Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Malta MLC Fund, L.P. See All Filings	D/A	2019-02-08 10:00:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC and Aqueduct Capital Group, LLC CIK Number 0001298282 Filed Document 0000919574-19-000847 Exclusions or Exemptions 506b Accepted Date 2019-02-08 10:00:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Khaner Capital, L.P. See All Filings	D/A	2019-02-08 09:59:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373879 Filed Document 0000919574-19-000846 Exclusions or Exemptions 506b Accepted Date 2019-02-08 09:59:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Basso SPAC Fund LLC See All Filings	D/A	2019-02-08 09:50:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511390 Filed Document 0001511390-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 09:50:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hamilton Perkins Collection, LLC See All Filings	D	2019-02-08 09:41:27 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001703096 Filed Document 0001703096-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 09:41:27 UTC Type of Offering D Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BLUE ROCK CAPITAL FUND, L.P. See All Filings	D/A	2019-02-08 09:40:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000866174 Filed Document 0000866174-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 09:40:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
TW ELAM TOWNHOMES LLC See All Filings	D	2019-02-08 09:37:34 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001767367 Filed Document 0001767367-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 09:37:34 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BLUE ROCK CAPITAL FUND II, L.P. See All Filings	D/A	2019-02-08 09:35:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001268577 Filed Document 0001268577-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 09:35:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Good Therapeutics, Inc. See All Filings	D/A	2019-02-08 09:33:45 UTC
Amount To Be Raised $22,335,003 Associated Brokers / Dealers N/A CIK Number 0001758604 Filed Document 0001758604-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 09:33:45 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Empire Capital, LP See All Filings	D	2019-02-08 09:30:14 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001755085 Filed Document 0001755085-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 09:30:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Blue Rock Fixed Income Plus Fund, L.P. See All Filings	D/A	2019-02-08 09:29:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001369590 Filed Document 0001369590-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 09:29:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Eminence Partners Long, L.P. See All Filings	D/A	2019-02-08 09:18:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530160 Filed Document 0000902664-19-000716 Exclusions or Exemptions 506b Accepted Date 2019-02-08 09:18:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BridgeEdU, Inc. See All Filings	D	2019-02-08 09:17:01 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001615866 Filed Document 0001615866-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 09:17:01 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Eminence Partners Leveraged, L.P. See All Filings	D/A	2019-02-08 09:16:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337382 Filed Document 0000902664-19-000715 Exclusions or Exemptions 506b Accepted Date 2019-02-08 09:16:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prepared LLC See All Filings	D	2019-02-08 09:09:55 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001763483 Filed Document 0001763483-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-08 09:09:55 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Eminence Partners II, L.P. See All Filings	D/A	2019-02-08 09:07:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001196933 Filed Document 0000902664-19-000714 Exclusions or Exemptions 506b Accepted Date 2019-02-08 09:07:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frendo Ventures, Inc. See All Filings	D	2019-02-08 09:06:43 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001766876 Filed Document 0001209191-19-008362 Exclusions or Exemptions 506b Accepted Date 2019-02-08 09:06:43 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Eminence Partners, L.P. See All Filings	D/A	2019-02-08 09:06:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001196932 Filed Document 0000902664-19-000713 Exclusions or Exemptions 506b Accepted Date 2019-02-08 09:06:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eminence Fund, Ltd. See All Filings	D/A	2019-02-08 09:01:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001195825 Filed Document 0000902664-19-000712 Exclusions or Exemptions 506b Accepted Date 2019-02-08 09:01:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eminence Fund Long, Ltd. See All Filings	D/A	2019-02-08 08:59:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561796 Filed Document 0000902664-19-000711 Exclusions or Exemptions 506b Accepted Date 2019-02-08 08:59:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eminence Fund Leveraged, Ltd. See All Filings	D/A	2019-02-08 08:56:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337389 Filed Document 0000902664-19-000710 Exclusions or Exemptions 506b Accepted Date 2019-02-08 08:56:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds LP - MW TOPS China Absolute Return (US) Fund See All Filings	D/A	2019-02-08 08:22:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696771 Filed Document 0000902664-19-000709 Exclusions or Exemptions 506b Accepted Date 2019-02-08 08:22:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Long Strategies ICAV - MW India Long-Only Fund See All Filings	D/A	2019-02-08 08:20:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696685 Filed Document 0000902664-19-000708 Exclusions or Exemptions 506b Accepted Date 2019-02-08 08:20:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MILLENNIUM SMC LLC See All Filings	D/A	2019-02-08 08:13:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483434 Filed Document 0000902664-19-000707 Exclusions or Exemptions 506b Accepted Date 2019-02-08 08:13:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cornwall Offshore Ltd. See All Filings	D/A	2019-02-08 08:09:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gordian Investment Solutions, LLC CIK Number 0001523054 Filed Document 0000902664-19-000706 Exclusions or Exemptions 506b Accepted Date 2019-02-08 08:09:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cornwall Domestic LP See All Filings	D/A	2019-02-08 08:07:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gordian Investment Solutions, LLC CIK Number 0001523053 Filed Document 0000902664-19-000705 Exclusions or Exemptions 506b Accepted Date 2019-02-08 08:07:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rye Bay European Fund Ltd See All Filings	D/A	2019-02-08 07:51:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697485 Filed Document 0000902664-19-000703 Exclusions or Exemptions 506b Accepted Date 2019-02-08 07:51:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Worcester Development Project III LLC See All Filings	D	2019-02-08 07:51:58 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001767387 Filed Document 0001767387-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-08 07:51:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
MG Marc Investments BV L.P. See All Filings	D	2019-02-07 20:43:43 UTC
Amount To Be Raised $29,711,500 Associated Brokers / Dealers N/A CIK Number 0001766487 Filed Document 0001766487-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 20:43:43 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SFG INCOME FUND VII, LLC See All Filings	D/A	2019-02-07 20:17:06 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Centaurus Financial Inc., Cetera Advisors LLC, William Madison Swayne III, William Swayne II, Sandlapper Securities, LLC, and Bruce D. Snyder CIK Number 0001662713 Filed Document 0001662713-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 20:17:06 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sabot-Lakeline, LLC See All Filings	D	2019-02-07 19:58:51 UTC
Amount To Be Raised $4,368,000 Associated Brokers / Dealers N/A CIK Number 0001767254 Filed Document 0001767254-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 19:58:51 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MONTAGUE CAPITAL LP See All Filings	D/A	2019-02-07 19:46:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544075 Filed Document 0001544075-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-07 19:46:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Anacapa Partners III LP See All Filings	D/A	2019-02-07 19:38:02 UTC
Amount To Be Raised $78,175,000 Associated Brokers / Dealers N/A CIK Number 0001704157 Filed Document 0001704157-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-07 19:38:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2ndkitchen Inc. See All Filings	D	2019-02-07 19:30:55 UTC
Amount To Be Raised $1,345,000 Associated Brokers / Dealers N/A CIK Number 0001767253 Filed Document 0001767253-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 19:30:55 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Dome U.S. Multifamily Fund III (A), L.P. See All Filings	D/A	2019-02-07 19:28:06 UTC
Amount To Be Raised $6,155,000 Associated Brokers / Dealers Citibank N.A. CIK Number 0001728858 Filed Document 0000947871-19-000083 Exclusions or Exemptions 506b Accepted Date 2019-02-07 19:28:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AT Parent, LLC See All Filings	D	2019-02-07 19:20:38 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001653119 Filed Document 0001653119-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-07 19:20:38 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hightimes Holding Corp. See All Filings	D	2019-02-07 19:11:33 UTC
Amount To Be Raised $780,650 Associated Brokers / Dealers N/A CIK Number 0001714420 Filed Document 0001213900-19-001861 Exclusions or Exemptions 506b Accepted Date 2019-02-07 19:11:33 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Hightimes Holding Corp. See All Filings	D	2019-02-07 19:11:05 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001714420 Filed Document 0001213900-19-001860 Exclusions or Exemptions 506b Accepted Date 2019-02-07 19:11:05 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PETROTEQ ENERGY INC. See All Filings	D	2019-02-07 19:10:07 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001561180-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-07 19:10:07 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hightimes Holding Corp. See All Filings	D	2019-02-07 19:10:02 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001714420 Filed Document 0001213900-19-001859 Exclusions or Exemptions 506b Accepted Date 2019-02-07 19:10:02 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hightimes Holding Corp. See All Filings	D	2019-02-07 19:09:27 UTC
Amount To Be Raised $10,000,420 Associated Brokers / Dealers N/A CIK Number 0001714420 Filed Document 0001213900-19-001858 Exclusions or Exemptions 506b Accepted Date 2019-02-07 19:09:27 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Praxis Opportunity Fund, LLC See All Filings	D/A	2019-02-07 19:03:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729056 Filed Document 0001729056-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 19:03:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Linnaeus Therapeutics, Inc. See All Filings	D	2019-02-07 18:57:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752026 Filed Document 0001752026-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 18:57:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Net Lease Series Investors Series E, LP See All Filings	D	2019-02-07 18:40:45 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001767332 Filed Document 0001767332-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 18:40:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Trillium Western Pines Owner, LLC See All Filings	D	2019-02-07 17:58:44 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001767224 Filed Document 0001767224-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 17:58:44 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Southern Pines 101, LLC See All Filings	D	2019-02-07 17:54:18 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001767394 Filed Document 0001445866-19-000112 Exclusions or Exemptions 506b Accepted Date 2019-02-07 17:54:18 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Eighteen Fifty Equity Inc. See All Filings	D	2019-02-07 17:47:18 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers None CIK Number 0001767125 Filed Document 0001683168-19-000300 Exclusions or Exemptions 506b Accepted Date 2019-02-07 17:47:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Trillium Maple Brooke Owner, LLC See All Filings	D	2019-02-07 17:41:51 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001767219 Filed Document 0001767219-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 17:41:51 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
RealWear,Inc. See All Filings	D	2019-02-07 17:32:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001722847 Filed Document 0001722847-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 17:32:42 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Dollar Self Storage #21, LLC See All Filings	D	2019-02-07 17:23:40 UTC
Amount To Be Raised $3,582,000 Associated Brokers / Dealers N/A CIK Number 0001767229 Filed Document 0001767229-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 17:23:40 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CrossHarbor Institutional Partners 2018, L.P. See All Filings	D/A	2019-02-07 17:19:35 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001728323 Filed Document 0001728323-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-07 17:19:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund