Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RF Pixels, Inc. See All Filings	D/A	2019-02-27 17:08:22 UTC
Amount To Be Raised $9,311,010 Associated Brokers / Dealers N/A CIK Number 0001685852 Filed Document 0001685852-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 17:08:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Northlander America Series 2, LP See All Filings	D/A	2019-02-27 17:07:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668194 Filed Document 0001013594-19-000208 Exclusions or Exemptions 506b Accepted Date 2019-02-27 17:07:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
APP Fund 1, a series of Liquid 2 Ventures AL, LP See All Filings	D	2019-02-27 17:07:01 UTC
Amount To Be Raised $208,000 Associated Brokers / Dealers N/A CIK Number 0001769039 Filed Document 0001769036-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-27 17:07:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GENOCEA BIOSCIENCES, INC. See All Filings	D	2019-02-27 17:03:20 UTC
Amount To Be Raised $15,002,599 Associated Brokers / Dealers N/A CIK Number 0001457612 Filed Document 0001567619-19-005500 Exclusions or Exemptions 506b Accepted Date 2019-02-27 17:03:20 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Forgepoint Cybersecurity Fund II, L.P. See All Filings	D	2019-02-27 17:03:06 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers DENNING & COMPANY LLC CIK Number 0001767688 Filed Document 0001767688-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 17:03:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Biomedical Offshore Value Fund, Ltd. See All Filings	D	2019-02-27 17:00:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001312877 Filed Document 0001312877-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-27 17:00:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bowie Capital Partners, LP See All Filings	D/A	2019-02-27 17:00:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620003 Filed Document 0001620003-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 17:00:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TU Fund I, a series of Chapter One Ventures, LP See All Filings	D	2019-02-27 16:52:45 UTC
Amount To Be Raised $281,232 Associated Brokers / Dealers N/A CIK Number 0001769037 Filed Document 0001769036-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-27 16:52:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPF Securitized Products Intermediate Fund Ltd. See All Filings	D/A	2019-02-27 16:51:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549887 Filed Document 0001549888-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-27 16:51:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SellersFunding Corp. See All Filings	D/A	2019-02-27 16:49:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001769055 Filed Document 0001769055-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-02-27 16:49:56 UTC Type of Offering D/A Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Ollie Holdings, LLC See All Filings	D	2019-02-27 16:48:26 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001762075 Filed Document 0001762075-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 16:48:26 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SI Fund II, a series of Pathbreaker SPV, LP See All Filings	D	2019-02-27 16:35:19 UTC
Amount To Be Raised $1,008,000 Associated Brokers / Dealers N/A CIK Number 0001769036 Filed Document 0001769036-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 16:35:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LiveWell Canada Inc. See All Filings	D	2019-02-27 16:32:16 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers A. G. P./ Alliance Global Partners CIK Number 0001764649 Filed Document 0001213900-19-003207 Exclusions or Exemptions 506b Accepted Date 2019-02-27 16:32:16 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CFP III (NO.2) L.P. See All Filings	D	2019-02-27 16:29:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic-Pacific Capital, Inc. CIK Number 0001769182 Filed Document 0001769182-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 16:29:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Red Stick Fund, L.P. See All Filings	D	2019-02-27 16:29:25 UTC
Amount To Be Raised $201,000,000 Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001769131 Filed Document 0001769131-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 16:29:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amulet Capital OHPE Co-Invest, L.P. See All Filings	D	2019-02-27 16:28:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769119 Filed Document 0001769119-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 16:28:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Bloomeffects, Inc. See All Filings	D	2019-02-27 16:26:46 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001768602 Filed Document 0001768602-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 16:26:46 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Dura Holdings, LLC See All Filings	D	2019-02-27 16:24:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765731 Filed Document 0001765731-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 16:24:06 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Petzey Technology, Inc. See All Filings	D	2019-02-27 16:21:21 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001769040 Filed Document 0001769040-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 16:21:21 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
CFP III (No. 1) LP See All Filings	D/A	2019-02-27 16:16:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic-Pacific Capital, Inc. CIK Number 0001768492 Filed Document 0001768492-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-27 16:16:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
SPF Securitized Products Fund L.P. See All Filings	D/A	2019-02-27 16:14:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley, Smith Barney LLC, Credit Suisse Securities (USA) LLC, iCapital Securities, LLC, and Credit Suisse AG CIK Number 0001549885 Filed Document 0001549888-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-27 16:14:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SellersFunding Corp. See All Filings	D	2019-02-27 16:01:57 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001769055 Filed Document 0001769055-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-27 16:01:57 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Resilyent Capital, LP - Fund 1 See All Filings	D	2019-02-27 16:01:23 UTC
Amount To Be Raised $912,250 Associated Brokers / Dealers N/A CIK Number 0001769147 Filed Document 0001769147-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 16:01:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medina Singh Investment Partners, L.P. See All Filings	D/A	2019-02-27 15:59:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504373 Filed Document 0001504373-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 15:59:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KORE Focused Alpha Fund LP See All Filings	D	2019-02-27 15:56:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769135 Filed Document 0000897069-19-000156 Exclusions or Exemptions 506b Accepted Date 2019-02-27 15:56:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TDEF 5 MHOZ, LP See All Filings	D/A	2019-02-27 15:52:54 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001768342 Filed Document 0001768342-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-27 15:52:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
STWC. Holdings, Inc. See All Filings	D	2019-02-27 15:51:53 UTC
Amount To Be Raised $103,000 Associated Brokers / Dealers N/A CIK Number 0001400683 Filed Document 0001761088-19-000024 Exclusions or Exemptions 506b Accepted Date 2019-02-27 15:51:53 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Cheetah Medical, Inc. See All Filings	D	2019-02-27 15:51:12 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001573285 Filed Document 0001573285-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 15:51:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Lombard International Life Assurance Co Separate Account VA 212 See All Filings	D/A	2019-02-27 15:46:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers The Leaders Group, Inc. CIK Number 0001744785 Filed Document 0001744785-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 15:46:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Savran Technologies Inc. See All Filings	D	2019-02-27 15:45:39 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001732517 Filed Document 0001732517-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 15:45:39 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Related Opportunity Zone Fund, LP See All Filings	D	2019-02-27 15:36:33 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers CAIS CAPITAL LLC CIK Number 0001768678 Filed Document 0001768678-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 15:36:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OnPoint OsteoCentric Funding I, LP See All Filings	D	2019-02-27 15:28:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768193 Filed Document 0001768193-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 15:28:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tapas Capital Compounders Fund I, LP See All Filings	D	2019-02-27 15:28:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747153 Filed Document 0001747153-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-27 15:28:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NHIT: MULTISECTOR FULL DISCRETION TRUST See All Filings	D/A	2019-02-27 15:24:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001433432 Filed Document 0001433432-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 15:24:49 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
DCM Bain XII Fund LLC See All Filings	D	2019-02-27 15:21:49 UTC
Amount To Be Raised $26,025,000 Associated Brokers / Dealers N/A CIK Number 0001768701 Filed Document 0001768701-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 15:21:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Spin-Off Opportunities Fund, LLC See All Filings	D/A	2019-02-27 15:18:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HRC Fund Associates, LLC CIK Number 0001523555 Filed Document 0001523555-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 15:18:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
SPF Securitized Products Fund Ltd. See All Filings	D/A	2019-02-27 15:16:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley, Smith Barney LLC, Credit Suisse Securities (USA) LLC, iCapital Securities, LLC, and Credit Suisse AG CIK Number 0001549888 Filed Document 0001549888-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 15:16:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tapas Capital SPV I, LP See All Filings	D	2019-02-27 15:12:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731224 Filed Document 0001731224-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-27 15:12:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Retrotope, Inc. See All Filings	D/A	2019-02-27 15:12:41 UTC
Amount To Be Raised $20,900,000 Associated Brokers / Dealers N/A CIK Number 0001607677 Filed Document 0001607677-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 15:12:41 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Keyo, Inc. See All Filings	D	2019-02-27 15:05:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001643773 Filed Document 0001643773-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-27 15:05:45 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Alta Partners NextGen Fund II, L.P. See All Filings	D	2019-02-27 15:02:39 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001768658 Filed Document 0001768658-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 15:02:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caribbean Partners Medical Corp See All Filings	D	2019-02-27 15:01:53 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001765504 Filed Document 0001765504-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 15:01:53 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business SAINT KITTS AND NEVIS Revenue or Assets Decline to Disclose Type of Security Equity
PUEBLO DE AZTECA LLC See All Filings	D	2019-02-27 14:52:34 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001769231 Filed Document 0001769231-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 14:52:34 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tempest Therapeutics, Inc. See All Filings	D/A	2019-02-27 14:51:44 UTC
Amount To Be Raised $70,186,738 Associated Brokers / Dealers N/A CIK Number 0001533635 Filed Document 0001533635-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 14:51:44 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pointivo, Inc. See All Filings	D	2019-02-27 14:48:46 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001648026 Filed Document 0001648026-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 14:48:46 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Iberico Fund LP See All Filings	D/A	2019-02-27 14:46:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738961 Filed Document 0001738961-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-27 14:46:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coastal Realty Capital, LLC See All Filings	D	2019-02-27 14:42:34 UTC
Amount To Be Raised $195,000 Associated Brokers / Dealers N/A CIK Number 0001557905 Filed Document 0001557905-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-27 14:42:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Other
Bloomz Inc. See All Filings	D	2019-02-27 14:40:04 UTC
Amount To Be Raised $4,977,442 Associated Brokers / Dealers N/A CIK Number 0001596873 Filed Document 0001596873-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 14:40:04 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Landmark Equity Investors XIV Fund, LLC See All Filings	D/A	2019-02-27 14:37:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530887 Filed Document 0001530887-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 14:37:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LexSet.ai LLC See All Filings	D	2019-02-27 14:37:24 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001739746 Filed Document 0001739746-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-27 14:37:24 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt