Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
iCapital - SH Access Fund, LP See All Filings	D/A	2019-04-24 17:07:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers iCapital Securities, LLC CIK Number 0001670872 Filed Document 0001670872-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-24 17:07:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DW-OR Partners, LP See All Filings	D	2019-04-24 17:06:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774602 Filed Document 0001774602-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-24 17:06:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HedgePremier/York Total Return Offshore Fund Ltd. See All Filings	D/A	2019-04-24 17:05:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001590462 Filed Document 0001590462-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-24 17:05:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TDI Chain LLC See All Filings	D	2019-04-24 17:03:59 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001774721 Filed Document 0001080368-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-04-24 17:03:59 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
iCapital - HG Vora Access Fund, LP See All Filings	D/A	2019-04-24 17:02:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers iCapital Securities, LLC CIK Number 0001670646 Filed Document 0001670646-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-24 17:02:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgePremier/York Total Return Fund LP See All Filings	D/A	2019-04-24 16:51:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001453974 Filed Document 0001453974-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-24 16:51:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EX Capital, LLC See All Filings	D/A	2019-04-24 16:41:25 UTC
Amount To Be Raised $1,325,000 Associated Brokers / Dealers N/A CIK Number 0001770881 Filed Document 0001770881-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-24 16:41:25 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
HedgePremier/York Global Credit Income Fund LP See All Filings	D/A	2019-04-24 16:38:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001628373 Filed Document 0001628373-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-24 16:38:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADASTRA PHARMACEUTICALS, INC. See All Filings	D	2019-04-24 16:34:36 UTC
Amount To Be Raised $12,001,200 Associated Brokers / Dealers N/A CIK Number 0001386218 Filed Document 0001567619-19-009119 Exclusions or Exemptions 506b Accepted Date 2019-04-24 16:34:36 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SuperYou the Musical Development Ltd Liability Co See All Filings	D	2019-04-24 16:33:01 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001774522 Filed Document 0001774522-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-24 16:33:01 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Wrench Coinvest A, LLC See All Filings	D	2019-04-24 16:31:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774799 Filed Document 0001774799-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-24 16:31:50 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
720 S. Wells Holdings LLC See All Filings	D	2019-04-24 16:29:16 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001774713 Filed Document 0000950142-19-000955 Exclusions or Exemptions 506b Accepted Date 2019-04-24 16:29:16 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
445 East Waterside Drive Holdings LLC See All Filings	D	2019-04-24 16:28:43 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001774393 Filed Document 0000950142-19-000954 Exclusions or Exemptions 506b Accepted Date 2019-04-24 16:28:43 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clippership Wharf Multifamily Holdings LLC See All Filings	D	2019-04-24 16:28:04 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001774395 Filed Document 0000950142-19-000953 Exclusions or Exemptions 506b Accepted Date 2019-04-24 16:28:04 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Providence Strategic Growth IV-A L.P. See All Filings	D	2019-04-24 16:27:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772450 Filed Document 0001772450-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-24 16:27:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Pantheon Access (ERISA), L.P. See All Filings	D/A	2019-04-24 16:27:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pantheon Securities, LLC CIK Number 0001699082 Filed Document 0001567619-19-009116 Exclusions or Exemptions 506b Accepted Date 2019-04-24 16:27:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soham Inc. See All Filings	D	2019-04-24 16:26:11 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers AVENDUS CAPITAL INC. CIK Number 0001774784 Filed Document 0001774784-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-24 16:26:11 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
BLUESCAPE ENERGY RECAPITALIZATION & RESTRUCTURING FUND IV LP See All Filings	D	2019-04-24 16:22:01 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers FAP USA, L.P. DBA FIRST AVENUE CIK Number 0001741424 Filed Document 0001741424-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-24 16:22:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Patina Wealth Income Fund, LP See All Filings	D	2019-04-24 16:21:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774723 Filed Document 0001774723-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-24 16:21:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cendana Capital IV, L.P. See All Filings	D/A	2019-04-24 16:19:01 UTC
Amount To Be Raised $195,000,000 Associated Brokers / Dealers N/A CIK Number 0001729687 Filed Document 0001729687-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-24 16:19:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HMPF 2018, LP See All Filings	D	2019-04-24 16:15:10 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001774715 Filed Document 0001774715-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-24 16:15:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Providence Strategic Growth IV L.P. See All Filings	D	2019-04-24 16:07:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772449 Filed Document 0001772449-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-24 16:07:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. See All Filings	D/A	2019-04-24 16:04:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001407149 Filed Document 0001407149-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-24 16:04:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHAKEYS MILLENNIUM FUND III, L.L.C. See All Filings	D/A	2019-04-24 16:03:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001557747 Filed Document 0001557747-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-24 16:03:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHAKEYS MILLENNIUM FUND II, L.L.C. See All Filings	D/A	2019-04-24 16:01:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001519810 Filed Document 0001519810-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-24 16:01:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. See All Filings	D/A	2019-04-24 16:00:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001407149 Filed Document 0001407149-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-24 16:00:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Graphite One Inc. See All Filings	D	2019-04-24 15:59:59 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001620742 Filed Document 0001567619-19-009109 Exclusions or Exemptions 506b Accepted Date 2019-04-24 15:59:59 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Clearlake Opportunities Partners (Offshore) II, L.P. See All Filings	D	2019-04-24 15:58:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001770216 Filed Document 0000950142-19-000949 Exclusions or Exemptions 506b Accepted Date 2019-04-24 15:58:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ALPHAKEYS MILLENNIUM FUND, L.L.C. See All Filings	D/A	2019-04-24 15:58:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001517972 Filed Document 0001517972-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-24 15:58:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clearlake Opportunities Partners II, L.P. See All Filings	D	2019-04-24 15:57:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001770217 Filed Document 0000950142-19-000948 Exclusions or Exemptions 506b Accepted Date 2019-04-24 15:57:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C. See All Filings	D/A	2019-04-24 15:55:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001395039 Filed Document 0001395039-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-24 15:55:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sower Farmland Fund LLP See All Filings	D	2019-04-24 15:55:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774224 Filed Document 0001567619-19-009108 Exclusions or Exemptions 506b Accepted Date 2019-04-24 15:55:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Michael Shaps Winery Management Group, LLC See All Filings	D/A	2019-04-24 15:44:38 UTC
Amount To Be Raised $997,500 Associated Brokers / Dealers N/A CIK Number 0001707307 Filed Document 0001707307-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-24 15:44:38 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Lyric Hospitality, Inc. See All Filings	D	2019-04-24 15:41:25 UTC
Amount To Be Raised $80,007,875 Associated Brokers / Dealers N/A CIK Number 0001773836 Filed Document 0001773836-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-24 15:41:25 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VUPULSE CO. See All Filings	D	2019-04-24 15:33:36 UTC
Amount To Be Raised $1,340,000 Associated Brokers / Dealers N/A CIK Number 0001744061 Filed Document 0001744061-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-24 15:33:36 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BANDSTAND TOUR LLC See All Filings	D	2019-04-24 15:25:49 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001773126 Filed Document 0001773126-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-24 15:25:49 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Coast & Range, Inc. See All Filings	D/A	2019-04-24 15:22:06 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001749826 Filed Document 0001749826-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-24 15:22:06 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Washington Harbour eSports, LLC See All Filings	D	2019-04-24 15:11:49 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001774306 Filed Document 0001774306-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-24 15:11:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgePremier/York Credit Opportunities Fund LP See All Filings	D/A	2019-04-24 15:11:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001521846 Filed Document 0001521846-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-24 15:11:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altamonte Commerce Center LLC See All Filings	D	2019-04-24 15:03:15 UTC
Amount To Be Raised $6,381,000 Associated Brokers / Dealers N/A CIK Number 0001773420 Filed Document 0001773420-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-24 15:03:15 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WESTERN STANDARD PARTNERS LP See All Filings	D/A	2019-04-24 14:59:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450414 Filed Document 0001144204-19-020903 Exclusions or Exemptions 506b Accepted Date 2019-04-24 14:59:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgePremier/Tricadia Credit Strategies Offshore Fund II L.P. See All Filings	D/A	2019-04-24 14:55:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001590463 Filed Document 0001590463-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-24 14:55:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WizRocket Inc. See All Filings	D	2019-04-24 14:51:36 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers N/A CIK Number 0001613570 Filed Document 0001613570-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-24 14:51:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Genlith Inc. See All Filings	D	2019-04-24 14:50:27 UTC
Amount To Be Raised $12,625,000 Associated Brokers / Dealers None CIK Number 0001726881 Filed Document 0001493152-19-005832 Exclusions or Exemptions 506b Accepted Date 2019-04-24 14:50:27 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Hauppauge SC Holdings, LLC See All Filings	D	2019-04-24 14:38:49 UTC
Amount To Be Raised $994,500 Associated Brokers / Dealers N/A CIK Number 0001774540 Filed Document 0001015325-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-04-24 14:38:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hauppauge SC, LLC See All Filings	D	2019-04-24 14:37:19 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001774545 Filed Document 0001015325-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-04-24 14:37:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Western Standard Partners QP, L.P. See All Filings	D/A	2019-04-24 14:34:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544857 Filed Document 0001144204-19-020899 Exclusions or Exemptions 506b Accepted Date 2019-04-24 14:34:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Duett, LLC See All Filings	D	2019-04-24 14:33:32 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001774286 Filed Document 0001774286-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-24 14:33:32 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSISSIPPI Revenue or Assets $No Revenues Type of Security Equity
Highmore OZ Fund I, LP See All Filings	D	2019-04-24 14:21:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772478 Filed Document 0001062993-19-001848 Exclusions or Exemptions 506b Accepted Date 2019-04-24 14:21:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HedgePremier/Tricadia Credit Strategies Fund, LP See All Filings	D/A	2019-04-24 14:19:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001493897 Filed Document 0001493897-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-24 14:19:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund