Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Proterra Credit Fund LP See All Filings	D	2019-04-08 14:52:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brooklands Capital Strategics BD, L.P. CIK Number 0001771469 Filed Document 0001315863-19-000320 Exclusions or Exemptions 506b Accepted Date 2019-04-08 14:52:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Proterra Credit Fund Offshore LP See All Filings	D	2019-04-08 14:50:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brooklands Capital Strategics BD, L.P. CIK Number 0001771470 Filed Document 0001315863-19-000319 Exclusions or Exemptions 506b Accepted Date 2019-04-08 14:50:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Uccellini LLC See All Filings	D	2019-04-08 14:47:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001759667 Filed Document 0001759667-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 14:47:03 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Wear Pact, LLC See All Filings	D	2019-04-08 14:44:13 UTC
Amount To Be Raised $6,467,123 Associated Brokers / Dealers N/A CIK Number 0001668136 Filed Document 0001209191-19-023945 Exclusions or Exemptions 506b Accepted Date 2019-04-08 14:44:13 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Core City District, LLC See All Filings	D	2019-04-08 14:41:17 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001772471 Filed Document 0001772471-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-08 14:41:17 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
K2 Principal Trust See All Filings	D	2019-04-08 14:40:08 UTC
Amount To Be Raised $245,107 Associated Brokers / Dealers N/A CIK Number 0001772142 Filed Document 0001062993-19-001606 Exclusions or Exemptions 506b Accepted Date 2019-04-08 14:40:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Other
Future FinTech Group Inc. See All Filings	D	2019-04-08 14:36:13 UTC
Amount To Be Raised $1,070,000 Associated Brokers / Dealers N/A CIK Number 0001066923 Filed Document 0001213900-19-005964 Exclusions or Exemptions 506b Accepted Date 2019-04-08 14:36:13 UTC Type of Offering D Industry Other Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Debt
Banner Apartments Fund IV-B Limited Partnership See All Filings	D	2019-04-08 14:28:09 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers 303 Alternatives, LLC CIK Number 0001772665 Filed Document 0001772665-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 14:28:09 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
CORRIB OFFSHORE FUND, LTD. See All Filings	D/A	2019-04-08 14:16:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545349 Filed Document 0000919574-19-002782 Exclusions or Exemptions 506b Accepted Date 2019-04-08 14:16:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SonoSidekick Corp See All Filings	D	2019-04-08 14:12:30 UTC
Amount To Be Raised $10 Associated Brokers / Dealers N/A CIK Number 0001771250 Filed Document 0001771250-19-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2019-04-08 14:12:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CORRIB ONSHORE FUND, L.P. See All Filings	D/A	2019-04-08 14:12:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545351 Filed Document 0000919574-19-002780 Exclusions or Exemptions 506b Accepted Date 2019-04-08 14:12:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
TripAround, Inc. See All Filings	D	2019-04-08 14:11:23 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001772635 Filed Document 0000897069-19-000213 Exclusions or Exemptions 506b Accepted Date 2019-04-08 14:11:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ALFRED THOMPSON JR ESTATE See All Filings	D	2019-04-08 14:06:31 UTC
Amount To Be Raised $100,000,000,000 Associated Brokers / Dealers Alfred Thompson CIK Number 0001772920 Filed Document 0001772920-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 14:06:31 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Other
emPower Health Equity, Inc. See All Filings	D	2019-04-08 14:04:08 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001772234 Filed Document 0001772234-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 14:04:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cornerstone Diversified Portfolio, LP See All Filings	D/A	2019-04-08 14:01:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522503 Filed Document 0001522503-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 14:01:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
SUN BEEF, LLC See All Filings	D	2019-04-08 14:00:52 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001771011 Filed Document 0001771011-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 14:00:52 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Citius Pharmaceuticals, Inc. See All Filings	D	2019-04-08 14:00:06 UTC
Amount To Be Raised $428,803 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001506251 Filed Document 0001213900-19-005961 Exclusions or Exemptions 506b Accepted Date 2019-04-08 14:00:06 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ROA OB LLC See All Filings	D	2019-04-08 13:59:13 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001773079 Filed Document 0001773079-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 13:59:13 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
HedgePremier/WorldQuant Millennium WMQS GEAE Offshore Fund, Ltd. See All Filings	D/A	2019-04-08 13:59:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001736822 Filed Document 0001736822-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 13:59:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L37, LLC See All Filings	D	2019-04-08 13:55:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001772827 Filed Document 0001772827-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 13:55:51 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
PSG Jobcase Co-Invest L.P. See All Filings	D	2019-04-08 13:52:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769090 Filed Document 0001769090-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-08 13:52:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
OV Fund I, a series of Array Ventures Parallel Funds, LP See All Filings	D	2019-04-08 13:50:12 UTC
Amount To Be Raised $208,000 Associated Brokers / Dealers N/A CIK Number 0001772993 Filed Document 0001772993-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 13:50:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FP POV, LLC See All Filings	D	2019-04-08 13:49:04 UTC
Amount To Be Raised $16,750,000 Associated Brokers / Dealers N/A CIK Number 0001773065 Filed Document 0001773065-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-08 13:49:04 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Empery Debt Opportunity Fund, LP See All Filings	D	2019-04-08 13:45:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772884 Filed Document 0000902664-19-001813 Exclusions or Exemptions 506b Accepted Date 2019-04-08 13:45:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
522 FIFTH AVENUE FUND, L.P. See All Filings	D	2019-04-08 13:41:17 UTC
Amount To Be Raised $34,520,000 Associated Brokers / Dealers N/A CIK Number 0001131776 Filed Document 0000950103-19-004620 Exclusions or Exemptions 506b Accepted Date 2019-04-08 13:41:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ExchangeRight Net Leased Portfolio 25 DST See All Filings	D/A	2019-04-08 13:37:03 UTC
Amount To Be Raised $42,790,000 Associated Brokers / Dealers Lighthouse Capital Group, LLC and CONCORDE INVESTMENT SERVICES, LLC CIK Number 0001761750 Filed Document 0001761750-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 13:37:03 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
City Finance Co II LLC See All Filings	D/A	2019-04-08 13:35:34 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001567648 Filed Document 0000935836-19-000218 Exclusions or Exemptions 506b Accepted Date 2019-04-08 13:35:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Golub Capital Partners 12, L.P. See All Filings	D/A	2019-04-08 13:28:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743621 Filed Document 0001743621-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-08 13:28:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgePremier/WorldQuant Millennium WMQS GEAE Fund LP See All Filings	D/A	2019-04-08 13:28:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001736821 Filed Document 0001736821-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 13:28:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BO Fund I, a series of Escondido Syndicate, LP See All Filings	D	2019-04-08 13:26:30 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001772992 Filed Document 0001772992-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 13:26:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCT Studio Inc. See All Filings	D	2019-04-08 13:25:16 UTC
Amount To Be Raised $1,728,945 Associated Brokers / Dealers N/A CIK Number 0001773075 Filed Document 0001773075-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-08 13:25:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Claravine, Inc. See All Filings	D	2019-04-08 13:25:01 UTC
Amount To Be Raised $3,499,999 Associated Brokers / Dealers N/A CIK Number 0001739526 Filed Document 0001739526-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-08 13:25:01 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
SI Ashford Investor, LP See All Filings	D	2019-04-08 13:19:15 UTC
Amount To Be Raised $13,700,000 Associated Brokers / Dealers N/A CIK Number 0001773069 Filed Document 0001773069-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 13:19:15 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Romans 1 Covered Options Fund LLC See All Filings	D	2019-04-08 13:18:45 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers not applicable CIK Number 0001773061 Filed Document 0001773061-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 13:18:45 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RCT Studio Inc. See All Filings	D	2019-04-08 13:13:41 UTC
Amount To Be Raised $87 Associated Brokers / Dealers N/A CIK Number 0001773075 Filed Document 0001773075-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 13:13:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Physicians Realty L.P. See All Filings	D	2019-04-08 13:11:18 UTC
Amount To Be Raised $6,487,538 Associated Brokers / Dealers N/A CIK Number 0001583994 Filed Document 0001583994-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 13:11:18 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Other
Corridor Capital III International, L.P. See All Filings	D	2019-04-08 13:09:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772847 Filed Document 0001567619-19-008513 Exclusions or Exemptions 506b Accepted Date 2019-04-08 13:09:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SILVER SPRUCE RESOURCES INC. See All Filings	D	2019-04-08 13:09:30 UTC
Amount To Be Raised $142,099 Associated Brokers / Dealers N/A CIK Number 0001771039 Filed Document 0001771039-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-08 13:09:30 UTC Type of Offering D Industry Other Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
HedgePremier/MW Eureka (US) Fund II LP See All Filings	D/A	2019-04-08 13:05:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001672294 Filed Document 0001672294-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 13:05:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chemistree Technology Inc. See All Filings	D	2019-04-08 12:54:34 UTC
Amount To Be Raised $897,960 Associated Brokers / Dealers N/A CIK Number 0001469346 Filed Document 0001469346-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 12:54:34 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Bellnote Experience 0 LLC See All Filings	D	2019-04-08 12:46:13 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001772913 Filed Document 0001772913-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 12:46:13 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
HedgePremier/Metacapital Rising Rates Fund LP See All Filings	D/A	2019-04-08 12:41:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001604952 Filed Document 0001604952-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 12:41:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 157 See All Filings	D/A	2019-04-08 12:38:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc CIK Number 0001673839 Filed Document 0001673839-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 12:38:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Curve Capital Partners, LP See All Filings	D/A	2019-04-08 12:35:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768229 Filed Document 0001768229-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-08 12:35:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
UNITED BANCORPORATION OF ALABAMA INC See All Filings	D	2019-04-08 12:29:00 UTC
Amount To Be Raised $26,250,000 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0000704561 Filed Document 0000704561-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-08 12:29:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 151 See All Filings	D/A	2019-04-08 12:27:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lombard International Distribution Company CIK Number 0001656336 Filed Document 0001656336-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 12:27:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Script, LLC See All Filings	D/A	2019-04-08 12:19:43 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001712293 Filed Document 0000897069-19-000212 Exclusions or Exemptions 506b Accepted Date 2019-04-08 12:19:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MWCGOF SPV II LP See All Filings	D	2019-04-08 12:18:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772967 Filed Document 0000919574-19-002777 Exclusions or Exemptions 506b Accepted Date 2019-04-08 12:18:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1517 Fund II, L.P. See All Filings	D	2019-04-08 12:13:35 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001772980 Filed Document 0001772980-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 12:13:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stockton TRI Industries, LLC See All Filings	D	2019-04-08 12:13:04 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001772708 Filed Document 0001772708-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-08 12:13:04 UTC Type of Offering D Industry Other Energy Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity