Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fir Tree Capital Opportunity Fund (Non-US) II, L.P. See All Filings	D	2019-03-28 14:40:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771996 Filed Document 0001315863-19-000294 Exclusions or Exemptions 506b Accepted Date 2019-03-28 14:40:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Rivonia Road Fund LP See All Filings	D/A	2019-03-28 14:38:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735838 Filed Document 0001735838-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-28 14:38:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FHF Capital Investments Long Term Focus Fund LP See All Filings	D/A	2019-03-28 14:36:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732426 Filed Document 0001732426-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-28 14:36:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bluestone Resources Inc. See All Filings	D	2019-03-28 14:28:41 UTC
Amount To Be Raised $743,608 Associated Brokers / Dealers HAYWOOD SECURITIES INC. and SPROTT GLOBAL RESOURCE INVESTMENT LTD CIK Number 0001470385 Filed Document 0001591408-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-03-28 14:28:41 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Rodaro Group II LP See All Filings	D	2019-03-28 14:26:36 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001771983 Filed Document 0001771983-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-28 14:26:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Specialized Multifamily Partners U.S. Fund I, L.P. See All Filings	D/A	2019-03-28 14:21:32 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers BTG Pactual US Capital LLC CIK Number 0001769240 Filed Document 0001769240-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-28 14:21:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
QUICKCLASS, INC. See All Filings	D	2019-03-28 14:18:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001067810 Filed Document 0001067810-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-28 14:18:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Badu Holdings, Inc. See All Filings	D	2019-03-28 14:07:15 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001766878 Filed Document 0001493152-19-004090 Exclusions or Exemptions 506b Accepted Date 2019-03-28 14:07:15 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DAFNA Fund LP See All Filings	D/A	2019-03-28 14:05:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SDDCO Brokerage Advisors LLC CIK Number 0001407156 Filed Document 0001407156-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-28 14:05:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
G&G Laboratories, Inc See All Filings	D	2019-03-28 14:04:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001717904 Filed Document 0001717904-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-28 14:04:40 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
VEDANTA BIOSCIENCES, INC. See All Filings	D/A	2019-03-28 14:03:11 UTC
Amount To Be Raised $49,999,988 Associated Brokers / Dealers N/A CIK Number 0001677878 Filed Document 0001677878-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-28 14:03:11 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ramp Holdings Inc See All Filings	D	2019-03-28 14:02:33 UTC
Amount To Be Raised $2,397,500 Associated Brokers / Dealers N/A CIK Number 0001404723 Filed Document 0001404723-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-28 14:02:33 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Digital Seat Media LLC See All Filings	D	2019-03-28 14:00:33 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001771135 Filed Document 0001771135-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-28 14:00:33 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
BigRentz, Inc. See All Filings	D	2019-03-28 13:59:05 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001601455 Filed Document 0001601455-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-28 13:59:05 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Royale Energy, Inc. See All Filings	D	2019-03-28 13:58:58 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001694617 Filed Document 0001162677-19-000025 Exclusions or Exemptions 506b Accepted Date 2019-03-28 13:58:58 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Mineral Property
DAFNA Fund LP See All Filings	D/A	2019-03-28 13:54:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SDDCO Brokerage Advisors LLC CIK Number 0001407156 Filed Document 0001407156-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-28 13:54:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
BYBE Inc. See All Filings	D	2019-03-28 13:51:40 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001711697 Filed Document 0001711697-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-28 13:51:40 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Other
100 Worth Avenue Unit 605N LLC See All Filings	D	2019-03-28 13:51:13 UTC
Amount To Be Raised $1,825,000 Associated Brokers / Dealers N/A CIK Number 0001771595 Filed Document 0001144204-19-016564 Exclusions or Exemptions 506b Accepted Date 2019-03-28 13:51:13 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Roosevelt Energy, Inc. See All Filings	D/A	2019-03-28 13:47:06 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001751901 Filed Document 0001751901-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-28 13:47:06 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SneeZ, LLC See All Filings	D	2019-03-28 13:45:04 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001692150 Filed Document 0001692150-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-28 13:45:04 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
GIVE & TAKE INC. See All Filings	D/A	2019-03-28 13:43:42 UTC
Amount To Be Raised $4,832,896 Associated Brokers / Dealers N/A CIK Number 0001716144 Filed Document 0001626072-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-28 13:43:42 UTC Type of Offering D/A Industry Business Services Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Ratel Capital Fund LP See All Filings	D/A	2019-03-28 13:43:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516432 Filed Document 0001013594-19-000292 Exclusions or Exemptions 506b Accepted Date 2019-03-28 13:43:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FlexDex, Inc. See All Filings	D	2019-03-28 13:34:43 UTC
Amount To Be Raised $26,695,000 Associated Brokers / Dealers N/A CIK Number 0001626072 Filed Document 0001626072-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-28 13:34:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Ellevest, Inc. See All Filings	D/A	2019-03-28 13:32:16 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers N/A CIK Number 0001644128 Filed Document 0001644128-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-28 13:32:16 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BHC AP CO-INVEST LP See All Filings	D/A	2019-03-28 13:27:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694544 Filed Document 0001694544-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-28 13:27:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRO Fund 1, a series of Brad Flora Investments, LP See All Filings	D	2019-03-28 13:24:55 UTC
Amount To Be Raised $153,501 Associated Brokers / Dealers N/A CIK Number 0001772174 Filed Document 0001772174-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-28 13:24:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sio Partners Offshore, Ltd See All Filings	D/A	2019-03-28 13:16:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385848 Filed Document 0001385848-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-28 13:16:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sio Partners LP See All Filings	D/A	2019-03-28 13:13:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363420 Filed Document 0001363420-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-28 13:13:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AB Fund I, a series of Metatron Capital Management, LP See All Filings	D	2019-03-28 13:13:15 UTC
Amount To Be Raised $83,600 Associated Brokers / Dealers N/A CIK Number 0001772173 Filed Document 0001772173-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-28 13:13:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRG Dynamic Risk Manager - Level 2 Fund, L.P. See All Filings	D/A	2019-03-28 13:10:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596241 Filed Document 0001596241-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-28 13:10:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Bionano Genomics, Inc See All Filings	D	2019-03-28 13:05:11 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001411690 Filed Document 0001117480-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-03-28 13:05:11 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
BC 2019 DEBT WAREHOUSE, LLC See All Filings	D	2019-03-28 13:04:28 UTC
Amount To Be Raised $53,000,000 Associated Brokers / Dealers N/A CIK Number 0001772112 Filed Document 0001772112-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-28 13:04:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
OPTI OPPORTUNITY FUND, LP See All Filings	D/A	2019-03-28 12:56:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735856 Filed Document 0000919574-19-002639 Exclusions or Exemptions 506b Accepted Date 2019-03-28 12:56:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EWP Permian Basin Fund II, LLC See All Filings	D	2019-03-28 12:54:09 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001772122 Filed Document 0001772122-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-28 12:54:09 UTC Type of Offering D Industry Investing Principal Place of Business IOWA Revenue or Assets $Not Applicable Type of Security Debt
Big Island LLC See All Filings	D	2019-03-28 12:51:44 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001770923 Filed Document 0001770923-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-28 12:51:44 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Robot Snacks, Inc. See All Filings	D	2019-03-28 12:41:25 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001772046 Filed Document 0001772046-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-28 12:41:25 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Debt
Vineleaf Dynamic Fund LLC See All Filings	D	2019-03-28 12:28:16 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001771763 Filed Document 0001771763-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-28 12:28:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Treehouse Real Estate Investment Trust, Inc. See All Filings	D	2019-03-28 12:21:52 UTC
Amount To Be Raised $45,480,028 Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc., Compass Point Research & Trading, LLC, and Northland Securities, Inc. CIK Number 0001764748 Filed Document 0001764748-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-28 12:21:52 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Symmetry Peak Ltd. See All Filings	D/A	2019-03-28 12:18:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mann Mann Jensen Partners LP and Pickwick Capital Partners LLC CIK Number 0001458427 Filed Document 0000919574-19-002637 Exclusions or Exemptions 506b Accepted Date 2019-03-28 12:18:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Symmetry Peak, LP See All Filings	D/A	2019-03-28 12:13:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mann Mann Jensen Partners LP and Pickwick Capital Partners LLC CIK Number 0001289575 Filed Document 0000919574-19-002635 Exclusions or Exemptions 506b Accepted Date 2019-03-28 12:13:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Specialized Multifamily Partners U.S. Fund I, L.P. See All Filings	D/A	2019-03-28 12:10:20 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers BTG Pactual US Capital LLC CIK Number 0001769240 Filed Document 0001769240-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-03-28 12:10:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Naked Poppy Holdings, Inc. See All Filings	D/A	2019-03-28 12:03:39 UTC
Amount To Be Raised $4,087,068 Associated Brokers / Dealers N/A CIK Number 0001720167 Filed Document 0001720167-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-03-28 12:03:39 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Global Access Portfolios LLC See All Filings	D/A	2019-03-28 12:02:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001415522 Filed Document 0000950142-19-000643 Exclusions or Exemptions 506b Accepted Date 2019-03-28 12:02:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Access Portfolios LLC See All Filings	D/A	2019-03-28 11:59:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415522 Filed Document 0000950142-19-000642 Exclusions or Exemptions 506b Accepted Date 2019-03-28 11:59:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Access Portfolios LLC See All Filings	D/A	2019-03-28 11:57:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001415522 Filed Document 0000950142-19-000641 Exclusions or Exemptions 506b Accepted Date 2019-03-28 11:57:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roast Chicken Broadway Ltd Liability Co See All Filings	D	2019-03-28 11:56:19 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001772029 Filed Document 0001772029-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-28 11:56:19 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Readout, Inc. See All Filings	D	2019-03-28 11:51:01 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001772078 Filed Document 0001772078-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-28 11:51:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
DRG SOUTHAVEN I, LLC See All Filings	D	2019-03-28 11:38:14 UTC
Amount To Be Raised $3,340,029 Associated Brokers / Dealers N/A CIK Number 0001770690 Filed Document 0001770690-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-28 11:38:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
GEOBOSTON CAPITAL II, LLC See All Filings	D	2019-03-28 11:35:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771294 Filed Document 0001771294-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-03-28 11:35:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Skyphos Industries Inc. See All Filings	D	2019-03-28 11:23:31 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001771872 Filed Document 0001771872-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-03-28 11:23:31 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other