Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HarbourVest Asia Pacific Feeder Fund VIII L.P. See All Filings	D/A	2019-03-18 17:12:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701149 Filed Document 0001701149-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-18 17:12:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Asia Pacific Fund VIII L.P. See All Filings	D/A	2019-03-18 17:08:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001701150 Filed Document 0001701150-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-18 17:08:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EQUITYMULTIPLE 64, LLC See All Filings	D	2019-03-18 17:07:21 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers Charles Clinton CIK Number 0001768360 Filed Document 0001768360-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 17:07:21 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
RIEF RMP LLC See All Filings	D/A	2019-03-18 17:06:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001335299 Filed Document 0001335299-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 17:06:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
GCM Grosvenor GPS Private Markets Feeder Fund, L.P. See All Filings	D/A	2019-03-18 17:05:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729747 Filed Document 0001729747-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 17:05:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Renaissance Institutional Diversified Alpha Fund LLC See All Filings	D/A	2019-03-18 17:01:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Renaissance Institutional Management LLC CIK Number 0001544480 Filed Document 0001544480-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 17:01:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
GCM Grosvenor GPS Private Markets Fund, L.P. See All Filings	D/A	2019-03-18 16:58:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729231 Filed Document 0001729231-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 16:58:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kudi Inc. See All Filings	D	2019-03-18 16:56:30 UTC
Amount To Be Raised $7,336,680 Associated Brokers / Dealers N/A CIK Number 0001770420 Filed Document 0001770420-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 16:56:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FIG Wealth Premier Fund, LLC See All Filings	D	2019-03-18 16:54:45 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001770624 Filed Document 0001770624-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 16:54:45 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Debt
RENAISSANCE INSTITUTIONAL EQUITIES FUND LLC See All Filings	D/A	2019-03-18 16:54:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Renaissance Institutional Management LLC CIK Number 0001333222 Filed Document 0001333222-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 16:54:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Citadel Wellington LLC See All Filings	D/A	2019-03-18 16:50:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001331308 Filed Document 0001770227-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-03-18 16:50:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CITADEL TACTICAL TRADING LTD See All Filings	D/A	2019-03-18 16:50:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456740 Filed Document 0001770227-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-03-18 16:50:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CITADEL TACTICAL TRADING LLC See All Filings	D/A	2019-03-18 16:49:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456739 Filed Document 0001770227-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-03-18 16:49:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MTM Choice Holdings LLC See All Filings	D	2019-03-18 16:48:52 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001719651 Filed Document 0001719651-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 16:48:52 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Willow Tree Fund I, LP See All Filings	D	2019-03-18 16:44:54 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers None, None, and None CIK Number 0001770422 Filed Document 0001567619-19-007089 Exclusions or Exemptions 506b Accepted Date 2019-03-18 16:44:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Willow Tree Fund I (Offshore), LP See All Filings	D	2019-03-18 16:42:17 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers None, None, and None CIK Number 0001770399 Filed Document 0001567619-19-007086 Exclusions or Exemptions 506b Accepted Date 2019-03-18 16:42:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Visor Capital III, L.P. See All Filings	D	2019-03-18 16:35:44 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001770268 Filed Document 0001770268-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 16:35:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Capital Endurance Fund, LP See All Filings	D/A	2019-03-18 16:34:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615076 Filed Document 0001615076-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 16:34:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonoma Brands III Select, L.P. See All Filings	D	2019-03-18 16:33:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770446 Filed Document 0001567619-19-007080 Exclusions or Exemptions 506b Accepted Date 2019-03-18 16:33:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sonoma Brands III, L.P. See All Filings	D	2019-03-18 16:31:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770448 Filed Document 0001567619-19-007079 Exclusions or Exemptions 506b Accepted Date 2019-03-18 16:31:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lantern Pharma Inc. See All Filings	D	2019-03-18 16:20:00 UTC
Amount To Be Raised $6,289,287 Associated Brokers / Dealers N/A CIK Number 0001763950 Filed Document 0001763950-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-03-18 16:20:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Union Lake Transportation Partners LLC See All Filings	D	2019-03-18 16:02:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769492 Filed Document 0001769492-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 16:02:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Life Settlement Portfolio 2019-7, LLC See All Filings	D	2019-03-18 15:58:46 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001770717 Filed Document 0001770717-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 15:58:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Zero Coupon Chicagoland Office DST See All Filings	D/A	2019-03-18 15:57:48 UTC
Amount To Be Raised $65,334,005 Associated Brokers / Dealers Wealthforge Securities, LLC, McDermott Investment Services, LLC, Lewis Financial Group, L.C., Sandlapper Securites, LLC, Westpark Capital, Inc., Concorde Investment Services. LLC, Centaurus Financial, Inc., RCX Capital Group, LLC, Capulent LLC, Inland Securties Corporation, 1ST GLOBAL CAPITAL CORP., JOHN DAVID POWELL, Cambridge Investment Research, DAWN EDYTHE CAMPBELL, DFPG INVESTMENTS, INC., MARIJO DLUZAK, Peter Finnegan, MICHAEL RAYMOND FRAGER, JOHN DAVID CAHOON, MARTIN HUNTER MCFARLIN, Dan Laurence Werry, MICHAEL T JANIS, Grant Conness, CRAIG M GOUGIS, PRIMEX, LISA MARIE LYONS, TOMAS JUHAN VELKEN, JAMES MICHAEL GAMBACCINI, JAMES THADDEUS WALESA, STERLING VAUGHN LOUVIERE, JOSHUA DAVID CHAPIN, SCOTT JAMES LANGHAM, ROBERT RUSSEL TWEED, STEPHEN RANDALL HOLT, LESLIE MARGARET PAPPAS, Frank Piscitelli, DAVIN J CAREY, TIMOTHY KEITH KULHANEK, TIMOTHY JOE MCDANIEL, MATTHEW TIMOTHY RUBIS, JOHN DANH NGUYEN, and BRIAN JOSEPH PERKINS CIK Number 0001734696 Filed Document 0001751442-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-18 15:57:48 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
North State Triangle, LLC See All Filings	D	2019-03-18 15:50:09 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001770634 Filed Document 0001770634-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 15:50:09 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WaveShift LLC See All Filings	D/A	2019-03-18 15:47:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683378 Filed Document 0000950103-19-003453 Exclusions or Exemptions 506b Accepted Date 2019-03-18 15:47:44 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ANITIAN, INC. See All Filings	D	2019-03-18 15:34:33 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001770368 Filed Document 0001770368-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 15:34:33 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Jacobs Levy 130-30 Core 3 Fund, LLC See All Filings	D/A	2019-03-18 15:29:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001430090 Filed Document 0000919574-19-002469 Exclusions or Exemptions 506b Accepted Date 2019-03-18 15:29:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Gateway Privileged Fund LLC See All Filings	D	2019-03-18 15:27:47 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers Spencer Clarke LLC CIK Number 0001680014 Filed Document 0001213900-19-004347 Exclusions or Exemptions 506b Accepted Date 2019-03-18 15:27:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Holdfolio Cobble Hill LLC See All Filings	D	2019-03-18 15:23:41 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001770926 Filed Document 0001770926-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 15:23:41 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
All Is Calm Ltd Liability Co See All Filings	D	2019-03-18 15:08:45 UTC
Amount To Be Raised $722,890 Associated Brokers / Dealers N/A CIK Number 0001770875 Filed Document 0001770875-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 15:08:45 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Alight Capital Offshore Fund, Ltd. See All Filings	D/A	2019-03-18 15:02:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630009 Filed Document 0001630009-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 15:02:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Back Story, LLC See All Filings	D	2019-03-18 15:01:17 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001746633 Filed Document 0001746633-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-18 15:01:17 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BRAZOS PRECISION, INC See All Filings	D	2019-03-18 14:55:12 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001770383 Filed Document 0001770383-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 14:55:12 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pier Proprietary Offshore Feeder LP See All Filings	D/A	2019-03-18 14:51:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734352 Filed Document 0001734352-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 14:51:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSC-SCH MULTI1, DST See All Filings	D/A	2019-03-18 14:47:12 UTC
Amount To Be Raised $13,725,000 Associated Brokers / Dealers Orchard Securities, LLC, IBN Financial Services, Inc., Wealthforge Securities, LLC, SANDLAPPER SECURITIES, LLC, MCDERMOTT INVESTMENT SERVICES, LLC, WESTPARK CAPITAL, INC., PRIMEX, and GREAT POINT CAPITAL LLC CIK Number 0001751442 Filed Document 0001751442-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-18 14:47:12 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnetic Ventures AVR, LLC See All Filings	D	2019-03-18 14:43:47 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001770614 Filed Document 0001770614-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 14:43:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hubbert Peak Partners, L.P. See All Filings	D/A	2019-03-18 14:35:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458589 Filed Document 0001458589-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 14:35:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Alight Capital Onshore Fund, L.P. See All Filings	D/A	2019-03-18 14:32:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630011 Filed Document 0001630011-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 14:32:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flipps Media, Inc. See All Filings	D	2019-03-18 14:30:03 UTC
Amount To Be Raised $958,000 Associated Brokers / Dealers N/A CIK Number 0001592253 Filed Document 0001592253-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-18 14:30:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Make Life Work, Inc. See All Filings	D	2019-03-18 14:23:17 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001770950 Filed Document 0001461859-19-000006 Exclusions or Exemptions 504 and 506b Accepted Date 2019-03-18 14:23:17 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
Synergy Asia Feeder Fund See All Filings	D/A	2019-03-18 14:23:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571029 Filed Document 0001571029-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 14:23:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pier Proprietary Fund LP See All Filings	D/A	2019-03-18 14:21:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734353 Filed Document 0001734353-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 14:21:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yorktown 3-D Development Joint Venture See All Filings	D/A	2019-03-18 14:18:32 UTC
Amount To Be Raised $2,492,000 Associated Brokers / Dealers N/A CIK Number 0001764475 Filed Document 0001654954-19-002877 Exclusions or Exemptions 506b Accepted Date 2019-03-18 14:18:32 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Kaarta, Inc. See All Filings	D	2019-03-18 14:16:08 UTC
Amount To Be Raised $7,645,822 Associated Brokers / Dealers N/A CIK Number 0001769621 Filed Document 0000898432-19-000396 Exclusions or Exemptions 506b Accepted Date 2019-03-18 14:16:08 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Synergy Asia Master Fund See All Filings	D/A	2019-03-18 13:56:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571026 Filed Document 0001571026-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 13:56:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DB INVESTORS FUND I, LLC See All Filings	D	2019-03-18 13:52:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770902 Filed Document 0000919574-19-002467 Exclusions or Exemptions 506b Accepted Date 2019-03-18 13:52:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TTG Holdings, LLC See All Filings	D	2019-03-18 13:46:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770825 Filed Document 0001770825-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 13:46:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
OCULAR THERAPEUTIX, INC See All Filings	D	2019-03-18 13:46:11 UTC
Amount To Be Raised $37,500,000 Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0001393434 Filed Document 0001393434-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-18 13:46:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
China Opportunities Fund See All Filings	D/A	2019-03-18 13:45:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636275 Filed Document 0001764223-19-000017 Exclusions or Exemptions 506b Accepted Date 2019-03-18 13:45:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity