Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CFS Holding, Inc. See All Filings	D	2019-02-15 15:09:51 UTC
Amount To Be Raised $5,373,770 Associated Brokers / Dealers N/A CIK Number 0001628209 Filed Document 0001104659-19-009018 Exclusions or Exemptions 506b Accepted Date 2019-02-15 15:09:51 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
EMERGING MARKETS COUNTRY FUND See All Filings	D/A	2019-02-15 15:05:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers North Bridge Capital LLC CIK Number 0000942359 Filed Document 0000942359-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 15:05:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WCM Focused Global Growth Long-Short Offshore Fund Ltd. See All Filings	D	2019-02-15 15:00:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IMST DISTRIBUTORS, LLC CIK Number 0001768107 Filed Document 0001768107-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 15:00:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YOGA INTERNATIONAL, LLC See All Filings	D	2019-02-15 14:57:03 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001637678 Filed Document 0001637678-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 14:57:03 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
V'Ocean Investments Ltd. See All Filings	D/A	2019-02-15 14:54:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663683 Filed Document 0001663683-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 14:54:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smart Lunches, Inc. See All Filings	D	2019-02-15 14:52:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001557404 Filed Document 0001557404-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 14:52:21 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
March Fund I US LP See All Filings	D	2019-02-15 14:52:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768054 Filed Document 0001768054-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 14:52:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PC Highland Gardens Holdings, LLC See All Filings	D	2019-02-15 14:50:40 UTC
Amount To Be Raised $2,466,780 Associated Brokers / Dealers N/A CIK Number 0001767767 Filed Document 0001767767-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 14:50:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
LUMINUS ENERGY PARTNERS LTD See All Filings	D/A	2019-02-15 14:47:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001342506 Filed Document 0001528548-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-15 14:47:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
SocialSwell, Inc. See All Filings	D	2019-02-15 14:47:23 UTC
Amount To Be Raised $340,000 Associated Brokers / Dealers N/A CIK Number 0001768205 Filed Document 0001768205-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 14:47:23 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Luminus Energy Partners QP LP See All Filings	D/A	2019-02-15 14:42:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001307684 Filed Document 0001528548-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 14:42:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Strategic Partners IV Co-Invest, L.P. (Series TS) See All Filings	D	2019-02-15 14:41:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768196 Filed Document 0001768196-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 14:41:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stratus Silver Lining, Inc. See All Filings	D	2019-02-15 14:35:57 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001721584 Filed Document 0001721584-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-15 14:35:57 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Empyreal Enterprises, LLC See All Filings	D	2019-02-15 14:32:08 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001742234 Filed Document 0001742234-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 14:32:08 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Pinnacle Physicals & Financing Tax-Exempt Fund, L.P. See All Filings	D/A	2019-02-15 14:30:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476059 Filed Document 0001476059-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 14:30:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
East Meadow Capital Fund, LP See All Filings	D/A	2019-02-15 14:29:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634164 Filed Document 0001315863-19-000204 Exclusions or Exemptions 506b Accepted Date 2019-02-15 14:29:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tewksbury Investment Fund Ltd. See All Filings	D/A	2019-02-15 14:23:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698010 Filed Document 0001698010-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 14:23:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pinnacle Physicals & Financing LP See All Filings	D/A	2019-02-15 14:20:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001436620 Filed Document 0001436620-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 14:20:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Outerbridge Partners, LP See All Filings	D/A	2019-02-15 14:19:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645589 Filed Document 0000919574-19-001848 Exclusions or Exemptions 506b Accepted Date 2019-02-15 14:19:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EMERGENT CAPITAL, INC. See All Filings	D/A	2019-02-15 14:19:15 UTC
Amount To Be Raised $8,634,000 Associated Brokers / Dealers none CIK Number 0001494448 Filed Document 0000932440-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-02-15 14:19:15 UTC Type of Offering D/A Industry Insurance Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Sugar Creek Commons Note Fund, LLC See All Filings	D/A	2019-02-15 14:17:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001733513 Filed Document 0001733513-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 14:17:56 UTC Type of Offering D/A Industry Residential Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Debt
PSAV Group LP See All Filings	D	2019-02-15 14:15:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748209 Filed Document 0001748209-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-15 14:15:43 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
HITE Energy LP See All Filings	D	2019-02-15 14:11:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stonehaven LLC CIK Number 0001757082 Filed Document 0001748316-19-000028 Exclusions or Exemptions 506b Accepted Date 2019-02-15 14:11:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STADIUM CAPITAL PARTNERS L P See All Filings	D/A	2019-02-15 14:11:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC CIK Number 0001076204 Filed Document 0000935836-19-000139 Exclusions or Exemptions 506b Accepted Date 2019-02-15 14:11:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pinnacle Opportunity, LP See All Filings	D/A	2019-02-15 14:08:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001189551 Filed Document 0001189551-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 14:08:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
STADIUM CAPITAL QUALIFIED PARTNERS LP See All Filings	D/A	2019-02-15 14:08:18 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001427178 Filed Document 0000935836-19-000138 Exclusions or Exemptions 506b Accepted Date 2019-02-15 14:08:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAMILTON FUND LTD See All Filings	D/A	2019-02-15 14:06:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000898703 Filed Document 0000898703-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 14:06:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
January Therapeutics, Inc. See All Filings	D/A	2019-02-15 14:03:42 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001708145 Filed Document 0001708145-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-15 14:03:42 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New Heritage Capital Fund III-B, L.P. See All Filings	D	2019-02-15 14:03:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SixPoint Partners, LLC CIK Number 0001768199 Filed Document 0001567619-19-004599 Exclusions or Exemptions 506b Accepted Date 2019-02-15 14:03:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PAVLIK CAPITAL PARTNERS LLC See All Filings	D/A	2019-02-15 14:02:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429822 Filed Document 0001429822-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 14:02:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pinnacle Opportunity Offshore, Ltd. See All Filings	D/A	2019-02-15 13:56:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612611 Filed Document 0001612611-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-15 13:56:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Gathering UofM Salisbury Investor, LLC See All Filings	D	2019-02-15 13:54:25 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001766689 Filed Document 0001766689-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 13:54:25 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
LACM EMII, L.P. See All Filings	D/A	2019-02-15 13:53:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001655268 Filed Document 0001599761-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-02-15 13:53:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Flowtex Dory Sidetrack Joint Venture See All Filings	D	2019-02-15 13:48:42 UTC
Amount To Be Raised $1,080,000 Associated Brokers / Dealers N/A CIK Number 0001768109 Filed Document 0001768109-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 13:48:42 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NSV 2019 Opportunities Fund, L.P. See All Filings	D	2019-02-15 13:48:40 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001768198 Filed Document 0001768198-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 13:48:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avalanche Technology Inc See All Filings	D	2019-02-15 13:48:17 UTC
Amount To Be Raised $33,919,998 Associated Brokers / Dealers N/A CIK Number 0001383215 Filed Document 0001748775-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 13:48:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MATERIA, INC. See All Filings	D	2019-02-15 13:47:53 UTC
Amount To Be Raised $31,818,000 Associated Brokers / Dealers N/A CIK Number 0001084725 Filed Document 0001144204-19-008627 Exclusions or Exemptions 506b Accepted Date 2019-02-15 13:47:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Pacific & General Investments LP See All Filings	D/A	2019-02-15 13:46:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001314612 Filed Document 0001314612-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 13:46:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LACM Emerging Markets Fund L.P. See All Filings	D/A	2019-02-15 13:44:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001599755 Filed Document 0001599761-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-02-15 13:44:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pinnacle Natural Resources Offshore ERISA Fund Ltd. See All Filings	D/A	2019-02-15 13:41:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Grace Holdings, Inc. and First Dominion Capital Corporation CIK Number 0001468971 Filed Document 0001468971-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-15 13:41:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Pacific & General Investments Inc. See All Filings	D/A	2019-02-15 13:41:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503162 Filed Document 0001503162-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 13:41:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIPPLE FOODS, PBC See All Filings	D	2019-02-15 13:36:27 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001659461 Filed Document 0001659461-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 13:36:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LACM Small Cap Growth Fund LP See All Filings	D/A	2019-02-15 13:31:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001710291 Filed Document 0001599761-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-15 13:31:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GoMoto, Inc. See All Filings	D	2019-02-15 13:30:05 UTC
Amount To Be Raised $2,177,362 Associated Brokers / Dealers N/A CIK Number 0001619318 Filed Document 0001619318-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 13:30:05 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PINNACLE NATURAL RESOURCES OFFSHORE LTD See All Filings	D/A	2019-02-15 13:25:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Dominion Capital Corporation, Joseph Grace Holdings, Inc., and Alternative Access Capital, LLC CIK Number 0001433068 Filed Document 0001433068-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-15 13:25:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Cormorant Global Healthcare Offshore Fund, Ltd. See All Filings	D/A	2019-02-15 13:25:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576591 Filed Document 0001576591-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 13:25:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TallyX, Inc. See All Filings	D	2019-02-15 13:22:59 UTC
Amount To Be Raised $4,055,593 Associated Brokers / Dealers N/A CIK Number 0001758924 Filed Document 0001758924-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 13:22:59 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
LACM Global Equity Fund L.P. See All Filings	D/A	2019-02-15 13:17:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001599758 Filed Document 0001599761-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-15 13:17:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
North Rock Fund, Ltd See All Filings	D/A	2019-02-15 13:17:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631067 Filed Document 0001631067-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 13:17:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cormorant Global Healthcare Fund, LP See All Filings	D/A	2019-02-15 13:16:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576590 Filed Document 0001576590-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-15 13:16:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund