Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ZP Utility Fund, L.P. See All Filings	D/A	2019-04-10 16:36:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001048758 Filed Document 0001315863-19-000333 Exclusions or Exemptions 506b Accepted Date 2019-04-10 16:36:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZP Offshore Utility Fund, Ltd. See All Filings	D/A	2019-04-10 16:34:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001049822 Filed Document 0001315863-19-000332 Exclusions or Exemptions 506b Accepted Date 2019-04-10 16:34:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZP Utility Insurance Fund, LP See All Filings	D/A	2019-04-10 16:32:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736964 Filed Document 0001315863-19-000331 Exclusions or Exemptions 506b Accepted Date 2019-04-10 16:32:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIRST OTTAWA BANCSHARES INC See All Filings	D/A	2019-04-10 16:32:23 UTC
Amount To Be Raised $16,499,990 Associated Brokers / Dealers N/A CIK Number 0001099668 Filed Document 0001099668-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-10 16:32:23 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Oneil Interactive, Inc. See All Filings	D	2019-04-10 16:31:47 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001763497 Filed Document 0001763497-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-10 16:31:47 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AG SUPER FUND INTERNATIONAL PARTNERS, L.P. See All Filings	D/A	2019-04-10 16:30:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers March Capital Corp., UBS Financial Services Inc., and Lyster, Watson & Company, Inc. CIK Number 0001460094 Filed Document 0001460094-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-10 16:30:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREAT-WEST LIFECO INC. See All Filings	D/A	2019-04-10 16:24:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000850918 Filed Document 0001567619-19-008671 Exclusions or Exemptions 506b Accepted Date 2019-04-10 16:24:45 UTC Type of Offering D/A Industry Insurance Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GREAT-WEST LIFECO INC. See All Filings	D/A	2019-04-10 16:23:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000850918 Filed Document 0001567619-19-008670 Exclusions or Exemptions 506b Accepted Date 2019-04-10 16:23:45 UTC Type of Offering D/A Industry Insurance Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AscentX Medical, Inc. See All Filings	D	2019-04-10 16:22:03 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001720591 Filed Document 0001720591-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-10 16:22:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SMC Total Return Fund, LP See All Filings	D/A	2019-04-10 16:10:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703836 Filed Document 0001703836-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-10 16:10:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OLC Fund 1, LP See All Filings	D	2019-04-10 16:10:21 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001772089 Filed Document 0001772089-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-10 16:10:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
TSUNAMI VR, INC. See All Filings	D	2019-04-10 16:04:21 UTC
Amount To Be Raised $25,351,703 Associated Brokers / Dealers N/A CIK Number 0001691965 Filed Document 0001691965-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-10 16:04:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Starboard Metro DST See All Filings	D/A	2019-04-10 16:03:33 UTC
Amount To Be Raised $22,400,000 Associated Brokers / Dealers JOSEPH ALLEN NUGENT, GARY THOMAS HUGHES, TIMOTHY JOHN SHERER, ELIZABETH LEARNED FRIANT, JASON ANDREW SALMON, TRAWNEGAN GALL, David P Dahill, DANIEL PHILIP RAUPP, David Andrew Kangas, and TAYLOR WESTON GARRETT CIK Number 0001751300 Filed Document 0001751300-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-10 16:03:33 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Khanvre LLC See All Filings	D	2019-04-10 16:02:06 UTC
Amount To Be Raised $726,000 Associated Brokers / Dealers N/A CIK Number 0001773417 Filed Document 0001773417-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-10 16:02:06 UTC Type of Offering D Industry Agriculture Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Debt
SC/CA GP Investor I, LLC See All Filings	D	2019-04-10 15:53:16 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001773288 Filed Document 0001014108-19-000069 Exclusions or Exemptions 506b Accepted Date 2019-04-10 15:53:16 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Streamline Innovations, Inc. See All Filings	D	2019-04-10 15:46:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773392 Filed Document 0001144204-19-019050 Exclusions or Exemptions 506b Accepted Date 2019-04-10 15:46:01 UTC Type of Offering D Industry Environmental Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GB SPECIAL OPPORTUNITIES FUND LLC See All Filings	D	2019-04-10 15:41:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699089 Filed Document 0001567619-19-008665 Exclusions or Exemptions 506b Accepted Date 2019-04-10 15:41:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TSUNAMI VR, INC. See All Filings	D/A	2019-04-10 15:38:02 UTC
Amount To Be Raised $25,351,703 Associated Brokers / Dealers N/A CIK Number 0001691965 Filed Document 0001691965-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-10 15:38:02 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Orange Fund a series supplement of Payden Active Cash Management LLC See All Filings	D/A	2019-04-10 15:34:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723803 Filed Document 0001723803-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-10 15:34:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compassion-First Incentives LLC See All Filings	D	2019-04-10 15:32:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773346 Filed Document 0001773346-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-10 15:32:14 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Quontic Bank Acquisition Corp. See All Filings	D	2019-04-10 15:32:07 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001773171 Filed Document 0001773171-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-10 15:32:07 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TSUNAMI VR, INC. See All Filings	D	2019-04-10 15:29:34 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001691965 Filed Document 0001691965-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-10 15:29:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EQUUS INVESTMENT PARTNERSHIP XI, L.P. See All Filings	D/A	2019-04-10 15:19:31 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001735654 Filed Document 0001735654-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-10 15:19:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heroic Ventures SPV XVII, LLC See All Filings	D	2019-04-10 15:14:38 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001771714 Filed Document 0001771714-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-10 15:14:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NavHealth, Inc. See All Filings	D	2019-04-10 15:11:23 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001717158 Filed Document 0001772917-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-10 15:11:23 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
BOREALIS STRATEGIC CO-INVESTMENT FUND IP, LP See All Filings	D	2019-04-10 15:10:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773082 Filed Document 0000913849-19-000247 Exclusions or Exemptions 506b Accepted Date 2019-04-10 15:10:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pantheon Global Secondary Fund VI Feeder (US), L.P. See All Filings	D/A	2019-04-10 15:09:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pantheon Securities, LLC CIK Number 0001732940 Filed Document 0001567619-19-008662 Exclusions or Exemptions 506b Accepted Date 2019-04-10 15:09:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Syndicate Venture Partners 2019 Series 1, LLC See All Filings	D	2019-04-10 15:08:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771968 Filed Document 0001771968-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-10 15:08:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nipun China Total Return Fund, L.P. See All Filings	D/A	2019-04-10 15:08:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762222 Filed Document 0001762222-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-10 15:08:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Induction Food Systems, Inc. See All Filings	D	2019-04-10 15:07:38 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001747547 Filed Document 0001747547-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-10 15:07:38 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Borealis Strategic Co-Investment Fund IC, LP See All Filings	D	2019-04-10 15:07:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773023 Filed Document 0000913849-19-000246 Exclusions or Exemptions 506b Accepted Date 2019-04-10 15:07:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EcoR1 Capital Fund, L.P. See All Filings	D/A	2019-04-10 15:05:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567938 Filed Document 0000935836-19-000233 Exclusions or Exemptions 506b Accepted Date 2019-04-10 15:05:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DR Fund I, a series of Abstract Ventures Special Opportunities, LP See All Filings	D	2019-04-10 15:02:23 UTC
Amount To Be Raised $154,000 Associated Brokers / Dealers N/A CIK Number 0001773393 Filed Document 0001773393-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-10 15:02:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE VALUE OPPORTUNITIES FEEDER FUND, L.P. See All Filings	D/A	2019-04-10 15:01:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443590 Filed Document 0001443590-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-10 15:01:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EcoR1 Capital Fund Qualified, L.P. See All Filings	D/A	2019-04-10 14:57:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598292 Filed Document 0000935836-19-000232 Exclusions or Exemptions 506b Accepted Date 2019-04-10 14:57:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLB Fund I, a series of KR Syndicates, LP See All Filings	D	2019-04-10 14:53:56 UTC
Amount To Be Raised $145,000 Associated Brokers / Dealers N/A CIK Number 0001773391 Filed Document 0001769363-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-10 14:53:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sepio NPL Fund, LP See All Filings	D	2019-04-10 14:52:02 UTC
Amount To Be Raised $34,325,000 Associated Brokers / Dealers N/A CIK Number 0001773358 Filed Document 0001144204-19-019037 Exclusions or Exemptions 506b Accepted Date 2019-04-10 14:52:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cephei QFII China Absolute Return Fund Ltd. See All Filings	D/A	2019-04-10 14:51:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628216 Filed Document 0001628216-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-10 14:51:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCG GRAND RAPIDS I, LLC See All Filings	D	2019-04-10 14:47:17 UTC
Amount To Be Raised $12,235,000 Associated Brokers / Dealers N/A CIK Number 0001768303 Filed Document 0001768303-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-10 14:47:17 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Neurable Inc. See All Filings	D	2019-04-10 14:43:20 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001683307 Filed Document 0001231919-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-04-10 14:43:20 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-DCB, a series of Equidate Investments, LLC See All Filings	D	2019-04-10 14:42:47 UTC
Amount To Be Raised $706,490 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001763123 Filed Document 0001768858-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-04-10 14:42:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE VALUE OPPORTUNITIES (CAYMAN) FUND, LTD. See All Filings	D/A	2019-04-10 14:42:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443588 Filed Document 0001443588-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-10 14:42:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
M3 Ventures I LP See All Filings	D/A	2019-04-10 14:31:24 UTC
Amount To Be Raised $8,453,937 Associated Brokers / Dealers N/A CIK Number 0001773093 Filed Document 0001773093-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-10 14:31:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tambark 1, a series of Tambark Creek Ventures, LLC See All Filings	D	2019-04-10 14:30:15 UTC
Amount To Be Raised $304,000 Associated Brokers / Dealers N/A CIK Number 0001772354 Filed Document 0001768858-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-04-10 14:30:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCPDirect III, LP See All Filings	D/A	2019-04-10 14:28:30 UTC
Amount To Be Raised $385,000,000 Associated Brokers / Dealers Haydon Hill Advisors Ltd. and Roam Capital, Inc. CIK Number 0001739297 Filed Document 0001739297-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-10 14:28:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BlockTerra Capital LLC See All Filings	D	2019-04-10 14:27:11 UTC
Amount To Be Raised $174,000 Associated Brokers / Dealers N/A CIK Number 0001750440 Filed Document 0001750440-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-10 14:27:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Other
Tuesday Strategies, LLC See All Filings	D	2019-04-10 14:21:40 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001745281 Filed Document 0001772917-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-10 14:21:40 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Other
Crescent Private Credit Partners Unitranche Fund TE (Cayman) LP See All Filings	D	2019-04-10 14:19:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772805 Filed Document 0000945621-19-000155 Exclusions or Exemptions 506b Accepted Date 2019-04-10 14:19:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOL Fund I, a series of Fine Bolt, LP See All Filings	D/A	2019-04-10 14:10:41 UTC
Amount To Be Raised $1,238,000 Associated Brokers / Dealers N/A CIK Number 0001769363 Filed Document 0001769363-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-10 14:10:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crescent Private Credit Partners Unitranche Fund (DE) LP See All Filings	D	2019-04-10 14:06:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772865 Filed Document 0000945621-19-000154 Exclusions or Exemptions 506b Accepted Date 2019-04-10 14:06:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund