Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
InjectSense, Inc. See All Filings	D	2019-04-23 16:29:12 UTC
Amount To Be Raised $8,437,451 Associated Brokers / Dealers N/A CIK Number 0001717613 Filed Document 0001717613-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-23 16:29:12 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CHINA JO-JO DRUGSTORES, INC. See All Filings	D	2019-04-23 16:29:05 UTC
Amount To Be Raised $10,000,020 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001413263 Filed Document 0001213900-19-006960 Exclusions or Exemptions 506b Accepted Date 2019-04-23 16:29:05 UTC Type of Offering D Industry Retailing Principal Place of Business CHINA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Option To Acquire
iGenomX International Genomics Corp See All Filings	D	2019-04-23 16:27:56 UTC
Amount To Be Raised $606,778 Associated Brokers / Dealers N/A CIK Number 0001659250 Filed Document 0001659250-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 16:27:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Incubate Fund US, L.P. See All Filings	D	2019-04-23 16:27:03 UTC
Amount To Be Raised $18,233,203 Associated Brokers / Dealers N/A CIK Number 0001764871 Filed Document 0001764871-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 16:27:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG Iron Ore Phase 3 Aggregator, LP See All Filings	D	2019-04-23 16:26:03 UTC
Amount To Be Raised $100,300,191 Associated Brokers / Dealers N/A CIK Number 0001773598 Filed Document 0001773598-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 16:26:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENTRUSTPERMAL FIXED INCOME HOLDINGS NV See All Filings	D/A	2019-04-23 16:25:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Maybridge Partners Inc and C. P. Eaton and Associates CIK Number 0001436825 Filed Document 0001436825-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 16:25:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS ANTILLES Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Axonic High Conviction Series A, a segregated series of Axonic IDF LLC See All Filings	D/A	2019-04-23 16:16:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Spearhead Capital, LLC CIK Number 0001636504 Filed Document 0001636504-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-23 16:16:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
EnTrustPermal European Holdings NV See All Filings	D/A	2019-04-23 16:11:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers C. P. Eaton and Associates and Maybridge Partners Inc CIK Number 0001372118 Filed Document 0001372118-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 16:11:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS ANTILLES Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Avatar Capital Finance LLC See All Filings	D	2019-04-23 16:10:27 UTC
Amount To Be Raised $2,110,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-04-23 16:10:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Atlas Rittiman Industrial, LP See All Filings	D	2019-04-23 16:08:54 UTC
Amount To Be Raised $22,540,000 Associated Brokers / Dealers N/A CIK Number 0001773858 Filed Document 0001773858-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 16:08:54 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hemp Tenn, LLC See All Filings	D	2019-04-23 16:08:53 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001773862 Filed Document 0001773862-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-23 16:08:53 UTC Type of Offering D Industry Agriculture Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Axonic High Conviction Series A TDF, a group of segregated series of Marble Hill Funds LLC See All Filings	D/A	2019-04-23 16:07:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636503 Filed Document 0001636503-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-23 16:07:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Shepherd Capital Huntley 2 LLC See All Filings	D	2019-04-23 16:06:32 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers None CIK Number 0001774683 Filed Document 0001774683-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 16:06:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
EnTrustPermal Emerging Markets Holdings NV See All Filings	D/A	2019-04-23 15:58:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers C.P. Eaton and Associates and Maybridge Partners Inc CIK Number 0001372110 Filed Document 0001372110-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 15:58:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
ATCAP FUND II, LP See All Filings	D	2019-04-23 15:58:22 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001773866 Filed Document 0001773866-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 15:58:22 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Surgical Innovation Associates Inc. See All Filings	D	2019-04-23 15:56:21 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001674402 Filed Document 0001674402-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 15:56:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sanoor Capital Offshore Ltd. See All Filings	D/A	2019-04-23 15:46:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666287 Filed Document 0001315863-19-000374 Exclusions or Exemptions 506b Accepted Date 2019-04-23 15:46:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SonderMind Inc. See All Filings	D	2019-04-23 15:41:59 UTC
Amount To Be Raised $2,999,997 Associated Brokers / Dealers N/A CIK Number 0001726194 Filed Document 0001726194-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 15:41:59 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Sanoor Capital Partners LP See All Filings	D/A	2019-04-23 15:41:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667318 Filed Document 0001315863-19-000373 Exclusions or Exemptions 506b Accepted Date 2019-04-23 15:41:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
LiveOak Venture Partners II, L.P. See All Filings	D/A	2019-04-23 15:41:19 UTC
Amount To Be Raised $104,500,000 Associated Brokers / Dealers N/A CIK Number 0001710418 Filed Document 0001710418-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 15:41:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forward Human Inc. See All Filings	D	2019-04-23 15:33:44 UTC
Amount To Be Raised $1,904,996 Associated Brokers / Dealers N/A CIK Number 0001774599 Filed Document 0001774599-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 15:33:44 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bluejay Diagnostics, Inc. See All Filings	D	2019-04-23 15:26:41 UTC
Amount To Be Raised $1,601,482 Associated Brokers / Dealers N/A CIK Number 0001704287 Filed Document 0001704287-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 15:26:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
TOI Pay Inc. See All Filings	D	2019-04-23 15:23:11 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001689055 Filed Document 0001689055-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 15:23:11 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEBRASKA Revenue or Assets $No Revenues Type of Security Equity
Site Selectors Guild, Inc. See All Filings	D	2019-04-23 15:19:24 UTC
Amount To Be Raised $6,000 Associated Brokers / Dealers N/A CIK Number 0001774632 Filed Document 0000913849-19-000257 Exclusions or Exemptions 506b Accepted Date 2019-04-23 15:19:24 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
DTx Pharma, Inc. See All Filings	D	2019-04-23 15:11:33 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers na CIK Number 0001715954 Filed Document 0001715954-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-23 15:11:33 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Sublimation Inc See All Filings	D	2019-04-23 15:02:08 UTC
Amount To Be Raised $39,999,998 Associated Brokers / Dealers North Point Advisors, Inc. CIK Number 0001774413 Filed Document 0001567619-19-009050 Exclusions or Exemptions 506b Accepted Date 2019-04-23 15:02:08 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
THB SMALLCAP FUND, LLC See All Filings	D/A	2019-04-23 15:01:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500700 Filed Document 0001500700-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 15:01:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
China Bat Group, Inc. See All Filings	D	2019-04-23 15:00:46 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001556266 Filed Document 0001213900-19-006944 Exclusions or Exemptions 506b Accepted Date 2019-04-23 15:00:46 UTC Type of Offering D Industry Other Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
THB MICROCAP FUND, LLC See All Filings	D/A	2019-04-23 14:57:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500702 Filed Document 0001500702-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 14:57:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blueprint Capital REIT, Inc See All Filings	D/A	2019-04-23 14:54:44 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001586421 Filed Document 0001586421-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-23 14:54:44 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Cognosos, Inc. See All Filings	D	2019-04-23 14:48:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001717114 Filed Document 0001717114-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-23 14:48:34 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
DREF IV INTERNATIONAL FEEDER LP See All Filings	D	2019-04-23 14:44:47 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers HODES WEILL SECURITIES LLC and MAGENTA CAPITAL SERVICES LTD. CIK Number 0001771922 Filed Document 0001771922-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 14:44:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DREF IV INTERNATIONAL FUND LP See All Filings	D	2019-04-23 14:44:03 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers HODES WEILL SECURITIES, LLC and MAGENTA CAPITAL SERVICES LTD. CIK Number 0001771923 Filed Document 0001771923-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 14:44:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WTCSL, LLC See All Filings	D	2019-04-23 14:42:42 UTC
Amount To Be Raised $24,171,765 Associated Brokers / Dealers N/A CIK Number 0001771810 Filed Document 0001771810-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 14:42:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
KinaRX, LLC See All Filings	D	2019-04-23 14:42:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774582 Filed Document 0001774582-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 14:42:32 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SERIOUS INTEGRATED, INC. See All Filings	D/A	2019-04-23 14:35:28 UTC
Amount To Be Raised $6,975,000 Associated Brokers / Dealers Colorado Financial Service Corporation CIK Number 0001518486 Filed Document 0001518486-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 14:35:28 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Returns Inc See All Filings	D	2019-04-23 14:33:16 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001774529 Filed Document 0001774529-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 14:33:16 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ChurnZero, Inc. See All Filings	D	2019-04-23 14:25:29 UTC
Amount To Be Raised $6,999,991 Associated Brokers / Dealers N/A CIK Number 0001715901 Filed Document 0001715901-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 14:25:29 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Fleetsmith, Inc. See All Filings	D	2019-04-23 14:14:57 UTC
Amount To Be Raised $29,297,053 Associated Brokers / Dealers N/A CIK Number 0001669507 Filed Document 0001669507-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 14:14:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sage Keller, LLC See All Filings	D	2019-04-23 14:13:43 UTC
Amount To Be Raised $1,337,609 Associated Brokers / Dealers N/A CIK Number 0001772336 Filed Document 0001654954-19-004682 Exclusions or Exemptions 506b Accepted Date 2019-04-23 14:13:43 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Fields Club Partners, LLC See All Filings	D/A	2019-04-23 14:10:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC CIK Number 0001762733 Filed Document 0001762733-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 14:10:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TSG Venture 1, LLC See All Filings	D/A	2019-04-23 14:10:05 UTC
Amount To Be Raised $5,606,901 Associated Brokers / Dealers Shopoff Securities Inc. CIK Number 0001725935 Filed Document 0001725935-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 14:10:05 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Blockdaemon, a series of Republic Master Fund LP See All Filings	D	2019-04-23 14:08:51 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001772357 Filed Document 0001773754-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-23 14:08:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ParaGen Technologies LLC See All Filings	D/A	2019-04-23 14:04:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698552 Filed Document 0001698552-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 14:04:42 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Jax Fund, LLC See All Filings	D	2019-04-23 13:58:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773870 Filed Document 0001773870-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 13:58:57 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Boardwalktech Software Corp. See All Filings	D	2019-04-23 13:56:36 UTC
Amount To Be Raised $236,820 Associated Brokers / Dealers N/A CIK Number 0001769626 Filed Document 0001062993-19-001830 Exclusions or Exemptions 506b Accepted Date 2019-04-23 13:56:36 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tray.IO Inc. See All Filings	D	2019-04-23 13:52:47 UTC
Amount To Be Raised $37,000,004 Associated Brokers / Dealers N/A CIK Number 0001628909 Filed Document 0001628909-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 13:52:47 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
O(1) Labs, LLC See All Filings	D	2019-04-23 13:51:01 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001737070 Filed Document 0001737070-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-23 13:51:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DrinkBev, a series of Republic Master Fund LP See All Filings	D	2019-04-23 13:49:39 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001773754 Filed Document 0001773754-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 13:49:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chatbox Inc. See All Filings	D	2019-04-23 13:46:38 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001618436 Filed Document 0001618436-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-23 13:46:38 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity