Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
B Capital Fund II, L.P. See All Filings	D	2019-04-05 13:58:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771843 Filed Document 0001771843-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:58:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Capital Fund, LP See All Filings	D/A	2019-04-05 13:56:33 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001757755 Filed Document 0001757755-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:56:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 132 See All Filings	D/A	2019-04-05 13:44:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Financial Securities Marketing, Inc, M Holdings Securities, Inc, and M Financial Securities Marketing, Inc CIK Number 0001648220 Filed Document 0001648220-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:44:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KIRCO Seniors Housing Fund, LP See All Filings	D/A	2019-04-05 13:37:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700348 Filed Document 0001700348-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:37:34 UTC Type of Offering D/A Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
RCP-DR2, LLC See All Filings	D	2019-04-05 13:34:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001772465 Filed Document 0001772465-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:34:40 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Lorient Healthcare Fund, LP See All Filings	D/A	2019-04-05 13:32:06 UTC
Amount To Be Raised $122,000,000 Associated Brokers / Dealers Sparring Partners Capital LLC CIK Number 0001715247 Filed Document 0001715247-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:32:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ETIP INC. See All Filings	D	2019-04-05 13:23:41 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001772262 Filed Document 0001772262-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:23:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Visibly, Inc. See All Filings	D	2019-04-05 13:22:50 UTC
Amount To Be Raised $6,234,995 Associated Brokers / Dealers N/A CIK Number 0001626434 Filed Document 0000897069-19-000207 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:22:50 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NO Fund I, a series of RLabs Master, LP See All Filings	D	2019-04-05 13:20:42 UTC
Amount To Be Raised $88,500 Associated Brokers / Dealers N/A CIK Number 0001772982 Filed Document 0001772982-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:20:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BELLE Michigan Impact Fund, Limited Partnership See All Filings	D/A	2019-04-05 13:19:49 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001721607 Filed Document 0000905729-19-000086 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:19:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Smule, Inc. See All Filings	D/A	2019-04-05 13:17:58 UTC
Amount To Be Raised $55,500,000 Associated Brokers / Dealers N/A CIK Number 0001441408 Filed Document 0001441408-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:17:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Carderock Builder Capital II, LLC See All Filings	D	2019-04-05 13:17:51 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001771915 Filed Document 0001771915-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:17:51 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Ag, LLC See All Filings	D	2019-04-05 13:16:40 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001650867 Filed Document 0001650867-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:16:40 UTC Type of Offering D Industry Agriculture Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Nimbix, Inc. See All Filings	D	2019-04-05 13:07:47 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001556614 Filed Document 0001556614-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:07:47 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
AG Mortgage Value Participation Fund LLC See All Filings	D/A	2019-04-05 13:04:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001568644 Filed Document 0001568644-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-05 13:04:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ludlow Ventures Detroit II-A LP See All Filings	D	2019-04-05 12:54:43 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001767793 Filed Document 0001767793-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:54:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GP Parent, L.L.C. See All Filings	D	2019-04-05 12:51:32 UTC
Amount To Be Raised $14,330,000 Associated Brokers / Dealers N/A CIK Number 0001772063 Filed Document 0001567619-19-008473 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:51:32 UTC Type of Offering D Industry Retailing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
KAE Holdings Inc. See All Filings	D	2019-04-05 12:50:40 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001724975 Filed Document 0001731122-19-000176 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:50:40 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
BLOOM TREE FUND QP, LP See All Filings	D/A	2019-04-05 12:50:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC and J.P. Morgan Securities LLC CIK Number 0001588541 Filed Document 0000919574-19-002748 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:50:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Whitefort Capital Master Fund, LP See All Filings	D/A	2019-04-05 12:49:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704387 Filed Document 0001013594-19-000322 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:49:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Whitefort Capital Offshore Fund, Ltd. See All Filings	D/A	2019-04-05 12:49:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703067 Filed Document 0001013594-19-000321 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:49:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Zipnosis, Inc. See All Filings	D	2019-04-05 12:48:40 UTC
Amount To Be Raised $3,050,009 Associated Brokers / Dealers N/A CIK Number 0001486551 Filed Document 0001209191-19-023779 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:48:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
EdConnective See All Filings	D	2019-04-05 12:47:14 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001772905 Filed Document 0001772905-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:47:14 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Whitefort Capital Fund, LP See All Filings	D/A	2019-04-05 12:46:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702735 Filed Document 0001013594-19-000320 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:46:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2019-04-05 12:46:16 UTC
Amount To Be Raised $2,465,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:46:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Golden Arrow Resources Corp See All Filings	D/A	2019-04-05 12:44:22 UTC
Amount To Be Raised $5,915,994 Associated Brokers / Dealers SPROTT GLOBAL RESOURCE INVESTMENTS LTD. CIK Number 0001403870 Filed Document 0001403870-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:44:22 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Bloom Tree Fund, LP See All Filings	D/A	2019-04-05 12:43:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard A. Rhoads CIK Number 0001435273 Filed Document 0000919574-19-002746 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:43:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RazMar Bluestone Fund, LP See All Filings	D	2019-04-05 12:42:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772131 Filed Document 0001772131-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:42:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACON Beauty Investors I, L.L.C. See All Filings	D/A	2019-04-05 12:41:11 UTC
Amount To Be Raised $101,558,015 Associated Brokers / Dealers Bridge Capital Associates, Inc. CIK Number 0001759385 Filed Document 0001567619-19-008471 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:41:11 UTC Type of Offering D/A Industry Retailing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Mendon Capital QP Ltd. See All Filings	D/A	2019-04-05 12:39:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639145 Filed Document 0001639145-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:39:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liine, LLC See All Filings	D/A	2019-04-05 12:39:11 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001766084 Filed Document 0001766084-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:39:11 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Panama City 20 LLC See All Filings	D	2019-04-05 12:37:51 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001772888 Filed Document 0001772888-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:37:51 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
WE-INNVENTURE, LLC See All Filings	D	2019-04-05 12:35:49 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers GREAT POINT CAPITAL LLC CIK Number 0001772241 Filed Document 0001772241-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:35:49 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Avatar Capital Finance LLC See All Filings	D	2019-04-05 12:32:11 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:32:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Call2test, LLC See All Filings	D	2019-04-05 12:30:20 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001772136 Filed Document 0001772136-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:30:20 UTC Type of Offering D Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Kotak India Advantage Fund -III See All Filings	D/A	2019-04-05 12:26:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001736270 Filed Document 0001736270-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:26:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WINSTON HEDGED EQUITY FUND LTD See All Filings	D/A	2019-04-05 12:25:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GALLATIN CAPITAL LLC and ABURDENE ASSOCIATES, INC. CIK Number 0001097940 Filed Document 0000919574-19-002744 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:25:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Workspot, Inc. See All Filings	D	2019-04-05 12:23:05 UTC
Amount To Be Raised $19,019,175 Associated Brokers / Dealers N/A CIK Number 0001556066 Filed Document 0001556066-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:23:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FRED-The Bevy, LLC See All Filings	D	2019-04-05 12:20:47 UTC
Amount To Be Raised $8,840,000 Associated Brokers / Dealers N/A CIK Number 0001772948 Filed Document 0001772948-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:20:47 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
HealthVerity, Inc. See All Filings	D	2019-04-05 12:19:37 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001671703 Filed Document 0001671703-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:19:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
WINSTON GROWTH FUND LIMITED PARTNERSHIP See All Filings	D/A	2019-04-05 12:19:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GALLATIN CAPITAL LLC and ABURDENE ASSOCIATES, INC. CIK Number 0000936788 Filed Document 0000919574-19-002742 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:19:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Bozburun, Inc See All Filings	D	2019-04-05 12:17:16 UTC
Amount To Be Raised $2,275,000 Associated Brokers / Dealers N/A CIK Number 0001772772 Filed Document 0001772772-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:17:16 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carbon, Inc. See All Filings	D	2019-04-05 12:17:01 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Allen & Company LLC CIK Number 0001648978 Filed Document 0001648978-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:17:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Melt Pharmaceuticals, Inc. See All Filings	D/A	2019-04-05 12:16:52 UTC
Amount To Be Raised $25,750,000 Associated Brokers / Dealers Lake Street Capital Markets, LLC CIK Number 0001767398 Filed Document 0001767398-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:16:52 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Epica International, Inc. See All Filings	D	2019-04-05 12:16:20 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001627509 Filed Document 0001144204-19-018333 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:16:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WINSTON GLOBAL FUND LTD See All Filings	D/A	2019-04-05 12:14:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GALLATIN CAPITAL LLC and ABURDENE ASSOCIATES, INC. CIK Number 0001225702 Filed Document 0000919574-19-002740 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:14:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
MINERVA BIOTECHNOLOGIES Corp See All Filings	D	2019-04-05 12:08:15 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001087376 Filed Document 0001087376-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:08:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WINSTON GLOBAL FUND LP See All Filings	D/A	2019-04-05 12:07:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GALLATIN CAPITAL LLC and ABURDENE ASSOCIATES, INC. CIK Number 0000898719 Filed Document 0000919574-19-002738 Exclusions or Exemptions 506b Accepted Date 2019-04-05 12:07:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Kotak Fixed Term Fund-XII Segregated Portfolio See All Filings	D/A	2019-04-05 11:47:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001698817 Filed Document 0001698817-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-05 11:47:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portside Multi-Asset Opportunities Fund LLC See All Filings	D	2019-04-05 11:45:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772711 Filed Document 0001042167-19-000044 Exclusions or Exemptions 506b Accepted Date 2019-04-05 11:45:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity