Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Federated Hermes Prime Private Liquidity Fund See All Filings	D/A	2020-06-26 13:37:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683473 Filed Document 0001623632-20-001226 Exclusions or Exemptions 506c Accepted Date 2020-06-26 13:37:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ApexOne Multifamily Fund III, L.P. See All Filings	D/A	2020-06-26 12:01:28 UTC
Amount To Be Raised $108,666,384 Associated Brokers / Dealers USCA Securities LLC and Ark Global, LLC CIK Number 0001755040 Filed Document 0001755040-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-26 12:01:28 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Project & Trade Finance Core Fund See All Filings	D/A	2020-06-26 11:16:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440464 Filed Document 0001623632-20-001220 Exclusions or Exemptions 506c Accepted Date 2020-06-26 11:16:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridgewater Optimal Portfolio@12, LLC See All Filings	D/A	2020-06-26 10:42:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781239 Filed Document 0001781239-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-26 10:42:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater Optimal Portfolio@12, Ltd. See All Filings	D/A	2020-06-26 10:16:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743494 Filed Document 0001781239-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-26 10:16:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AmCap Necessity Retail Fund LLC See All Filings	D/A	2020-06-26 09:05:04 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers International Assets Advisory, LLC, Center Street Secuities, Inc., Aegis Capital Corp., Arkadios Capital, BD4RIA, Concorde Investment Services, LLC, Lion Street Financial, LLC, SCF Securities, Inc., Whitehall - Parker Securities, Inc., and Benchmark Investments, Inc. CIK Number 0001766327 Filed Document 0001567619-20-012614 Exclusions or Exemptions 506c Accepted Date 2020-06-26 09:05:04 UTC Type of Offering D/A Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ValStone Healthcare Properties Fund, L.P. See All Filings	D/A	2020-06-26 08:52:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727487 Filed Document 0001727487-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-26 08:52:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
FinTron, LLC See All Filings	D/A	2020-06-25 20:00:35 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Fintron Invest LLC CIK Number 0001790927 Filed Document 0001790927-20-000005 Exclusions or Exemptions 506c Accepted Date 2020-06-25 20:00:35 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Bridgewater All Weather Portfolio II@15, LLC See All Filings	D/A	2020-06-25 18:51:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787194 Filed Document 0001787194-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-25 18:51:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
RedT RE Equity Fund I, LLC See All Filings	D/A	2020-06-25 16:30:49 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001789938 Filed Document 0001789938-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-25 16:30:49 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Optima Macro Fund LLC See All Filings	D/A	2020-06-25 16:07:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509531 Filed Document 0001509531-20-000004 Exclusions or Exemptions 506c Accepted Date 2020-06-25 16:07:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVG - June 2020 Total Access Fund Q See All Filings	D	2020-06-25 15:54:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dan Burns CIK Number 0001813029 Filed Document 0001813029-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-25 15:54:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
New Protein Fund I LP See All Filings	D/A	2020-06-25 15:52:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769316 Filed Document 0001567619-20-012559 Exclusions or Exemptions 506c Accepted Date 2020-06-25 15:52:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RREEF Property Trust, Inc. See All Filings	D/A	2020-06-25 14:28:25 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001542447 Filed Document 0001542447-20-000065 Exclusions or Exemptions 506c Accepted Date 2020-06-25 14:28:25 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Ardenton Capital Corp See All Filings	D	2020-06-25 13:01:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BA SECURITIES, LLC CIK Number 0001699716 Filed Document 0001465818-20-000018 Exclusions or Exemptions 506c Accepted Date 2020-06-25 13:01:27 UTC Type of Offering D Industry Investing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Optima Macro Fund Ltd See All Filings	D/A	2020-06-25 12:09:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502395 Filed Document 0001502395-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-25 12:09:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consumer Cooperative Group Inc See All Filings	D	2020-06-25 11:34:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EquityDoor, LLC CIK Number 0001742162 Filed Document 0001742162-20-000004 Exclusions or Exemptions 506c Accepted Date 2020-06-25 11:34:08 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Encore Kentucky 2019-A See All Filings	D/A	2020-06-25 10:17:43 UTC
Amount To Be Raised $3,204,000 Associated Brokers / Dealers N/A CIK Number 0001761458 Filed Document 0001104659-20-076688 Exclusions or Exemptions 506c Accepted Date 2020-06-25 10:17:43 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Other
Acretrader 124, LLC See All Filings	D	2020-06-25 10:11:52 UTC
Amount To Be Raised $702,400 Associated Brokers / Dealers N/A CIK Number 0001815052 Filed Document 0001815052-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-25 10:11:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
Unbounded Capital SPV I LLC See All Filings	D	2020-06-24 19:43:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814419 Filed Document 0001814419-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-24 19:43:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OurCrowd Top Tier Opportunity Fund L.P.L74 See All Filings	D	2020-06-24 18:21:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783247 Filed Document 0001793206-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-06-24 18:21:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
DZMED, INC. See All Filings	D	2020-06-24 17:59:34 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers None CIK Number 0001807013 Filed Document 0001807013-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-24 17:59:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DomiDocs Inc See All Filings	D	2020-06-24 17:47:49 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers DomiDocs Inc CIK Number 0001816054 Filed Document 0001816054-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-24 17:47:49 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Bain Capital Specialty Finance, Inc. See All Filings	D	2020-06-24 17:20:44 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001655050 Filed Document 0000943663-20-000178 Exclusions or Exemptions 506c Accepted Date 2020-06-24 17:20:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
MLG Legacy Fund LLC See All Filings	D	2020-06-24 17:10:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815515 Filed Document 0001815515-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-24 17:10:39 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
1031 Xchange Trust II See All Filings	D/A	2020-06-24 16:12:08 UTC
Amount To Be Raised $14,350,000 Associated Brokers / Dealers N/A CIK Number 0001783012 Filed Document 0001783012-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-24 16:12:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Fiction Riot, LLC See All Filings	D	2020-06-24 15:05:08 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Fiction Riot, LLC d/b/a Ficto CIK Number 0001816025 Filed Document 0001816025-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-24 15:05:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Big Sky Opportunity Fund, LLC See All Filings	D/A	2020-06-24 14:36:30 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001770518 Filed Document 0001770518-20-000004 Exclusions or Exemptions 506c Accepted Date 2020-06-24 14:36:30 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
eShares Inc See All Filings	D/A	2020-06-24 14:05:10 UTC
Amount To Be Raised $209,999,538 Associated Brokers / Dealers N/A CIK Number 0001718624 Filed Document 0001718624-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-06-24 14:05:10 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1031 Xchange Trust I See All Filings	D/A	2020-06-24 12:07:01 UTC
Amount To Be Raised $10,700,000 Associated Brokers / Dealers N/A CIK Number 0001745564 Filed Document 0001745564-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-24 12:07:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Entrust Renewable Energy Fund II LLC See All Filings	D	2020-06-24 11:59:28 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001816002 Filed Document 0001816002-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-24 11:59:28 UTC Type of Offering D Industry Investing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Brandywine True Alpha Master ZFund, LP See All Filings	D	2020-06-24 11:19:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815933 Filed Document 0001815933-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-24 11:19:00 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EARN RE, INC. See All Filings	D/A	2020-06-23 21:16:06 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001777999 Filed Document 0001777999-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-23 21:16:06 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Ault & Company, Inc. See All Filings	D	2020-06-23 17:33:50 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001734770 Filed Document 0001214659-20-005844 Exclusions or Exemptions 506c Accepted Date 2020-06-23 17:33:50 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Peoples Choice Storage Punta Gorda, LLC See All Filings	D	2020-06-23 17:28:41 UTC
Amount To Be Raised $2,075,000 Associated Brokers / Dealers N/A CIK Number 0001815815 Filed Document 0001815815-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-23 17:28:41 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Bitwise 10 Crypto Index Fund See All Filings	D/A	2020-06-23 17:17:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723788 Filed Document 0001723788-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-23 17:17:39 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DBL Digital Smart Beta LLC - Series P See All Filings	D	2020-06-23 17:08:51 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001815765 Filed Document 0001815765-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-23 17:08:51 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Arctaris Opportunity Zone Select Fund I, LLC See All Filings	D	2020-06-23 16:53:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CapLink Securities, Inc CIK Number 0001815631 Filed Document 0001815631-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-23 16:53:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3D MONEY LLC See All Filings	D/A	2020-06-23 15:48:39 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Tom Neeser CIK Number 0001792268 Filed Document 0001792268-20-000005 Exclusions or Exemptions 506c Accepted Date 2020-06-23 15:48:39 UTC Type of Offering D/A Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
SC GGFIII 2020-A, L.P. See All Filings	D	2020-06-23 15:41:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815398 Filed Document 0001815398-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-23 15:41:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEMI Fund III, LLC See All Filings	D	2020-06-23 13:55:29 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001815466 Filed Document 0001815466-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-06-23 13:55:29 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Parallel Flight Technologies, Inc. See All Filings	D	2020-06-23 13:48:42 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001788756 Filed Document 0001445866-20-000889 Exclusions or Exemptions 506c Accepted Date 2020-06-23 13:48:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Alternative Investment Fund, LLC dba Black Label Income Fund See All Filings	D/A	2020-06-23 13:38:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815606 Filed Document 0001815606-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-23 13:38:49 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Cathayview Capital ELP See All Filings	D	2020-06-23 13:12:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cathay View CIK Number 0001815748 Filed Document 0001815748-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-23 13:12:38 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
US CAPITAL GLOBAL TAILWIND FUND LOAN LLC See All Filings	D	2020-06-23 13:02:43 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers US Capital Global Securities LLC CIK Number 0001814925 Filed Document 0001814925-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-23 13:02:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Sequoia Capital India Venture VII Ltd. See All Filings	D	2020-06-23 11:01:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814911 Filed Document 0001814911-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-23 11:01:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sequoia Capital India Growth Fund III Ltd. See All Filings	D	2020-06-23 10:56:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815343 Filed Document 0001815343-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-23 10:56:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sequoia Capital U.S. Venture Fund XVII, L.P. See All Filings	D	2020-06-23 10:49:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814910 Filed Document 0001814910-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-23 10:49:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sequoia Capital U.S. Growth Fund IX, L.P. See All Filings	D	2020-06-23 10:45:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814893 Filed Document 0001814893-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-23 10:45:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scalefast, Inc. See All Filings	D	2020-06-23 09:58:57 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001725130 Filed Document 0001725130-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-23 09:58:57 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity