Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PCI IV PREFERRED EQUITY ISSUER LLC See All Filings	D	2019-02-28 14:35:57 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001767395 Filed Document 0001767395-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 14:35:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SBB RESEARCH GROUP CPS FUND XI LLC See All Filings	D/A	2019-02-28 14:32:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670509 Filed Document 0001670509-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 14:32:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCM Venture I, LP See All Filings	D/A	2019-02-28 14:31:15 UTC
Amount To Be Raised $3,691,435 Associated Brokers / Dealers N/A CIK Number 0001719706 Filed Document 0001719706-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 14:31:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VARSITY FINANCIAL GROUP HOLDINGS, INC. See All Filings	D	2019-02-28 14:25:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001768981 Filed Document 0001768981-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 14:25:32 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
COFFEE CAN FUND LP See All Filings	D	2019-02-28 14:24:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001218454 Filed Document 0001218454-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 14:24:10 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
MRP Value Offshore Fund I, LP See All Filings	D/A	2019-02-28 14:19:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764541 Filed Document 0001315863-19-000228 Exclusions or Exemptions 506b Accepted Date 2019-02-28 14:19:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PCI Investors Fund IV LLC See All Filings	D	2019-02-28 14:18:49 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001767629 Filed Document 0001767629-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 14:18:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SNOW CAPITAL INVESTMENT PARTNERS LP See All Filings	D/A	2019-02-28 14:17:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001206278 Filed Document 0001206278-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 14:17:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Socure Inc. See All Filings	D	2019-02-28 14:14:41 UTC
Amount To Be Raised $29,999,990 Associated Brokers / Dealers N/A CIK Number 0001566310 Filed Document 0001231919-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-02-28 14:14:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Precision Medicine Group Holdings, Inc. See All Filings	D/A	2019-02-28 14:08:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732481 Filed Document 0001732481-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-28 14:08:23 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
GRACIE INTERNATIONAL CREDIT OPPORTUNITIES FUND LTD See All Filings	D/A	2019-02-28 14:06:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459067 Filed Document 0001567619-19-005562 Exclusions or Exemptions 506b Accepted Date 2019-02-28 14:06:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snag Holdings, Inc. See All Filings	D	2019-02-28 13:55:35 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001679767 Filed Document 0001679767-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 13:55:35 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Ridgewood Capital Partners LP See All Filings	D/A	2019-02-28 13:55:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562606 Filed Document 0000892251-19-000024 Exclusions or Exemptions 506b Accepted Date 2019-02-28 13:55:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PAVADI HEALTHCARE VALUE LONG ONLY FUND LP See All Filings	D/A	2019-02-28 13:54:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699456 Filed Document 0001405086-19-000065 Exclusions or Exemptions 506b Accepted Date 2019-02-28 13:54:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BELBRIDGE BREWING COMPANY, LLC See All Filings	D	2019-02-28 13:52:52 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001768836 Filed Document 0001768836-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 13:52:52 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Blackstone / GSO Secured Trust Ltd See All Filings	D/A	2019-02-28 13:52:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers The Leader's Group, Inc. and UBS Financial Services Inc. CIK Number 0001494181 Filed Document 0000950142-19-000366 Exclusions or Exemptions 506b Accepted Date 2019-02-28 13:52:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FLYBIRD, LLC See All Filings	D	2019-02-28 13:47:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767264 Filed Document 0001767264-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 13:47:03 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CanAmCP Pershing Point, LLC See All Filings	D	2019-02-28 13:20:41 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers CanAm Investor Services, LLC, CanAm Investor Services, LLC, and CanAm Investor Services, LLC CIK Number 0001769102 Filed Document 0001769102-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-02-28 13:20:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACON Germaine Partners, L.P. See All Filings	D	2019-02-28 13:16:00 UTC
Amount To Be Raised $7,884,100 Associated Brokers / Dealers N/A CIK Number 0001769071 Filed Document 0001567619-19-005559 Exclusions or Exemptions 506b Accepted Date 2019-02-28 13:16:00 UTC Type of Offering D Industry Retailing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Specialized Multifamily Partners U.S. Fund I, L.P. See All Filings	D	2019-02-28 13:11:27 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers BTG Pactual US Capital LLC CIK Number 0001769240 Filed Document 0001769240-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 13:11:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Efficient U.S. Funds, LLC See All Filings	D/A	2019-02-28 13:11:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard A. Singer CIK Number 0001631475 Filed Document 0001631475-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 13:11:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCM Bain MMC 18 Fund LLC See All Filings	D	2019-02-28 13:09:50 UTC
Amount To Be Raised $15,200,000 Associated Brokers / Dealers N/A CIK Number 0001759170 Filed Document 0001759170-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 13:09:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ArthroMeda, Inc. See All Filings	D	2019-02-28 13:09:11 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001566819 Filed Document 0001566819-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 13:09:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sencap Long LLC See All Filings	D	2019-02-28 13:06:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769321 Filed Document 0001769321-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 13:06:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP ES FUND LIV LLC See All Filings	D	2019-02-28 13:01:08 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001765078 Filed Document 0001765078-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 13:01:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
TABLESAFE, INC. See All Filings	D/A	2019-02-28 12:55:17 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001504672 Filed Document 0001504672-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:55:17 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Jammcard, Inc. See All Filings	D	2019-02-28 12:53:07 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001612879 Filed Document 0001612879-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:53:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SLS Investors, L.P. See All Filings	D/A	2019-02-28 12:44:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001092468 Filed Document 0000919574-19-002056 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:44:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Riverview Holdings, LLC See All Filings	D	2019-02-28 12:38:15 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001768903 Filed Document 0001768903-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:38:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Russell Hill LLC See All Filings	D	2019-02-28 12:36:11 UTC
Amount To Be Raised $500,030 Associated Brokers / Dealers N/A CIK Number 0001766055 Filed Document 0001080368-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:36:11 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ferris Hill LLC See All Filings	D	2019-02-28 12:32:38 UTC
Amount To Be Raised $469,130 Associated Brokers / Dealers N/A CIK Number 0001766255 Filed Document 0001080368-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:32:38 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CGP Net Lease Mezz Equity II, LLC See All Filings	D	2019-02-28 12:31:45 UTC
Amount To Be Raised $7,175,000 Associated Brokers / Dealers N/A CIK Number 0001767083 Filed Document 0001764977-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:31:45 UTC Type of Offering D Industry Construction Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
Red Cedar Hill LLC See All Filings	D	2019-02-28 12:30:37 UTC
Amount To Be Raised $395,030 Associated Brokers / Dealers N/A CIK Number 0001766059 Filed Document 0001080368-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:30:37 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CANE IP THIRD EYE, LLC See All Filings	D	2019-02-28 12:26:44 UTC
Amount To Be Raised $2,550,000 Associated Brokers / Dealers N/A CIK Number 0001765373 Filed Document 0001765373-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:26:44 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CEROS, INC. See All Filings	D	2019-02-28 12:26:37 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001444474 Filed Document 0001444474-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:26:37 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vital Leaf Inc See All Filings	D	2019-02-28 12:12:01 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001687278 Filed Document 0001687278-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:12:01 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Indaba Capital Partners (Cayman), L.P. See All Filings	D/A	2019-02-28 12:08:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516454 Filed Document 0001516454-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:08:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
III SELECT CREDIT FUND LTD See All Filings	D/A	2019-02-28 12:03:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., James River Securities Corp., Norfolk Markets, LLC, Anchor Asset Management LLC, and Frontier Solutions, LLC CIK Number 0001426141 Filed Document 0001493595-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:03:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indaba Capital Fund, L.P. See All Filings	D/A	2019-02-28 12:01:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516452 Filed Document 0001516452-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:01:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESO Venture Fund III, LP See All Filings	D/A	2019-02-28 12:01:19 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001700414 Filed Document 0001700414-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:01:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hope Portal Services, Inc. See All Filings	D/A	2019-02-28 12:00:44 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001733229 Filed Document 0001733229-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 12:00:44 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
E Street Fund, LLC See All Filings	D/A	2019-02-28 11:56:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694086 Filed Document 0001694086-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 11:56:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OV Private Opportunities, L.P. See All Filings	D	2019-02-28 11:56:22 UTC
Amount To Be Raised $126,240,000 Associated Brokers / Dealers N/A CIK Number 0001636770 Filed Document 0001636770-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-28 11:56:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESO Venture Fund II, LP See All Filings	D/A	2019-02-28 11:55:21 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001621469 Filed Document 0001621469-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 11:55:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indaba Capital Partners, L.P. See All Filings	D/A	2019-02-28 11:52:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516455 Filed Document 0001516455-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 11:52:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SWNB BANCORP INC See All Filings	D	2019-02-28 11:36:34 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001405778 Filed Document 0001405778-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-28 11:36:34 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Boragen, Inc. See All Filings	D	2019-02-28 11:33:53 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001700096 Filed Document 0001700096-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-02-28 11:33:53 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Axiom Emerging Markets World Equity Fund See All Filings	D/A	2019-02-28 11:31:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729155 Filed Document 0001733744-19-000026 Exclusions or Exemptions 506b Accepted Date 2019-02-28 11:31:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
III SELECT CREDIT FUND LP See All Filings	D/A	2019-02-28 11:19:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Anchor Asset Management LLC, Norfolk Markets, LLC, James River Securities Corp., and Frontier Solutions, LLC CIK Number 0001426147 Filed Document 0001493595-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-02-28 11:19:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arcus Alternative Income Fund, LP See All Filings	D	2019-02-28 11:16:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768404 Filed Document 0001768404-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-02-28 11:16:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund