|
|
D/A |
2019-02-01 12:30:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001503737
- Filed Document
- 0001503737-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 12:30:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-02-01 12:28:05 UTC |
- Amount To Be Raised
- $2,955,505
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001765662
- Filed Document
- 0001765662-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 12:28:05 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-01 12:23:56 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001766118
- Filed Document
- 0001766118-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 12:23:56 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-02-01 12:23:11 UTC |
- Amount To Be Raised
- $16,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001274737
- Filed Document
- 0001567619-19-002115
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 12:23:11 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-01 12:18:06 UTC |
- Amount To Be Raised
- $8,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001765033
- Filed Document
- 0001765033-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 12:18:06 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-02-01 12:12:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001235227
- Filed Document
- 0001235227-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 12:12:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-02-01 12:10:19 UTC |
- Amount To Be Raised
- $6,302,300
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001766106
- Filed Document
- 0001766106-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 12:10:19 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-01 12:09:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001483884
- Filed Document
- 0001483884-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 12:09:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-02-01 12:07:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001483883
- Filed Document
- 0001483883-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 12:07:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-02-01 11:57:10 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001766576
- Filed Document
- 0001766576-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 11:57:10 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-02-01 11:56:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509315
- Filed Document
- 0001509315-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 11:56:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-01 11:48:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705938
- Filed Document
- 0001705938-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 11:48:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-02-01 11:42:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509316
- Filed Document
- 0001509316-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 11:42:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-01 11:41:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001143491
- Filed Document
- 0000919574-19-000726
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 11:41:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-01 11:39:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001765233
- Filed Document
- 0001765233-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 11:39:13 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-02-01 11:37:08 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001765851
- Filed Document
- 0001765851-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 11:37:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-01 11:21:28 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001764819
- Filed Document
- 0001764819-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 11:21:28 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-01 11:17:21 UTC |
- Amount To Be Raised
- $109,000,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000062234
- Filed Document
- 0000897069-19-000071
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 11:17:21 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-01 11:16:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. MORGAN SECURITIES LLC
- CIK Number
- 0001351764
- Filed Document
- 0000919574-19-000722
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 11:16:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-01 11:11:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001502675
- Filed Document
- 0001502675-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 11:11:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-02-01 11:08:54 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- Kittle Capital Markets
- CIK Number
- 0001766023
- Filed Document
- 0001766023-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 11:08:54 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- INDIANA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2019-02-01 11:07:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. MORGAN SECURITIES LLC
- CIK Number
- 0001351763
- Filed Document
- 0000919574-19-000720
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 11:07:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-01 11:00:45 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001741705
- Filed Document
- 0001741705-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 11:00:45 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-01 10:59:01 UTC |
- Amount To Be Raised
- $117,633,212
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001764575
- Filed Document
- 0001764575-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 10:59:01 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-01 10:45:43 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700594
- Filed Document
- 0001700594-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 10:45:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-02-01 10:39:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598961
- Filed Document
- 0001012975-19-000107
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 10:39:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-02-01 10:38:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597240
- Filed Document
- 0000902664-19-000526
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 10:38:26 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-01 10:33:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598957
- Filed Document
- 0001012975-19-000106
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 10:33:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-02-01 10:33:31 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001766099
- Filed Document
- 0001766099-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 10:33:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-02-01 10:30:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729960
- Filed Document
- 0001729960-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 10:30:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-02-01 10:26:18 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001753236
- Filed Document
- 0001753236-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 10:26:18 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-02-01 10:21:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001461400
- Filed Document
- 0001461400-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 10:21:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-02-01 10:19:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001473970
- Filed Document
- 0001727079-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 10:19:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-02-01 10:11:56 UTC |
- Amount To Be Raised
- $4,978,136
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602203
- Filed Document
- 0000897069-19-000070
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 10:11:56 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-01 10:11:04 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001753236
- Filed Document
- 0001753236-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 10:11:04 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-02-01 10:08:45 UTC |
- Amount To Be Raised
- $51,499,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001629107
- Filed Document
- 0001629107-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 10:08:45 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-01 10:06:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Phillip L. Currie, Jr., Robert W. Steinke, Donald P. Harringon, Scott J. Seibel, Bruce H. Brownell, Andrew P. Arigo, Brian A. Donofry, Adam C. Monson, Corby N. Dall, Gregory S. Cahill, John M. Argue, Michael E. Nolan, Samir H. Sheth, Scott R. Cohen, Thomas A. Cook, Alan C. Bolotin, Bo Y. Lee, Donald M. Tippett, Jr., Edward M. Kilpatrick, Fred Hill, Garrett M. Blaha, Gavin E. Blaha, George V. Blaha, Jaclyn M. Guthmiller, Jimmy D. Edwards, Kirk L. Penland, Michael J. Levine, Mitchell K. Smith, Peter M. Williams, Rhonda L. Miller, Richard S. Johnson, Sean P. Devlin, Shirley A. H. McMillan, Steven W. Broadbent, Suzette M. Clark, and William E. Schantz
- CIK Number
- 0001157174
- Filed Document
- 0001458462-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 10:06:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-02-01 10:01:45 UTC |
- Amount To Be Raised
- $62,500
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001765832
- Filed Document
- 0001765832-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 10:01:45 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-01 09:58:29 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001765903
- Filed Document
- 0001765903-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 09:58:29 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-01 09:52:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001228825
- Filed Document
- 0001727079-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 09:52:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
COLI VUL-1 Series Account of Great-West Life & Annuity of New York
See All Filings
|
D/A |
2019-02-01 09:48:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Shirley A. H. McMillan and David S. Hauptman
- CIK Number
- 0001458462
- Filed Document
- 0001458462-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 09:48:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-02-01 09:35:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- STIFEL, NICOLAUS & COMPANY, INCORPORATED and BARBARA L. JUSTIZ
- CIK Number
- 0001338955
- Filed Document
- 0000945621-19-000028
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 09:35:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-01 09:32:11 UTC |
- Amount To Be Raised
- $1,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001766197
- Filed Document
- 0001766197-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 09:32:11 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ARKANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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Lombard International Life Assurance Co Separate Account VA 238
See All Filings
|
D |
2019-02-01 09:31:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kestra Investment Services, LLC
- CIK Number
- 0001765815
- Filed Document
- 0001765815-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 09:31:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2019-02-01 09:28:42 UTC |
- Amount To Be Raised
- $375,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001766083
- Filed Document
- 0001766083-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 09:28:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2019-02-01 09:21:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001278246
- Filed Document
- 0001727079-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 09:21:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2019-02-01 09:13:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001764463
- Filed Document
- 0001213900-19-001534
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 09:13:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
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D/A |
2019-02-01 08:54:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685026
- Filed Document
- 0001685026-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 08:54:19 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
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D/A |
2019-02-01 08:48:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553728
- Filed Document
- 0001553728-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 08:48:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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D |
2019-02-01 08:08:55 UTC |
- Amount To Be Raised
- $2,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534708
- Filed Document
- 0001493152-19-001232
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-01 08:08:55 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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