Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rick Marini I, LP See All Filings	D/A	2019-02-06 12:02:12 UTC
Amount To Be Raised $834,002 Associated Brokers / Dealers N/A CIK Number 0001683483 Filed Document 0001760601-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-06 12:02:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARTHA SEVEN FUND LTD. See All Filings	D/A	2019-02-06 11:59:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728691 Filed Document 0001405086-19-000031 Exclusions or Exemptions 506b Accepted Date 2019-02-06 11:59:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
UAS Laboratories LLC See All Filings	D/A	2019-02-06 11:58:21 UTC
Amount To Be Raised $4,500,019 Associated Brokers / Dealers N/A CIK Number 0001696830 Filed Document 0000897069-19-000090 Exclusions or Exemptions 506b Accepted Date 2019-02-06 11:58:21 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Global Developing Markets Partnership, L.P. See All Filings	D/A	2019-02-06 11:57:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001170883 Filed Document 0000919574-19-000801 Exclusions or Exemptions 506b Accepted Date 2019-02-06 11:57:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ZWEIG DIMENNA INVESTORS LP See All Filings	D/A	2019-02-06 11:40:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001062733 Filed Document 0000740450-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 11:40:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLADWYNE FUND, LP See All Filings	D/A	2019-02-06 11:40:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tim Morgan CIK Number 0001600414 Filed Document 0000919574-19-000799 Exclusions or Exemptions 506b Accepted Date 2019-02-06 11:40:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Rick Marini I, LP See All Filings	D/A	2019-02-06 11:39:30 UTC
Amount To Be Raised $834,002 Associated Brokers / Dealers N/A CIK Number 0001683483 Filed Document 0001760601-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-06 11:39:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OBV-LCHF, LLC See All Filings	D	2019-02-06 11:26:18 UTC
Amount To Be Raised $7,750,000 Associated Brokers / Dealers N/A CIK Number 0001767036 Filed Document 0001767036-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 11:26:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Dealer Tire Holdings, LLC See All Filings	D/A	2019-02-06 11:22:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629512 Filed Document 0001629512-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-06 11:22:24 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PRISA II LHC, LLC See All Filings	D	2019-02-06 11:20:06 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001766756 Filed Document 0001766756-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 11:20:06 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Hall Capital Partners Fund I, L.P. See All Filings	D/A	2019-02-06 11:16:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Moelis & Company LLC and Equus Financial Consulting LLC CIK Number 0001668943 Filed Document 0000902664-19-000602 Exclusions or Exemptions 506b Accepted Date 2019-02-06 11:16:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Saba Capital Tail Hedge Offshore Fund, Ltd. See All Filings	D/A	2019-02-06 11:13:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498873 Filed Document 0000902664-19-000601 Exclusions or Exemptions 506b Accepted Date 2019-02-06 11:13:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zweig-DiMenna Focus Fund, L.P. See All Filings	D/A	2019-02-06 11:13:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567739 Filed Document 0001567739-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 11:13:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saba Capital Tail Hedge Partners, L.P. See All Filings	D/A	2019-02-06 11:10:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498872 Filed Document 0000902664-19-000600 Exclusions or Exemptions 506b Accepted Date 2019-02-06 11:10:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tampa's Team, LLC See All Filings	D	2019-02-06 11:09:44 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001766558 Filed Document 0000897069-19-000088 Exclusions or Exemptions 506b Accepted Date 2019-02-06 11:09:44 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 342 See All Filings	D	2019-02-06 11:09:28 UTC
Amount To Be Raised $115,451 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001760601 Filed Document 0001760601-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 11:09:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Saba Capital Offshore Fund, Ltd. See All Filings	D/A	2019-02-06 11:08:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469487 Filed Document 0000902664-19-000599 Exclusions or Exemptions 506b Accepted Date 2019-02-06 11:08:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ExplORer Surgical Corp. See All Filings	D	2019-02-06 11:07:08 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001716004 Filed Document 0001716004-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-06 11:07:08 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Saba Capital Partners, L.P. See All Filings	D/A	2019-02-06 11:04:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469351 Filed Document 0000902664-19-000598 Exclusions or Exemptions 506b Accepted Date 2019-02-06 11:04:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
innovative Business Growth LLC See All Filings	D/A	2019-02-06 11:01:36 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001726459 Filed Document 0001726459-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 11:01:36 UTC Type of Offering D/A Industry Retailing Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Saba E Fund LLC See All Filings	D/A	2019-02-06 11:01:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622388 Filed Document 0000902664-19-000597 Exclusions or Exemptions 506b Accepted Date 2019-02-06 11:01:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Usonian Japan Value U.S. Dollar Hedged Fund, L.P. See All Filings	D/A	2019-02-06 11:01:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695403 Filed Document 0001695403-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-06 11:01:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Venator Capital Partners LP See All Filings	D/A	2019-02-06 11:01:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595912 Filed Document 0001315863-19-000121 Exclusions or Exemptions 506b Accepted Date 2019-02-06 11:01:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Kane Street Long LP See All Filings	D/A	2019-02-06 11:00:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAR HILLS GROUP, LLC and GROTON SECURITIES LLC CIK Number 0001579354 Filed Document 0000919574-19-000797 Exclusions or Exemptions 506b Accepted Date 2019-02-06 11:00:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kane Street Fund LP See All Filings	D/A	2019-02-06 10:57:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAR HILLS GROUP, LLC and GROTON SECURITIES LLC CIK Number 0001466623 Filed Document 0000919574-19-000795 Exclusions or Exemptions 506b Accepted Date 2019-02-06 10:57:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bandera Offshore Value Fund Ltd See All Filings	D/A	2019-02-06 10:51:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001382710 Filed Document 0001144204-19-005162 Exclusions or Exemptions 506b Accepted Date 2019-02-06 10:51:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eos Credit Opportunities, L.P. See All Filings	D/A	2019-02-06 10:47:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460966 Filed Document 0000902664-19-000596 Exclusions or Exemptions 506b Accepted Date 2019-02-06 10:47:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eos Partners, L.P. See All Filings	D/A	2019-02-06 10:46:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000927020 Filed Document 0000902664-19-000595 Exclusions or Exemptions 506b Accepted Date 2019-02-06 10:46:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eos Focused Equity, L.P. See All Filings	D/A	2019-02-06 10:45:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580571 Filed Document 0000902664-19-000594 Exclusions or Exemptions 506b Accepted Date 2019-02-06 10:45:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pathway Private Equity Fund III-Co, LP See All Filings	D	2019-02-06 10:44:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766450 Filed Document 0001766450-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 10:44:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eos Credit Opportunities Offshore Ltd See All Filings	D/A	2019-02-06 10:44:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460365 Filed Document 0000902664-19-000593 Exclusions or Exemptions 506b Accepted Date 2019-02-06 10:44:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRISA II LHC MA, LLC See All Filings	D	2019-02-06 10:42:33 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001766765 Filed Document 0001766765-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 10:42:33 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
LMR LONG HORIZON FUND Ltd See All Filings	D/A	2019-02-06 10:31:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730512 Filed Document 0000919574-19-000793 Exclusions or Exemptions 506b Accepted Date 2019-02-06 10:31:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Whaley Global Fund, L.P. See All Filings	D/A	2019-02-06 10:15:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Landon D Whaley CIK Number 0001700967 Filed Document 0001700967-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-06 10:15:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lansdowne Energy Dynamics Fund, L.P. See All Filings	D/A	2019-02-06 10:12:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668218 Filed Document 0001315863-19-000120 Exclusions or Exemptions 506b Accepted Date 2019-02-06 10:12:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Lansdowne Energy Dynamics Fund Ltd See All Filings	D/A	2019-02-06 10:07:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672086 Filed Document 0001315863-19-000119 Exclusions or Exemptions 506b Accepted Date 2019-02-06 10:07:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SIGNALLAMP HEALTH, INC. See All Filings	D	2019-02-06 10:06:57 UTC
Amount To Be Raised $999,999 Associated Brokers / Dealers N/A CIK Number 0001689705 Filed Document 0001689705-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 10:06:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ocuphire Pharma, Inc. See All Filings	D/A	2019-02-06 10:06:12 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001738266 Filed Document 0001738266-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 10:06:12 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
THINKmd, Inc. See All Filings	D/A	2019-02-06 10:00:18 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001641937 Filed Document 0001641937-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 10:00:18 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
BatteryOne Royalty Corp. See All Filings	D/A	2019-02-06 09:56:32 UTC
Amount To Be Raised $1,575,713 Associated Brokers / Dealers N/A CIK Number 0001759785 Filed Document 0001759785-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 09:56:32 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WVC Holdings, Inc. See All Filings	D	2019-02-06 09:55:32 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001723465 Filed Document 0001723465-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-06 09:55:32 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
FCG Acquisitions, Inc. See All Filings	D	2019-02-06 09:42:59 UTC
Amount To Be Raised $193,902,638 Associated Brokers / Dealers N/A CIK Number 0001763680 Filed Document 0001763680-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 09:42:59 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TSSP Adjacent Opportunities Partners (F), L.P. See All Filings	D	2019-02-06 09:22:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752795 Filed Document 0001752795-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 09:22:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
METABOLIC SOLUTIONS DEVELOPMENT CO LLC See All Filings	D	2019-02-06 09:20:41 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001422580 Filed Document 0000905729-19-000021 Exclusions or Exemptions 506b Accepted Date 2019-02-06 09:20:41 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Alcova Yield Premium REIT II, Inc. See All Filings	D	2019-02-06 06:37:51 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001766684 Filed Document 0001213900-19-001739 Exclusions or Exemptions 506b Accepted Date 2019-02-06 06:37:51 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alcova Yield Premium REIT, Inc. See All Filings	D	2019-02-06 06:35:19 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 SECURITIES LLC CIK Number 0001766680 Filed Document 0001213900-19-001737 Exclusions or Exemptions 506b Accepted Date 2019-02-06 06:35:19 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Falcon Edge Global, Ltd See All Filings	D/A	2019-02-06 06:15:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554040 Filed Document 0000902664-19-000589 Exclusions or Exemptions 506b Accepted Date 2019-02-06 06:15:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Falcon Edge Global, LP See All Filings	D/A	2019-02-06 06:11:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554016 Filed Document 0000902664-19-000588 Exclusions or Exemptions 506b Accepted Date 2019-02-06 06:11:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cleanbox Technology Inc. See All Filings	D	2019-02-05 19:46:53 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001763872 Filed Document 0001763872-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-05 19:46:53 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Shift Energy, LLC See All Filings	D	2019-02-05 19:32:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734904 Filed Document 0001734904-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-05 19:32:46 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity