Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Elevate Ventures NSG Convert 2018 LLC See All Filings	D	2019-02-06 18:41:52 UTC
Amount To Be Raised $580,000 Associated Brokers / Dealers NONE CIK Number 0001767075 Filed Document 0001767075-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 18:41:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Kineta, Inc. See All Filings	D/A	2019-02-06 18:33:51 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001479365 Filed Document 0001479365-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 18:33:51 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Pathway Private Equity Fund XXX-FP, LP See All Filings	D	2019-02-06 18:07:28 UTC
Amount To Be Raised $133,010,000 Associated Brokers / Dealers N/A CIK Number 0001767174 Filed Document 0001767174-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 18:07:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Richard's Rainwater, Inc. See All Filings	D	2019-02-06 18:06:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001767126 Filed Document 0001767126-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 18:06:55 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Abrexa Pharmaceuticals, Inc. See All Filings	D/A	2019-02-06 18:06:11 UTC
Amount To Be Raised $16,632,252 Associated Brokers / Dealers N/A CIK Number 0001529349 Filed Document 0001529349-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 18:06:11 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Riskowitz Value Fund LP See All Filings	D/A	2019-02-06 17:55:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514863 Filed Document 0001514863-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:55:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TUHURA BIOPHARMA INC. See All Filings	D	2019-02-06 17:40:49 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001765575 Filed Document 0001765575-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:40:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Pathway Private Equity Fund XXX-FI, LP See All Filings	D	2019-02-06 17:39:04 UTC
Amount To Be Raised $268,190,000 Associated Brokers / Dealers N/A CIK Number 0001767087 Filed Document 0001767087-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:39:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SEP INVERNESS MOB, LLC See All Filings	D	2019-02-06 17:38:42 UTC
Amount To Be Raised $2,760,000 Associated Brokers / Dealers N/A CIK Number 0001765951 Filed Document 0001765951-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-02-06 17:38:42 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Cayuga Wireless LLC See All Filings	D/A	2019-02-06 17:38:19 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001740598 Filed Document 0001740598-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-02-06 17:38:19 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
TECLens, LLC See All Filings	D	2019-02-06 17:38:17 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001708436 Filed Document 0001708436-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:38:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Condire Resource Partners, LP See All Filings	D/A	2019-02-06 17:25:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Old City Securities, LLC CIK Number 0001554471 Filed Document 0001554471-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:25:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Astoria Conroe, LLC See All Filings	D	2019-02-06 17:20:59 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers N/A CIK Number 0001766937 Filed Document 0001766955-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:20:59 UTC Type of Offering D Industry Commercial Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Vitality Health Plans, Inc. See All Filings	D/A	2019-02-06 17:17:28 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001708878 Filed Document 0001708878-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:17:28 UTC Type of Offering D/A Industry Health Insurance Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
DockIQ, LLC See All Filings	D	2019-02-06 17:14:50 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001738436 Filed Document 0001738436-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:14:50 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Arctic Distillery, Inc. See All Filings	D/A	2019-02-06 17:14:25 UTC
Amount To Be Raised $412,381 Associated Brokers / Dealers N/A CIK Number 0001712625 Filed Document 0001712625-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:14:25 UTC Type of Offering D/A Industry Other Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
CHARTWELL FAMILY FUND TFI LP See All Filings	D/A	2019-02-06 17:10:51 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001257767 Filed Document 0000935836-19-000067 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:10:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Muve - Conroe, LLC See All Filings	D	2019-02-06 17:09:08 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001766955 Filed Document 0001766955-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:09:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
CRAYON, INC. See All Filings	D	2019-02-06 17:08:05 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001642496 Filed Document 0001642496-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:08:05 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Emerson Park Endeavors LLC See All Filings	D	2019-02-06 17:03:21 UTC
Amount To Be Raised $9,350,000 Associated Brokers / Dealers N/A CIK Number 0001767227 Filed Document 0001767227-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:03:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CHARTWELL FAMILY FUND LP See All Filings	D/A	2019-02-06 17:03:02 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001076794 Filed Document 0000935836-19-000066 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:03:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCM Multi-Manager Fund, LLC Series D See All Filings	D	2019-02-06 17:00:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765952 Filed Document 0001765952-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 17:00:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alston Long-Term Opportunities Fund LLC See All Filings	D	2019-02-06 16:50:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524453 Filed Document 0001524453-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 16:50:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
MIMO BAY APARTMENTS REIT, LLC See All Filings	D	2019-02-06 16:49:05 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers A5 REIT SERVICES LLC CIK Number 0001767098 Filed Document 0001767098-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 16:49:05 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Alston Value Fund LLC See All Filings	D	2019-02-06 16:44:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488689 Filed Document 0001488689-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 16:44:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Gold Investors, LLC See All Filings	D	2019-02-06 16:41:44 UTC
Amount To Be Raised $34,650,000 Associated Brokers / Dealers Cantor Fitzgerald & Co. CIK Number 0001767055 Filed Document 0001767053-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-06 16:41:44 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Tree Line Direct Lending II, LP See All Filings	D	2019-02-06 16:39:43 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001767129 Filed Document 0001767129-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 16:39:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TREEHOUSE HEALTH, LLC / GA See All Filings	D	2019-02-06 16:38:28 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001719653 Filed Document 0001719653-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 16:38:28 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
W-SF Goldfinger REIT VIII, L.L.C. See All Filings	D	2019-02-06 16:34:12 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001765688 Filed Document 0001765688-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 16:34:12 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fensmere Partners LP See All Filings	D/A	2019-02-06 16:34:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728430 Filed Document 0001728430-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 16:34:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prep & Pastry - Waterfront, LLC See All Filings	D	2019-02-06 16:26:38 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001767222 Filed Document 0001767222-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 16:26:38 UTC Type of Offering D Industry Restaurants Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Prisma Systems Corp/DE See All Filings	D/A	2019-02-06 16:18:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730800 Filed Document 0001730800-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 16:18:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Security To Be Acquired
WSRED II REIT B, L.L.C. See All Filings	D	2019-02-06 16:18:17 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001765691 Filed Document 0001765691-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 16:18:17 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AIR INDUSTRIES GROUP See All Filings	D	2019-02-06 16:15:44 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001009891 Filed Document 0001213900-19-001773 Exclusions or Exemptions 506b Accepted Date 2019-02-06 16:15:44 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Juniper Environmental, LLC See All Filings	D	2019-02-06 16:14:15 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001764181 Filed Document 0001764181-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 16:14:15 UTC Type of Offering D Industry Environmental Services Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
WSRED II REIT, L.L.C. See All Filings	D	2019-02-06 16:11:16 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001765693 Filed Document 0001765693-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 16:11:16 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mediar Therapeutics, Inc. See All Filings	D	2019-02-06 16:06:52 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001766784 Filed Document 0001766784-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 16:06:52 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DCM Multi-Manager Fund, LLC Series A See All Filings	D	2019-02-06 16:03:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765898 Filed Document 0001765898-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 16:03:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LAZ Sponsor, LLC See All Filings	D	2019-02-06 15:59:02 UTC
Amount To Be Raised $34,650,000 Associated Brokers / Dealers N/A CIK Number 0001767053 Filed Document 0001767053-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-06 15:59:02 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MULTI-ADVISOR FUNDS GLOBAL EMERGING MARKETS FUND - STEWART INVESTORS See All Filings	D/A	2019-02-06 15:44:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001423236 Filed Document 0001405086-19-000039 Exclusions or Exemptions 506b Accepted Date 2019-02-06 15:44:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Stonehenge Capital Fund Mississippi III, LLC See All Filings	D	2019-02-06 15:42:03 UTC
Amount To Be Raised $9,528,359 Associated Brokers / Dealers N/A CIK Number 0001766884 Filed Document 0001766884-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 15:42:03 UTC Type of Offering D Industry Investing Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Debt
MULTI-ADVISOR FUNDS GLOBAL EQUITY FUND-GENERATION INVESTMENT MANAGEMENT US LLP See All Filings	D/A	2019-02-06 15:38:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464036 Filed Document 0001405086-19-000038 Exclusions or Exemptions 506b Accepted Date 2019-02-06 15:38:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Vine Street Square Buligo LP See All Filings	D/A	2019-02-06 15:37:59 UTC
Amount To Be Raised $1,375,000 Associated Brokers / Dealers N/A CIK Number 0001761070 Filed Document 0001144204-19-005303 Exclusions or Exemptions 506b Accepted Date 2019-02-06 15:37:59 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
DIH Grande Lakes, LLC See All Filings	D	2019-02-06 15:37:24 UTC
Amount To Be Raised $24,324,324 Associated Brokers / Dealers N/A CIK Number 0001767102 Filed Document 0001767102-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-06 15:37:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enterprise Plaza Buligo LP See All Filings	D/A	2019-02-06 15:37:09 UTC
Amount To Be Raised $2,625,000 Associated Brokers / Dealers N/A CIK Number 0001761076 Filed Document 0001144204-19-005302 Exclusions or Exemptions 506b Accepted Date 2019-02-06 15:37:09 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
MULTI-ADVISOR FUNDS U.S. EQUITIES FUND - VULCAN VALUE PARTNERS, LLC See All Filings	D/A	2019-02-06 15:36:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649950 Filed Document 0001405086-19-000037 Exclusions or Exemptions 506b Accepted Date 2019-02-06 15:36:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Private Equity Managers (2019) Offshore SCSp See All Filings	D	2019-02-06 15:35:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001766573 Filed Document 0001766846-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-06 15:35:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MULTI-ADVISOR FUNDS GLOBAL EMERGING MARKETS FUND See All Filings	D/A	2019-02-06 15:34:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611034 Filed Document 0001405086-19-000036 Exclusions or Exemptions 506b Accepted Date 2019-02-06 15:34:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MULTI-ADVISOR FUNDS INTERNATIONAL FUND - ROBERT W. BAIRD & CO. INC. (CHAUTAUQUA CAPITAL MANAGEMENT GROUP) See All Filings	D/A	2019-02-06 15:33:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577658 Filed Document 0001405086-19-000035 Exclusions or Exemptions 506b Accepted Date 2019-02-06 15:33:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MULTI-ADVISOR FUNDS INTERNATIONAL EQUITY VALUE FUND See All Filings	D/A	2019-02-06 15:32:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001423222 Filed Document 0001405086-19-000034 Exclusions or Exemptions 506b Accepted Date 2019-02-06 15:32:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity