Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BlueRidge AI, Inc. See All Filings	D	2019-03-14 15:04:05 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001769909 Filed Document 0001769909-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 15:04:05 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Mill Creek Private Equity Fund V, L.P. See All Filings	D/A	2019-03-14 15:02:31 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers N/A CIK Number 0001757311 Filed Document 0001757311-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 15:02:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AllianzGI Managed Futures LLC See All Filings	D/A	2019-03-14 15:02:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734851 Filed Document 0001734851-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 15:02:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ON Fund I, a series of RNN Syndicates, LP See All Filings	D	2019-03-14 14:58:38 UTC
Amount To Be Raised $162,001 Associated Brokers / Dealers N/A CIK Number 0001770461 Filed Document 0001770461-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:58:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GT PARTNERS LP See All Filings	D/A	2019-03-14 14:56:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC and Morgan Keegan & Company, LLC CIK Number 0000871518 Filed Document 0000871518-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:56:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York Athletics Manufacturing, Inc. See All Filings	D	2019-03-14 14:49:25 UTC
Amount To Be Raised $2,180,000 Associated Brokers / Dealers N/A CIK Number 0001769986 Filed Document 0001769986-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:49:25 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cunat Multi-Family Income Fund I, LLC See All Filings	D	2019-03-14 14:48:18 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers ARETE Wealth Management LLC CIK Number 0001770641 Filed Document 0001770641-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:48:18 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Conservation Resource Capital VI, L.P. See All Filings	D	2019-03-14 14:46:39 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Brattle Advisors LLC CIK Number 0001768755 Filed Document 0001768755-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:46:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FARMERS & MERCHANTS BANCORP See All Filings	D/A	2019-03-14 14:46:01 UTC
Amount To Be Raised $2,563,990 Associated Brokers / Dealers N/A CIK Number 0001085913 Filed Document 0001085913-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:46:01 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
AQR TA Short Biased Fund, L.P. See All Filings	D/A	2019-03-14 14:45:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735254 Filed Document 0001405086-19-000085 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:45:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SI Fund II, a series of PLG Master Partnership, LP See All Filings	D	2019-03-14 14:45:09 UTC
Amount To Be Raised $131,738 Associated Brokers / Dealers N/A CIK Number 0001770537 Filed Document 0001770537-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:45:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGILE THERAPEUTICS INC See All Filings	D	2019-03-14 14:44:32 UTC
Amount To Be Raised $7,836,878 Associated Brokers / Dealers N/A CIK Number 0001261249 Filed Document 0001261249-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:44:32 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
AQR DELTA Sapphire Fund, L.P. See All Filings	D/A	2019-03-14 14:43:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458460 Filed Document 0001405086-19-000084 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:43:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific Equity Associates II, L.P. See All Filings	D/A	2019-03-14 14:43:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546094 Filed Document 0001546094-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:43:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Familywise Digital, Inc. See All Filings	D	2019-03-14 14:43:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001732991 Filed Document 0001732991-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:43:03 UTC Type of Offering D Industry Business Services Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Redwood Alpha Fund LP See All Filings	D/A	2019-03-14 14:41:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647599 Filed Document 0001647599-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:41:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR STYLE PREMIA PM OFFSHORE FUND II LTD See All Filings	D/A	2019-03-14 14:37:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702050 Filed Document 0001405086-19-000083 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:37:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GI TW Topco Inc See All Filings	D	2019-03-14 14:37:33 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers N/A CIK Number 0001744570 Filed Document 0001744569-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:37:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MED Fund I, a series of Brad Flora Investments, LP See All Filings	D	2019-03-14 14:37:25 UTC
Amount To Be Raised $203,999 Associated Brokers / Dealers N/A CIK Number 0001770535 Filed Document 0001770535-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:37:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEVITICUS PARTNERS L P See All Filings	D/A	2019-03-14 14:36:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001019432 Filed Document 0001019432-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:36:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR Offshore Multi-Strategy Fund V Ltd. See All Filings	D/A	2019-03-14 14:35:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454207 Filed Document 0001405086-19-000082 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:35:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RAVENSWOOD II LP See All Filings	D/A	2019-03-14 14:35:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001173435 Filed Document 0001173435-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:35:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JJMT CAPITAL, LLC See All Filings	D/A	2019-03-14 14:33:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655037 Filed Document 0001655037-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:33:13 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Millburn Multi-Markets Trading L.P. See All Filings	D/A	2019-03-14 14:33:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456343 Filed Document 0001456343-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:33:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
F3 CRITERION MINERALS LP See All Filings	D	2019-03-14 14:30:46 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001770679 Filed Document 0001770679-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:30:46 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OL Fund I, a series of Marine Layer Investments, LP See All Filings	D	2019-03-14 14:28:19 UTC
Amount To Be Raised $82,999 Associated Brokers / Dealers N/A CIK Number 0001770534 Filed Document 0001770534-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:28:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carmell Therapeutics Corp See All Filings	D/A	2019-03-14 14:20:15 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Dalmore Group, LLC CIK Number 0001517941 Filed Document 0001517941-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:20:15 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
IM Fund I, a series of Escondido Syndicate, LP See All Filings	D	2019-03-14 14:17:07 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001770524 Filed Document 0001770524-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:17:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORTHOSENSOR, INC See All Filings	D/A	2019-03-14 14:12:14 UTC
Amount To Be Raised $6,323,332 Associated Brokers / Dealers N/A CIK Number 0001436914 Filed Document 0000897069-19-000177 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:12:14 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Millburn MCo Partners L.P. See All Filings	D/A	2019-03-14 14:10:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000936739 Filed Document 0000936739-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:10:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Skeyeon, Inc. See All Filings	D	2019-03-14 14:05:54 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001675598 Filed Document 0001675598-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:05:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gleason Technology, Inc. See All Filings	D/A	2019-03-14 14:03:22 UTC
Amount To Be Raised $4,259,349 Associated Brokers / Dealers N/A CIK Number 0001615022 Filed Document 0001615022-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:03:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
KENOSHA MUNICIPAL OPPORTUNITIES FUND II LP See All Filings	D	2019-03-14 14:02:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769640 Filed Document 0001769640-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:02:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BO FUND I, a series of Hack VC, LP See All Filings	D	2019-03-14 14:01:24 UTC
Amount To Be Raised $158,000 Associated Brokers / Dealers N/A CIK Number 0001770480 Filed Document 0001770480-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 14:01:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASW Life Solutions, LLC See All Filings	D	2019-03-14 13:58:57 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001762427 Filed Document 0001762427-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 13:58:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
AsymmetricAlpha Fund LP See All Filings	D/A	2019-03-14 13:56:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728906 Filed Document 0001728906-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 13:56:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TUR Fund I, a series of DV Deals, LP See All Filings	D	2019-03-14 13:47:38 UTC
Amount To Be Raised $188,083 Associated Brokers / Dealers N/A CIK Number 0001770466 Filed Document 0001770466-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 13:47:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Private Equity Fund V, L.P. See All Filings	D/A	2019-03-14 13:43:36 UTC
Amount To Be Raised $553,900,000 Associated Brokers / Dealers N/A CIK Number 0001690271 Filed Document 0000932328-19-000015 Exclusions or Exemptions 506b Accepted Date 2019-03-14 13:43:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLI Fund I, a series of New Stack Ventures, LP See All Filings	D	2019-03-14 13:37:58 UTC
Amount To Be Raised $198,300 Associated Brokers / Dealers N/A CIK Number 0001770464 Filed Document 0001770464-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 13:37:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nuvalence, LLC See All Filings	D	2019-03-14 13:30:59 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001770674 Filed Document 0001144204-19-013911 Exclusions or Exemptions 506b Accepted Date 2019-03-14 13:30:59 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Antora Peak Credit Opportunities Onshore Fund LP See All Filings	D	2019-03-14 13:27:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769110 Filed Document 0001012975-19-000236 Exclusions or Exemptions 506b Accepted Date 2019-03-14 13:27:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RESOLUTION TOPCO, LLC See All Filings	D	2019-03-14 13:20:30 UTC
Amount To Be Raised $197,500,000 Associated Brokers / Dealers N/A CIK Number 0001770318 Filed Document 0001770318-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 13:20:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TAN Fund I, a series of RNN Syndicates, LP See All Filings	D	2019-03-14 13:20:09 UTC
Amount To Be Raised $102,999 Associated Brokers / Dealers N/A CIK Number 0001770442 Filed Document 0001770442-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 13:20:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neurun, Inc. See All Filings	D	2019-03-14 13:17:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690007 Filed Document 0001690007-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-14 13:17:57 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
VI Fund I, a series of 79 Funds, LP See All Filings	D	2019-03-14 13:09:59 UTC
Amount To Be Raised $97,999 Associated Brokers / Dealers N/A CIK Number 0001770542 Filed Document 0001770542-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 13:09:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Total Return ESG Fund See All Filings	D	2019-03-14 12:58:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001768996 Filed Document 0001768996-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-14 12:58:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quadria Capital Fund II PAR LP See All Filings	D	2019-03-14 12:54:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001770280 Filed Document 0001770279-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-14 12:54:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Volatility-Managed Local Currency Bond Fund See All Filings	D	2019-03-14 12:52:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001769009 Filed Document 0001769009-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-14 12:52:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Camden Municipal Opportunity Fund, LLC - Series V See All Filings	D	2019-03-14 12:52:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770545 Filed Document 0001567619-19-006841 Exclusions or Exemptions 506b Accepted Date 2019-03-14 12:52:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agilon Capital Systematic US Fund LP See All Filings	D	2019-03-14 12:51:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770430 Filed Document 0001770430-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-14 12:51:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund