|
|
D/A |
2019-02-21 09:34:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001336696
- Filed Document
- 0001315863-19-000216
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-21 09:34:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-21 09:26:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001336576
- Filed Document
- 0001315863-19-000215
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-21 09:26:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-21 09:19:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- RAKESH BHARGAVA
- CIK Number
- 0001428910
- Filed Document
- 0000919574-19-001884
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-21 09:19:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SINGAPORE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-21 09:18:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001731847
- Filed Document
- 0001731847-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-21 09:18:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-02-21 09:06:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572382
- Filed Document
- 0001572382-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-21 09:06:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-02-21 09:02:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001667573
- Filed Document
- 0001667573-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-21 09:02:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-02-21 06:01:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570199
- Filed Document
- 0000902664-19-001246
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-21 06:01:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-20 21:47:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001067109
- Filed Document
- 0001067109-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 21:47:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-02-20 21:30:18 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001767093
- Filed Document
- 0001767093-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 21:30:18 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-20 20:48:00 UTC |
- Amount To Be Raised
- $138,158,359
- Associated Brokers / Dealers
- Daniel Raupp, Christina Nielson, John Harvey, Injil Muhammad, David Dahill, Hugo Grimaldi, Scott Sheehan, Edward Fernandez, Gene Williams, Gena Mickschl, Justin Bachman, David Launder, Michael Markey, Spencer Weston, Matt Rubis, Stephen Norton, Cambridge Investment Research, Sagepoint Financial, Inc., Michael Feldman, Daryl Carter, David Ebner, Joseph Hagler, Michael Puls, Lance Dumas, Summit Brokerage Services, Inc, Centaurus Financial, Inc., 1st Global Capital Corporation, Mike Bendix, Matthew Nielsen, Deborah Stackpole, Edward Kasperavich, S Paul Lorusso, Triad Advisors, Inc., Patrick Conway, N. William Vertrees, Derrigan Sheedy, William Upson, Troy Thomas, David Kangas, Kevin Hughes, Lincoln Financial Advisors, Eric Scaff, Anthony Urban, Barry Ozer, Kirk Dobson, Christopher Riel, Robert Fagan, George Pitra, John Cahill, Carmen Morrone, Barry Le May, Jared Sutton, Jonathan Khalavsky, Peter Karp, David Levinson, Ronald Pompei, RCX Capital Group LLC, Richard Holtan, Brett Ohlen, Robert Fagan, Thomas Scheiman, Shelley Cole, Roger Smith, Jared Sutton, Benjamin Hill, Lois Leynse, John Ochsner, Joseph Broadbent, Nathaniel Edie, Peter Fisher, Grant Conness, Bhavin Mehta, Edwin Suzuki, Kirk Miller, Jeff Morris, Tim Clairmont, Jeffrey Bangerter, Brian Long, William Tufts, Eric Bell, Joseph Nugent, Gary Benson, Thomas Povinelli, Kelly Clyde, Anders Haugen, Alex Kowalski, Richard Park, Jeffrey Baker, Scott Brown, Gene Alvin Brehm, Daniel Bisese, Joseph Hubbard, Stephen Swarbrick, John Bishop, Timothy Hobbs, Brian Zimmerman, Susan Gitt, Dennis O'Connor, Robert Schultz, and John Mansfield
- CIK Number
- 0001757500
- Filed Document
- 0001757500-19-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 20:48:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-20 20:29:26 UTC |
- Amount To Be Raised
- $3,384,917
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001768526
- Filed Document
- 0001768526-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 20:29:26 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-20 20:09:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001727164
- Filed Document
- 0001727164-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 20:09:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-02-20 19:53:48 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001768517
- Filed Document
- 0001768517-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 19:53:48 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-02-20 19:44:28 UTC |
- Amount To Be Raised
- $575,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001768521
- Filed Document
- 0001768521-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 19:44:28 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-20 19:43:48 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001767294
- Filed Document
- 0001767294-19-000002
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2019-02-20 19:43:48 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-02-20 19:35:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001768037
- Filed Document
- 0001768037-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 19:35:11 UTC
- Type of Offering
- D/A
- Industry
- Business Services
- Principal Place of Business
- UNITED STATES
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-02-20 19:09:03 UTC |
- Amount To Be Raised
- $11,500,000
- Associated Brokers / Dealers
- The Enterprise Securities Company, Inc.
- CIK Number
- 0001767106
- Filed Document
- 0001659173-19-000021
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 19:09:03 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-02-20 19:05:04 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001667659
- Filed Document
- 0001667659-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 19:05:04 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-20 18:55:58 UTC |
- Amount To Be Raised
- $480,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001768534
- Filed Document
- 0001768534-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 18:55:58 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-02-20 18:41:01 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001174891
- Filed Document
- 0001493152-19-002326
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 18:41:01 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2019-02-20 18:36:11 UTC |
- Amount To Be Raised
- $5,005,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001731268
- Filed Document
- 0001731268-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 18:36:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-02-20 18:29:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brookfield Private Advisors LLC, Brookfield Private Capital (UK) Limited, Brookfield Investment Management (Canada) Inc., Brookfield Singapore Pte. Ltd, and Brookfield Advisors (Hong Kong) Ltd
- CIK Number
- 0001766867
- Filed Document
- 0001766867-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 18:29:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-20 18:25:22 UTC |
- Amount To Be Raised
- $16,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539057
- Filed Document
- 0001539057-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 18:25:22 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-20 18:24:59 UTC |
- Amount To Be Raised
- $8,962,229
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001631927
- Filed Document
- 0001631927-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 18:24:59 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-20 18:20:14 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001768350
- Filed Document
- 0001095449-19-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 18:20:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-02-20 18:14:47 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001768531
- Filed Document
- 0001768531-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 18:14:47 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-20 18:09:42 UTC |
- Amount To Be Raised
- $80,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691777
- Filed Document
- 0001209191-19-011749
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 18:09:42 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-20 18:09:40 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001768351
- Filed Document
- 0001095449-19-000015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 18:09:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-02-20 18:07:11 UTC |
- Amount To Be Raised
- $26,663,786
- Associated Brokers / Dealers
- Robert Smith, Chay Lapin, Bryan Hakola, Thomas Kieffer, David Levinson, and Christopher Dukes
- CIK Number
- 0001765796
- Filed Document
- 0001765796-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 18:07:11 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-20 18:04:14 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758856
- Filed Document
- 0001758856-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 18:04:14 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-02-20 18:03:27 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001646801
- Filed Document
- 0001646801-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 18:03:27 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-02-20 17:59:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001768352
- Filed Document
- 0001095449-19-000014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 17:59:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-02-20 17:53:38 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702255
- Filed Document
- 0001213900-19-002946
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 17:53:38 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-02-20 17:50:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001768353
- Filed Document
- 0001095449-19-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 17:50:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-02-20 17:46:17 UTC |
- Amount To Be Raised
- $4,099,816
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001479577
- Filed Document
- 0001479577-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 17:46:17 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-20 17:44:39 UTC |
- Amount To Be Raised
- $23,971,364
- Associated Brokers / Dealers
- Inland Securities Corporation, Rudi Siela, John Chess, and Edward Fernandez
- CIK Number
- 0001759531
- Filed Document
- 0001759531-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 17:44:39 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-20 17:39:31 UTC |
- Amount To Be Raised
- $18,000,000
- Associated Brokers / Dealers
- Old City Securities
- CIK Number
- 0001594517
- Filed Document
- 0001594517-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 17:39:31 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-02-20 17:38:54 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001550285
- Filed Document
- 0001550285-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 17:38:54 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-20 17:29:38 UTC |
- Amount To Be Raised
- $98,479,389
- Associated Brokers / Dealers
- Debra Schleining, Jason McMurtry, Edward Fernandez, Curt Smiley, David Levinson, Troy Thomas, John Uyeki, Kirk Dobson, Andrew Pesha, Gali Horev, Jennifer Jost, Paul Getty, John Powell, Coleman Goldsmith, Brian Herking, Jeff Vollmer, Matt Rubis, Donald Meredith, Kerri Sullivan-Kreiss, Gene Alvin Brehm, Daniel Moskowitz, Christina Nielson, Kraig Mickelsen, Trawnegan Gall, Stacey Morimoto, Mark Cosenza, David Eurton, Inland Securities Corporation, Matthew Myers, Josephine Buck, Dawn Campbell, Timothy Tracy, David Kramer, Samuel Julian, Diana Fletcher, Kenneth Barroga, Sagepoint Financial, Inc., Matthew Hickey, Thomas Karsten, Wayne Bernardo, Darrach Bourke, Jason Salmon, Ronald Wicklace, Dean Burchett, Lynette Atchley, Douglas T Charney, Frederic Cassivi, David Mowatt, Elizabeth Friant, Shawn Valentine, William Toft, Aaron Broz, Jeffrey McKay, Anthony Brown, Stephen Swarbrick, Jeffrey Baker, Duane Swanson, Jordon Wold, Michael Ludwin, Concorde Investment Services, LLC, Triad Advisors, Inc., Cambridge Investment Research, Investacorp, Inc., Lincoln Financial Advisors, Royal Alliance Associates, Inc., Summit Brokerage Services, Inc, 1st Global Capital Corporation, Alfred Polizzotto, H.D. Vest Investment Securites Inc, Bhagwati Mahendru, Spencer Weston, RCX Capital Group LLC, Justin Lowy, Eric Bicknese, Robert Horning, Richard Kiesel, Monroe Diefendorf, Jacob Tujian, David Vileno, Maxwell Phillips, Thomas Kieffer, Bennett Ely, Tom Velken, Melinda Olbert, Christopher Riel, Yong Chang, Jung(Josh) Lee, Dieter Thurow, Marc Barretta, Stevan Gates, Jared Sutton, Scott Sheehan, Anthony Urban, Barry Ozer, Michael Feldman, Kevin Hughes, Jorge Alfonso, David Dahill, Adam Bryan, and Jesus Quezada
- CIK Number
- 0001747750
- Filed Document
- 0001747750-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 17:29:38 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-20 17:21:13 UTC |
- Amount To Be Raised
- $37,363,590
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001649674
- Filed Document
- 0001649674-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 17:21:13 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-20 17:15:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- EQUUS FINANCIAL CONSULTING LLC
- CIK Number
- 0001724297
- Filed Document
- 0001724297-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 17:15:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-02-20 16:57:30 UTC |
- Amount To Be Raised
- $1,183,141
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761989
- Filed Document
- 0001761989-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 16:57:30 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-02-20 16:54:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683397
- Filed Document
- 0001683397-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 16:54:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-02-20 16:34:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660386
- Filed Document
- 0001660386-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 16:34:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-02-20 16:33:33 UTC |
- Amount To Be Raised
- $18,400,002
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701525
- Filed Document
- 0001701525-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 16:33:33 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-20 16:31:37 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001722108
- Filed Document
- 0001722108-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 16:31:37 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
RPL Fund II, a series of Naval Ravikant AngelList Funds, LP
See All Filings
|
D |
2019-02-20 16:24:43 UTC |
- Amount To Be Raised
- $496,920
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001768489
- Filed Document
- 0001768465-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 16:24:43 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-02-20 16:16:27 UTC |
- Amount To Be Raised
- $52,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724032
- Filed Document
- 0001724032-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 16:16:27 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-02-20 16:14:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001768516
- Filed Document
- 0001768516-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 16:14:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2019-02-20 16:12:18 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001734943
- Filed Document
- 0001683168-19-000458
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-02-20 16:12:18 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|