CIK Number 0001521139 Filed Document 0001521139-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 19:12:39 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kinecho, Inc. See All Filings	D	2019-01-15 19:04:11 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001764890 Filed Document 0001764890-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 19:04:11 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Moon Tide Springs, Inc. See All Filings	D	2019-01-15 18:34:24 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Capstone Headwaters CIK Number 0001764506 Filed Document 0001764506-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 18:34:24 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Summer 18 Investments, a series of JBM Demo Day Funds, LP See All Filings	D/A	2019-01-15 18:20:27 UTC
Amount To Be Raised $912,509 Associated Brokers / Dealers N/A CIK Number 0001747313 Filed Document 0001684488-19-000034 Exclusions or Exemptions 506b Accepted Date 2019-01-15 18:20:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Summer 18 Investments, a series of JBM Demo Day Funds, LP See All Filings	D/A	2019-01-15 18:07:15 UTC
Amount To Be Raised $912,509 Associated Brokers / Dealers N/A CIK Number 0001747313 Filed Document 0001684488-19-000033 Exclusions or Exemptions 506b Accepted Date 2019-01-15 18:07:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1950 Mission Housing Associates, LP See All Filings	D	2019-01-15 18:06:21 UTC
Amount To Be Raised $45,408,740 Associated Brokers / Dealers N/A CIK Number 0001764960 Filed Document 0001764963-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-15 18:06:21 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Ostendo Technologies, Inc. See All Filings	D	2019-01-15 18:05:08 UTC
Amount To Be Raised $150,003,320 Associated Brokers / Dealers Dakoy Capital Markets CIK Number 0001595777 Filed Document 0001595777-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 18:05:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cargo Chief Acquisition Inc. See All Filings	D	2019-01-15 17:55:47 UTC
Amount To Be Raised $2,607,913 Associated Brokers / Dealers N/A CIK Number 0001727221 Filed Document 0001727221-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-15 17:55:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alrai Capital SPV X, LLC See All Filings	D/A	2019-01-15 17:42:26 UTC
Amount To Be Raised $305,000 Associated Brokers / Dealers N/A CIK Number 0001740750 Filed Document 0001684488-19-000032 Exclusions or Exemptions 506b Accepted Date 2019-01-15 17:42:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIRSTRIKE FIREFIGHTERS, LLC See All Filings	D/A	2019-01-15 17:34:37 UTC
Amount To Be Raised $2,563,300 Associated Brokers / Dealers N/A CIK Number 0001699861 Filed Document 0001699861-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-15 17:34:37 UTC Type of Offering D/A Industry Other Principal Place of Business ALASKA Revenue or Assets $No Revenues Type of Security Equity
Alrai Capital SPV X, LLC See All Filings	D	2019-01-15 17:32:08 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001740750 Filed Document 0001684488-19-000031 Exclusions or Exemptions 506b Accepted Date 2019-01-15 17:32:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hack 1, a Series of Hack VC, LP. See All Filings	D/A	2019-01-15 17:19:56 UTC
Amount To Be Raised $958,500 Associated Brokers / Dealers N/A CIK Number 0001711085 Filed Document 0001684488-19-000030 Exclusions or Exemptions 506b Accepted Date 2019-01-15 17:19:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monticello Structured Products, LLC See All Filings	D	2019-01-15 17:18:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763828 Filed Document 0001763828-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 17:18:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MRP Value Fund I, LP See All Filings	D	2019-01-15 17:17:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764535 Filed Document 0001315863-19-000051 Exclusions or Exemptions 506b Accepted Date 2019-01-15 17:17:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
490 SVN Housing Associates, LP See All Filings	D	2019-01-15 17:16:49 UTC
Amount To Be Raised $24,215,936 Associated Brokers / Dealers N/A CIK Number 0001764963 Filed Document 0001764963-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 17:16:49 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
MRP Value Offshore Fund I, LP See All Filings	D	2019-01-15 17:14:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764541 Filed Document 0001315863-19-000050 Exclusions or Exemptions 506b Accepted Date 2019-01-15 17:14:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TEXLARK EXPLORATION CO INC See All Filings	D/A	2019-01-15 17:10:14 UTC
Amount To Be Raised $1,020,000 Associated Brokers / Dealers N/A CIK Number 0000853789 Filed Document 0000853789-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-15 17:10:14 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
LKCM Headwater Investments III, L.P. See All Filings	D	2019-01-15 17:06:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764096 Filed Document 0001764096-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 17:06:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GT Special Opportunities III-A, LP See All Filings	D	2019-01-15 17:02:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764932 Filed Document 0001716781-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-01-15 17:02:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KOCAA/Audax Private Debt Fund, LP See All Filings	D/A	2019-01-15 17:00:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686159 Filed Document 0001686159-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 17:00:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orchestra Software, Inc. See All Filings	D	2019-01-15 16:59:07 UTC
Amount To Be Raised $14,040,084 Associated Brokers / Dealers N/A CIK Number 0001764614 Filed Document 0001764614-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 16:59:07 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Edgar Street Capital, LLC See All Filings	D	2019-01-15 16:57:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539408 Filed Document 0000950172-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-01-15 16:57:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atomos Nuclear & Space Corp See All Filings	D	2019-01-15 16:42:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001764866 Filed Document 0001764866-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-15 16:42:03 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
PICO VENTURE PARTNERS II, L.P. See All Filings	D/A	2019-01-15 16:42:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704705 Filed Document 0000950142-19-000045 Exclusions or Exemptions 506b Accepted Date 2019-01-15 16:42:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity