|
|
D/A |
2019-03-29 11:17:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603975
- Filed Document
- 0001603975-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 11:17:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-29 11:16:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- EnTrustPermal Securities LLC
- CIK Number
- 0001465141
- Filed Document
- 0000943663-19-000078
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 11:16:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-29 11:16:29 UTC |
- Amount To Be Raised
- $1,657,894
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001772109
- Filed Document
- 0001772109-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 11:16:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-29 11:16:17 UTC |
- Amount To Be Raised
- $6,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001479629
- Filed Document
- 0001479629-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 11:16:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-29 11:15:14 UTC |
- Amount To Be Raised
- $13,975,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573175
- Filed Document
- 0001573175-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 11:15:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-29 11:14:07 UTC |
- Amount To Be Raised
- $10,350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001663773
- Filed Document
- 0001663773-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 11:14:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-29 11:12:57 UTC |
- Amount To Be Raised
- $8,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573176
- Filed Document
- 0001573176-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 11:12:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-29 11:11:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001546615
- Filed Document
- 0001546615-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 11:11:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-29 11:10:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001465495
- Filed Document
- 0001465495-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 11:10:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-29 11:10:04 UTC |
- Amount To Be Raised
- $750,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001771803
- Filed Document
- 0001144204-19-016857
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 11:10:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-29 11:09:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672907
- Filed Document
- 0001672907-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 11:09:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-03-29 11:08:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001479628
- Filed Document
- 0001479628-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 11:08:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED STATES
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-03-29 11:07:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573179
- Filed Document
- 0001573179-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 11:07:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Pooled Investment Fund
|
Fundamental Small Cap Growth Fund, a series of 525 Market Street Fund, LLC
See All Filings
|
D/A |
2019-03-29 11:05:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001647464
- Filed Document
- 0001748316-19-000049
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 11:05:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-29 11:05:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001465530
- Filed Document
- 0001465530-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 11:05:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Equity
|
Floating Rate Loan Fund, a series of 525 Market Street Fund, LLC
See All Filings
|
D/A |
2019-03-29 11:04:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001552268
- Filed Document
- 0001748316-19-000048
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 11:04:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-29 11:04:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- EnTrustPermal Securities LLC
- CIK Number
- 0001465142
- Filed Document
- 0000943663-19-000077
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 11:04:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-29 11:04:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001356812
- Filed Document
- 0001356812-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 11:04:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-03-29 11:02:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Institutional Investments Inc. and J. P. Morgan Securities LLC
- CIK Number
- 0001165124
- Filed Document
- 0001567619-19-007802
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 11:02:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Emerging Markets Large/Mid Cap Fund, a series of 525 Market Street Fund, LLC
See All Filings
|
D/A |
2019-03-29 11:02:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001565287
- Filed Document
- 0001748316-19-000047
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 11:02:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-29 11:02:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001465531
- Filed Document
- 0001465531-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 11:02:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Equity
|
Emerging Markets Equity Income Fund, a series of 525 Market Street Fund, LLC
See All Filings
|
D/A |
2019-03-29 11:01:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001665858
- Filed Document
- 0001748316-19-000046
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 11:01:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Emerging Markets Equity Fund, a series of 525 Market Street Fund, LLC
See All Filings
|
D/A |
2019-03-29 11:00:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001520675
- Filed Document
- 0001748316-19-000045
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 11:00:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Closed-End International Equity Fund, a series of 525 Market Street Fund, LLC
See All Filings
|
D/A |
2019-03-29 10:58:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001516931
- Filed Document
- 0001748316-19-000044
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 10:58:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-29 10:56:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670900
- Filed Document
- 0000902664-19-001713
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 10:56:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-29 10:56:23 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001749665
- Filed Document
- 0001012975-19-000252
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 10:56:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Closed-End Bond Fund, a series of 525 Market Street Fund, LLC
See All Filings
|
D/A |
2019-03-29 10:56:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001516932
- Filed Document
- 0001748316-19-000043
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 10:56:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-29 10:55:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, and MULTIPLE
- CIK Number
- 0001461237
- Filed Document
- 0000941031-19-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 10:55:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Equity
|
EMERGING MARKETS SMALL CAP FUND, A SERIES OF 525 MARKET STREET FUND, LLC
See All Filings
|
D/A |
2019-03-29 10:54:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001725501
- Filed Document
- 0001748316-19-000042
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 10:54:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-29 10:52:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, and MULTIPLE
- CIK Number
- 0001461219
- Filed Document
- 0000941031-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 10:52:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-03-29 10:50:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001732820
- Filed Document
- 0001732820-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 10:50:55 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2019-03-29 10:49:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Institutional Investments Inc. and J. P. Morgan Securities LLC
- CIK Number
- 0001458758
- Filed Document
- 0001567619-19-007800
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 10:49:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-29 10:48:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701496
- Filed Document
- 0001013594-19-000298
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 10:48:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-29 10:47:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MULTIPLE and Multiple
- CIK Number
- 0001269194
- Filed Document
- 0000941031-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 10:47:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2019-03-29 10:47:22 UTC |
- Amount To Be Raised
- $4,292,701
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001438197
- Filed Document
- 0001438197-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 10:47:22 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-03-29 10:45:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MULTIPLE and Multiple
- CIK Number
- 0000941031
- Filed Document
- 0000941031-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 10:45:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-03-29 10:43:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc. and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001593406
- Filed Document
- 0000941031-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 10:43:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2019-03-29 10:42:07 UTC |
- Amount To Be Raised
- $950,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730900
- Filed Document
- 0001730900-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 10:42:07 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-29 10:40:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc. and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001593364
- Filed Document
- 0000941031-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 10:40:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-03-29 10:39:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001378675
- Filed Document
- 0001378675-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 10:39:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-29 10:34:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001771771
- Filed Document
- 0001013594-19-000297
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 10:34:01 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-03-29 10:30:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC
- CIK Number
- 0001769962
- Filed Document
- 0000950142-19-000658
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 10:30:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-03-29 10:25:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001742364
- Filed Document
- 0001742364-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 10:25:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-03-29 10:24:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001546614
- Filed Document
- 0001546614-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 10:24:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-03-29 10:23:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001465493
- Filed Document
- 0001465493-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 10:23:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-03-29 10:20:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001479624
- Filed Document
- 0001479624-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 10:20:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED STATES
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Debt
|
|
|
D/A |
2019-03-29 10:20:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- EnTrustPermal Securities LLC
- CIK Number
- 0001710698
- Filed Document
- 0000943663-19-000076
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 10:20:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-03-29 10:19:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603940
- Filed Document
- 0001603940-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 10:19:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-03-29 10:17:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001772196
- Filed Document
- 0001772196-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 10:17:28 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-03-29 10:17:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674709
- Filed Document
- 0001674709-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-03-29 10:17:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|