Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BBR ACTIVE EQUITY - LONG ONLY, LP See All Filings	D/A	2019-02-25 12:09:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574012 Filed Document 0001013594-19-000201 Exclusions or Exemptions 506b Accepted Date 2019-02-25 12:09:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BBR ACTIVE EQUITY - LONG ONLY (QP), LP See All Filings	D/A	2019-02-25 12:05:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574013 Filed Document 0001013594-19-000200 Exclusions or Exemptions 506b Accepted Date 2019-02-25 12:05:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BBR ABSOLUTE RETURN LTD See All Filings	D/A	2019-02-25 12:01:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ENVESTNET.COM INC. CIK Number 0001206259 Filed Document 0001013594-19-000199 Exclusions or Exemptions 506b Accepted Date 2019-02-25 12:01:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BBR ABSOLUTE RETURN QP LP See All Filings	D/A	2019-02-25 11:57:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ENVESTNET.COM INC. CIK Number 0001282700 Filed Document 0001013594-19-000198 Exclusions or Exemptions 506b Accepted Date 2019-02-25 11:57:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FOREST COVE WIP, LLC See All Filings	D	2019-02-25 11:51:52 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001768455 Filed Document 0001768455-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 11:51:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
BBR ABSOLUTE RETURN LP See All Filings	D/A	2019-02-25 11:50:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ENVESTNET.COM INC. CIK Number 0001114305 Filed Document 0001013594-19-000197 Exclusions or Exemptions 506b Accepted Date 2019-02-25 11:50:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Neurogene Inc. See All Filings	D	2019-02-25 11:47:37 UTC
Amount To Be Raised $37,500,001 Associated Brokers / Dealers N/A CIK Number 0001768250 Filed Document 0001567619-19-005307 Exclusions or Exemptions 506b Accepted Date 2019-02-25 11:47:37 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Janiis, Inc. See All Filings	D/A	2019-02-25 11:37:24 UTC
Amount To Be Raised $2,271,833 Associated Brokers / Dealers N/A CIK Number 0001750948 Filed Document 0001750948-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-25 11:37:24 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Wykeham Capital Asia Value Fund See All Filings	D/A	2019-02-25 11:36:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633415 Filed Document 0001633415-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 11:36:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
COMMUNITY EQUITY FUND XXIV LIMITED PARTNERSHIP See All Filings	D	2019-02-25 11:32:02 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Compass Securities Corporation CIK Number 0001768768 Filed Document 0001768768-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-25 11:32:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
DAWN CAPITAL OPPORTUNITIES FUND LP See All Filings	D	2019-02-25 11:31:03 UTC
Amount To Be Raised $140,000,000 Associated Brokers / Dealers N/A CIK Number 0001767485 Filed Document 0001767485-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 11:31:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gravity Software, LLC See All Filings	D	2019-02-25 11:16:34 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001768868 Filed Document 0000905729-19-000038 Exclusions or Exemptions 506b Accepted Date 2019-02-25 11:16:34 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Consector Partners LP See All Filings	D/A	2019-02-25 11:09:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Profor Advisors and Old City Securities LLC CIK Number 0001415627 Filed Document 0001415627-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 11:09:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IWP EVOLUTION FUND I LP See All Filings	D/A	2019-02-25 11:03:56 UTC
Amount To Be Raised $51,594,000 Associated Brokers / Dealers N/A CIK Number 0001724898 Filed Document 0001724898-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-25 11:03:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Yulan Cayman Offshore Fund, Ltd. See All Filings	D	2019-02-25 10:55:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742376 Filed Document 0000919574-19-001965 Exclusions or Exemptions 506b Accepted Date 2019-02-25 10:55:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LeBaronBrown Industries II LLC See All Filings	D	2019-02-25 10:42:56 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001765404 Filed Document 0001765404-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-25 10:42:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S Squared Capital Partners LP See All Filings	D/A	2019-02-25 10:39:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570406 Filed Document 0001570406-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 10:39:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ParkHub, Inc. See All Filings	D	2019-02-25 10:30:30 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001768661 Filed Document 0001768661-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 10:30:30 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Prime Property Fund, LLC See All Filings	D/A	2019-02-25 10:30:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001297275 Filed Document 0000950103-19-002279 Exclusions or Exemptions 506b Accepted Date 2019-02-25 10:30:01 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Waterbuck Fund Ltd. See All Filings	D/A	2019-02-25 10:17:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570557 Filed Document 0001567619-19-005302 Exclusions or Exemptions 506b Accepted Date 2019-02-25 10:17:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Six Forks Property Fund LP See All Filings	D	2019-02-25 10:16:34 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers Peter Lieberman, Don Linzer, Tyler Reeder, and Julie Ann Boles CIK Number 0001768129 Filed Document 0001768129-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 10:16:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Ohio State Bank See All Filings	D/A	2019-02-25 10:08:44 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001761925 Filed Document 0001761925-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 10:08:44 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Alta Fundamental Advisers SP LLC See All Filings	D/A	2019-02-25 10:08:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666423 Filed Document 0001012975-19-000191 Exclusions or Exemptions 506b Accepted Date 2019-02-25 10:08:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NEEDHAM EMERGING GROWTH PARTNERS LP See All Filings	D/A	2019-02-25 10:06:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000890847 Filed Document 0000919574-19-001963 Exclusions or Exemptions 506b Accepted Date 2019-02-25 10:06:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PSW Fund Group LLC See All Filings	D	2019-02-25 10:04:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768863 Filed Document 0001768863-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 10:04:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
Zededa, Inc. See All Filings	D	2019-02-25 10:01:14 UTC
Amount To Be Raised $15,924,000 Associated Brokers / Dealers N/A CIK Number 0001767095 Filed Document 0001767095-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 10:01:14 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Needham Contrarian QP Fund L P See All Filings	D/A	2019-02-25 10:00:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001332382 Filed Document 0000919574-19-001961 Exclusions or Exemptions 506b Accepted Date 2019-02-25 10:00:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alta Fundamental Advisers Offshore Ltd See All Filings	D/A	2019-02-25 09:55:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581986 Filed Document 0001012975-19-000190 Exclusions or Exemptions 506b Accepted Date 2019-02-25 09:55:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEEDHAM CONTRARIAN FUND LP See All Filings	D/A	2019-02-25 09:55:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001165292 Filed Document 0000919574-19-001959 Exclusions or Exemptions 506b Accepted Date 2019-02-25 09:55:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alta Fundamental Advisers Onshore LP See All Filings	D/A	2019-02-25 09:51:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581985 Filed Document 0001012975-19-000189 Exclusions or Exemptions 506b Accepted Date 2019-02-25 09:51:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RealTime Laboratories, Inc. See All Filings	D	2019-02-25 09:45:59 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001767082 Filed Document 0001767082-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-25 09:45:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GROWLIFE, INC. See All Filings	D	2019-02-25 08:00:25 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-19-000075 Exclusions or Exemptions 506b Accepted Date 2019-02-25 08:00:25 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Lyo Lux Holdings, Inc. See All Filings	D/A	2019-02-22 20:05:41 UTC
Amount To Be Raised $24,747,750 Associated Brokers / Dealers N/A CIK Number 0001706974 Filed Document 0000950172-19-000036 Exclusions or Exemptions 506b Accepted Date 2019-02-22 20:05:41 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
YUR Drivers Network, Inc. See All Filings	D	2019-02-22 20:04:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001699085 Filed Document 0001699085-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 20:04:40 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
NJOY HOLDINGS, INC. See All Filings	D	2019-02-22 19:37:31 UTC
Amount To Be Raised $64,000,000 Associated Brokers / Dealers N/A CIK Number 0001699567 Filed Document 0001699567-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 19:37:31 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
GREEN MATTERS TECHNOLOGIES INC. See All Filings	D	2019-02-22 19:29:27 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001701572 Filed Document 0001085037-19-000015 Exclusions or Exemptions 506b Accepted Date 2019-02-22 19:29:27 UTC Type of Offering D Industry Manufacturing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ENERGY INFRASTRUCTURE FUND, LP See All Filings	D	2019-02-22 18:58:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458707 Filed Document 0001458707-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 18:58:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ENERGY INFRASTRUCTURE FUND QP, LP See All Filings	D	2019-02-22 18:52:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450038 Filed Document 0001450038-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-22 18:52:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $Over $100,000,000 Type of Security Equity
Four Philosophers Capital Management, LLC See All Filings	D	2019-02-22 18:46:09 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001768543 Filed Document 0001768543-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 18:46:09 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
TTC World Equity Fund QP, LP See All Filings	D	2019-02-22 18:36:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464327 Filed Document 0001464327-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 18:36:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $Over $100,000,000 Type of Security Equity
27 Software US Inc See All Filings	D	2019-02-22 18:31:17 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001768395 Filed Document 0001768395-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-22 18:31:17 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Ocrolus Inc. See All Filings	D	2019-02-22 18:21:49 UTC
Amount To Be Raised $7,480,657 Associated Brokers / Dealers N/A CIK Number 0001732451 Filed Document 0001231919-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-22 18:21:49 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
StormSensor Inc. See All Filings	D/A	2019-02-22 18:17:22 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001685094 Filed Document 0001685094-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 18:17:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
HEDGE PROGRAM FUND QP, LP See All Filings	D	2019-02-22 18:08:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703456 Filed Document 0001703456-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 18:08:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Seabury Aviation Technology Partners I LLC See All Filings	D	2019-02-22 17:52:32 UTC
Amount To Be Raised $2,290,000 Associated Brokers / Dealers N/A CIK Number 0001768902 Filed Document 0001014108-19-000042 Exclusions or Exemptions 506b Accepted Date 2019-02-22 17:52:32 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Red Bay Coffee Company, Inc. See All Filings	D	2019-02-22 17:47:30 UTC
Amount To Be Raised $8,207,680 Associated Brokers / Dealers N/A CIK Number 0001678622 Filed Document 0001366558-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-22 17:47:30 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EnTouch Controls, Inc. See All Filings	D	2019-02-22 17:44:06 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001535200 Filed Document 0001535200-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 17:44:06 UTC Type of Offering D Industry Energy Conservation Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Asymmetria Investors, LLC - Series S See All Filings	D	2019-02-22 17:37:05 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001768730 Filed Document 0001768730-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 17:37:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
LaborVoices, Inc. See All Filings	D	2019-02-22 17:31:17 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001580911 Filed Document 0001580911-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-22 17:31:17 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EVERGREEN HILLSBORO BROOKWOOD, LLC See All Filings	D	2019-02-22 17:23:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001768851 Filed Document 0001461859-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-22 17:23:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other