Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ARCLINE CAPITAL PARTNERS LP See All Filings	D	2019-01-31 17:03:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766447 Filed Document 0001766447-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 17:03:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zoba, Inc. See All Filings	D	2019-01-31 17:01:46 UTC
Amount To Be Raised $2,999,997 Associated Brokers / Dealers N/A CIK Number 0001766063 Filed Document 0001766063-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 17:01:46 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Arrowstreet ACWI Alpha Extension Fund III (Cayman) Ltd See All Filings	D/A	2019-01-31 17:00:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001713212 Filed Document 0001713212-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 17:00:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPEG Fossil Creek Investors LLC See All Filings	D	2019-01-31 16:59:18 UTC
Amount To Be Raised $4,450,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001764465 Filed Document 0001764465-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:59:18 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Arrowstreet World Small Cap Equity Alpha Extension Fund (Cayman) Ltd See All Filings	D/A	2019-01-31 16:54:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001700776 Filed Document 0001700776-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:54:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PINE STREET ASSOCIATES, L.P. See All Filings	D	2019-01-31 16:53:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000917199 Filed Document 0000917199-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:53:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrowstreet Capital Global Equity Alpha Extension Fund Ltd See All Filings	D/A	2019-01-31 16:52:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664907 Filed Document 0001664907-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:52:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOMERSET CAPITAL PARTNERS, L.P. See All Filings	D	2019-01-31 16:50:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457206 Filed Document 0001457206-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:50:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M34 SPV2-NE, L.P. See All Filings	D	2019-01-31 16:49:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001766565 Filed Document 0001765441-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:49:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrowstreet Capital Global All Country Alpha Extension Fund (Cayman) Ltd See All Filings	D/A	2019-01-31 16:45:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675656 Filed Document 0001675656-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:45:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProMIS Neurosciences Inc. See All Filings	D	2019-01-31 16:43:29 UTC
Amount To Be Raised $367,893 Associated Brokers / Dealers N/A CIK Number 0001374339 Filed Document 0001183740-19-000021 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:43:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Arizona Healthcare II DST See All Filings	D/A	2019-01-31 16:42:19 UTC
Amount To Be Raised $84,327,253 Associated Brokers / Dealers 1ST GLOBAL CAPITAL CORP., CAMBRIDGE INVESTMENT RESEARCH, INC., LINCOLN FINANCIAL ADVISORS CORPORATION, RCX CAPITAL GROUP, LLC, WEALTHFORGE SECURITIES, LLC, CONCORDE INVESTMENT SERVICES, LLC, CURTIS JEROME SATHRE III, STEPHEN ROBERT NORTON, HUGO GRIMALDI, DENNIS I WEISS, INDEPENDENT FINANCIAL GROUP, LLC, MCDERMOTT INVESTMENT SERVICES, LLC, CHRISTINA SUZANNE NIELSON, NORMAN WILLIAM VERTREES, MONROE M DIEFENDORF JR, MICHAEL PATRICK CROSS, RYAN DAVID FINCH, MICHAEL DONOVAN PULS, EDWARD ERIC FERNANDEZ, JOHN PATRICK OCHSNER, NATHANIEL EDWARD EDIE, Gregory Hill, TIMOTHY KIRKPATRICK WHIPPLE, ALEXANDER JOSEPH HAVILAND, MICHAEL DAVID FRANKLIN, ROBIN TOM NAYLOR, ROGER M SMITH, LOIS ANN LEYNSE, KENDRA LEE ERKAMAA, MARK ALLEN HERDING, PAUL M GETTY, Frank Piscitelli, JEFFREY ALLEN MORRIS, JULIENNE ELIZABETH RIDDELL, JAMES DALE WARRING, JEFFREY JOHN MCKAY, STEVEN IRA KOLINSKY, ADAM B WRIGHT, DENNIS P OCONNOR, JOHN EDWARD BISHOP, MICHAEL ALLAN BENDIX, WILLIAM SCOTT SHEEHAN, JOSEPH ERNEST HUBBARD, MICHAEL JOSEPH STERLING, DAVIN J CAREY, MILAN K. MADHANI, PATRICK ROBERT CONWAY, Peter Fisher, Keith D Nast, ROBERT MARVIN SCHULTZ, JOHN KIEM LIONG KWEE, TONI LYNN SUTHERLAND, TRAWNEGAN GALL, GENE ALVIN BREHM, RONALD NORMAN YORK JR, ANGELA MULLIS BENDER, and BRIAN RICHARD MARSTON CIK Number 0001758222 Filed Document 0001758222-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:42:19 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
TPEG Jacksonville Investors LLC See All Filings	D	2019-01-31 16:40:06 UTC
Amount To Be Raised $24,421,250 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001760594 Filed Document 0001760594-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:40:06 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MicroVest EDF LP See All Filings	D/A	2019-01-31 16:39:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578777 Filed Document 0000919574-19-000709 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:39:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
EagleTree Partners V (Offshore), LP See All Filings	D	2019-01-31 16:38:47 UTC
Amount To Be Raised $1,100,000,000 Associated Brokers / Dealers Lazard Freres & Co. LLC and Florida Atlantic Securities Corp. CIK Number 0001765708 Filed Document 0000950142-19-000140 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:38:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EagleTree Partners V (Onshore), LP See All Filings	D	2019-01-31 16:37:54 UTC
Amount To Be Raised $1,100,000,000 Associated Brokers / Dealers Lazard Freres & Co. LLC and Florida Atlantic Securities Corp. CIK Number 0001765665 Filed Document 0000950142-19-000139 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:37:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arrowstreet Capital Global All Country Alpha Extension Fund Ltd See All Filings	D/A	2019-01-31 16:36:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645519 Filed Document 0001645519-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:36:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bench Walk 18d, L.P. See All Filings	D	2019-01-31 16:36:32 UTC
Amount To Be Raised $2,504,913 Associated Brokers / Dealers N/A CIK Number 0001765840 Filed Document 0000902664-19-000513 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:36:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Elk Partners, LP See All Filings	D/A	2019-01-31 16:35:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729862 Filed Document 0001729862-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:35:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Real Life Innovations II, LP See All Filings	D	2019-01-31 16:34:25 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001765724 Filed Document 0001765724-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:34:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MicroVest Short Duration Fund, LP See All Filings	D/A	2019-01-31 16:34:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INTELLIVEST SECURITIES, INC. CIK Number 0001506025 Filed Document 0000919574-19-000707 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:34:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Arrowstreet Capital Global Equity Long/Short Fund (Feeder) Ltd See All Filings	D/A	2019-01-31 16:30:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594363 Filed Document 0001594363-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:30:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Appia Energy Corp. See All Filings	D/A	2019-01-31 16:27:04 UTC
Amount To Be Raised $48,245 Associated Brokers / Dealers N/A CIK Number 0001419336 Filed Document 0001567619-19-002032 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:27:04 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
C-D QOZ Block 42 (Co-Invest), LP See All Filings	D	2019-01-31 16:26:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766439 Filed Document 0001766439-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:26:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub 86Y LLC See All Filings	D	2019-01-31 16:25:08 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001765441 Filed Document 0001765441-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:25:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DV01, Inc. See All Filings	D	2019-01-31 16:18:18 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001639893 Filed Document 0001639893-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:18:18 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Medical Informatics Corp. See All Filings	D	2019-01-31 16:16:22 UTC
Amount To Be Raised $11,414,887 Associated Brokers / Dealers N/A CIK Number 0001764954 Filed Document 0001764954-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:16:22 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
POINTER (QP), L. P. See All Filings	D/A	2019-01-31 16:16:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001215575 Filed Document 0001215575-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:16:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Shepherd's Finance, LLC See All Filings	D	2019-01-31 16:13:04 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers None CIK Number 0001544190 Filed Document 0001544190-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:13:04 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Angel Oak Mortgage, Inc. See All Filings	D	2019-01-31 16:09:31 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers REIT Funding, LLC CIK Number 0001766478 Filed Document 0001766478-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:09:31 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
General Equity Partners Offshore Ltd See All Filings	D/A	2019-01-31 16:06:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696557 Filed Document 0000905718-19-000087 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:06:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ambiq Micro, Inc. See All Filings	D	2019-01-31 16:04:39 UTC
Amount To Be Raised $1,010,857 Associated Brokers / Dealers N/A CIK Number 0001500412 Filed Document 0001500412-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:04:39 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
General Equity Partners LP See All Filings	D/A	2019-01-31 16:04:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696681 Filed Document 0000905718-19-000085 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:04:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hunter Capital Partners LP See All Filings	D	2019-01-31 16:01:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764938 Filed Document 0000905718-19-000083 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:01:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hunter Capital Offshore Fund Ltd. See All Filings	D	2019-01-31 16:00:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764939 Filed Document 0000905718-19-000082 Exclusions or Exemptions 506b Accepted Date 2019-01-31 16:00:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POINTER LP See All Filings	D/A	2019-01-31 15:56:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000863935 Filed Document 0000863935-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:56:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
NeuroTechnology Investors, LLC See All Filings	D	2019-01-31 15:55:43 UTC
Amount To Be Raised $311,176 Associated Brokers / Dealers N/A CIK Number 0001674457 Filed Document 0001674457-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:55:43 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Telos CG, Inc. See All Filings	D	2019-01-31 15:52:53 UTC
Amount To Be Raised $250,503 Associated Brokers / Dealers None CIK Number 0001766041 Filed Document 0001766041-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:52:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Snow Lake Asia Offshore Fund Ltd See All Filings	D	2019-01-31 15:48:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766332 Filed Document 0001766332-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:48:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
386 Geary Real Estate REIT, LLC See All Filings	D	2019-01-31 15:41:58 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, and H & L Equities, LLC CIK Number 0001763743 Filed Document 0001763743-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:41:58 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mondrian Capital Partners, LP See All Filings	D	2019-01-31 15:35:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766540 Filed Document 0001766540-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:35:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Regenica Biosciences, Inc. See All Filings	D	2019-01-31 15:34:35 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001766279 Filed Document 0001382963-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:34:35 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cogent Capital Group LLC See All Filings	D	2019-01-31 15:23:28 UTC
Amount To Be Raised $937,500 Associated Brokers / Dealers N/A CIK Number 0001766304 Filed Document 0001766304-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:23:28 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Guayaki Yerba Mate, SPC See All Filings	D/A	2019-01-31 15:20:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763663 Filed Document 0001763663-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:20:06 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Proem Investments Onshore LP See All Filings	D	2019-01-31 15:14:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762521 Filed Document 0000950142-19-000136 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:14:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
DUNLAP CAPITAL PARTNERS LP See All Filings	D/A	2019-01-31 15:12:50 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0000940373 Filed Document 0000940373-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:12:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SSC 2018 Sub REIT LLC See All Filings	D	2019-01-31 15:11:41 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001766333 Filed Document 0001766333-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:11:41 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Luna Pharmaceuticals, Inc. See All Filings	D/A	2019-01-31 15:10:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001688483 Filed Document 0001688483-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:10:23 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Debt
SRGMF III REIT, LLC See All Filings	D	2019-01-31 15:09:17 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001766414 Filed Document 0001766414-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:09:17 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
2019 USP2 FEEDER, LP See All Filings	D	2019-01-31 15:08:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. INVESTCORP LLC CIK Number 0001766437 Filed Document 0001766437-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-01-31 15:08:08 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund