Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SU Fund I, a series of PLG Master Partnership, LP See All Filings	D	2019-04-25 18:08:54 UTC
Amount To Be Raised $168,500 Associated Brokers / Dealers N/A CIK Number 0001774999 Filed Document 0001774999-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 18:08:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tree of Life Seeds, Inc. See All Filings	D	2019-04-25 18:06:16 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001774823 Filed Document 0001774823-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 18:06:16 UTC Type of Offering D Industry Agriculture Principal Place of Business ARKANSAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
ZY Fund I, a series of David Weisburd Flight VC, LP See All Filings	D	2019-04-25 18:01:34 UTC
Amount To Be Raised $129,000 Associated Brokers / Dealers N/A CIK Number 0001774990 Filed Document 0001774990-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 18:01:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Unchained Logistics, Inc. See All Filings	D	2019-04-25 17:58:20 UTC
Amount To Be Raised $2,399,803 Associated Brokers / Dealers N/A CIK Number 0001774777 Filed Document 0001774777-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 17:58:20 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kastle Nederland, LLC See All Filings	D	2019-04-25 17:57:37 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001774509 Filed Document 0001774509-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 17:57:37 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WH Fund I, a series of Smolboon AL, LP See All Filings	D	2019-04-25 17:53:25 UTC
Amount To Be Raised $165,626 Associated Brokers / Dealers N/A CIK Number 0001774984 Filed Document 0001774984-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 17:53:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoNextions Medical Corp See All Filings	D/A	2019-04-25 17:49:27 UTC
Amount To Be Raised $1,509,001 Associated Brokers / Dealers Nancy Greenberg, Kathleen Lawless, and Tony Lyons CIK Number 0001594787 Filed Document 0001599807-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-25 17:49:27 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Inpivota Corp See All Filings	D	2019-04-25 17:39:24 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001743862 Filed Document 0001743862-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-25 17:39:24 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Norgard Spearhead I, a series of Angel Deal Holdings, LP See All Filings	D	2019-04-25 17:38:01 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001774977 Filed Document 0001774977-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 17:38:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Banner Oak BOV, LP See All Filings	D	2019-04-25 17:25:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774794 Filed Document 0001774794-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 17:25:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DCCP Daystar, LLC See All Filings	D	2019-04-25 17:16:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774660 Filed Document 0001774660-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 17:16:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Rock Treads LLC See All Filings	D	2019-04-25 17:12:23 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001770615 Filed Document 0001770615-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 17:12:23 UTC Type of Offering D Industry Retailing Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NFX Capital Fund II, LP See All Filings	D	2019-04-25 17:10:56 UTC
Amount To Be Raised $275,000,000 Associated Brokers / Dealers N/A CIK Number 0001774210 Filed Document 0001774210-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 17:10:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Meshplusplus, Inc. See All Filings	D	2019-04-25 17:05:46 UTC
Amount To Be Raised $1,240,000 Associated Brokers / Dealers N/A CIK Number 0001760120 Filed Document 0001760120-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-25 17:05:46 UTC Type of Offering D Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
PowerTeam Management Feeder, LLC See All Filings	D	2019-04-25 17:04:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774979 Filed Document 0001774979-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-25 17:04:34 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ayin Special Opportunities (Offshore) LP See All Filings	D/A	2019-04-25 17:04:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jeffrey Scott Mettel and Richard Todd Lieberman CIK Number 0001672738 Filed Document 0001013594-19-000354 Exclusions or Exemptions 506b Accepted Date 2019-04-25 17:04:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Roha II, L.P. See All Filings	D	2019-04-25 17:01:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774097 Filed Document 0001774097-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 17:01:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QFP Equity Holdings, LLC See All Filings	D	2019-04-25 16:58:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774952 Filed Document 0001774952-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:58:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Base Zero Inc See All Filings	D	2019-04-25 16:54:44 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001773779 Filed Document 0001773779-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:54:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
GCA ENHANCED OFFSHORE FUND, LTD. See All Filings	D	2019-04-25 16:53:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Papamarkou Wellner & Co. Inc. and Perkins Fund Marketing, LLC CIK Number 0001738624 Filed Document 0000919574-19-003030 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:53:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Black Dragon Capital L.P., Series 1A See All Filings	D	2019-04-25 16:50:07 UTC
Amount To Be Raised $218,000 Associated Brokers / Dealers N/A CIK Number 0001774936 Filed Document 0001774936-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:50:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Rivers Hotel Group, LLC See All Filings	D	2019-04-25 16:46:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001774969 Filed Document 0001774969-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:46:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Meshplusplus, Inc. See All Filings	D	2019-04-25 16:45:33 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001760120 Filed Document 0001760120-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:45:33 UTC Type of Offering D Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
GCA ENHANCED FUND, LLC See All Filings	D/A	2019-04-25 16:45:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Papamarkou Wellner & Co. Inc. and Perkins Fund Marketing, LLC CIK Number 0001738522 Filed Document 0000919574-19-003028 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:45:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LEELANAU INVESTORS I, LLC See All Filings	D	2019-04-25 16:42:29 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001774848 Filed Document 0001774848-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:42:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Adelante Shoe Co. See All Filings	D/A	2019-04-25 16:41:28 UTC
Amount To Be Raised $353,000 Associated Brokers / Dealers N/A CIK Number 0001712231 Filed Document 0001712231-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:41:28 UTC Type of Offering D/A Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
3Z Winnsboro, LLC See All Filings	D	2019-04-25 16:39:58 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001773486 Filed Document 0001773491-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:39:58 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
520 S. CAROLINE, LLC See All Filings	D	2019-04-25 16:39:42 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001765160 Filed Document 0001014100-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:39:42 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Ares European Real Estate Fund V (Dollar) SCSp See All Filings	D/A	2019-04-25 16:34:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC and J.P. Morgan Securities CIK Number 0001753578 Filed Document 0001753578-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:34:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coachwork Investment Partners, LP See All Filings	D/A	2019-04-25 16:34:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695304 Filed Document 0001562555-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:34:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3Z Springhill, LLC See All Filings	D	2019-04-25 16:29:45 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001773491 Filed Document 0001773491-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:29:45 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
MISSION READY SOLUTIONS INC See All Filings	D	2019-04-25 16:28:44 UTC
Amount To Be Raised $4,926,943 Associated Brokers / Dealers N/A CIK Number 0001718817 Filed Document 0001718817-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:28:44 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Mississipian Foote GY Joint Venture See All Filings	D	2019-04-25 16:21:55 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001774753 Filed Document 0001654954-19-004806 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:21:55 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Bryzos, LLC See All Filings	D	2019-04-25 16:20:48 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001774038 Filed Document 0001774038-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:20:48 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
Keynua Inc. See All Filings	D	2019-04-25 16:19:08 UTC
Amount To Be Raised $1,605,000 Associated Brokers / Dealers N/A CIK Number 0001774966 Filed Document 0001774966-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:19:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
UMBRLA, Inc. See All Filings	D	2019-04-25 16:18:22 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001774512 Filed Document 0001774512-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:18:22 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Heavenly RX Ltd. See All Filings	D	2019-04-25 16:11:18 UTC
Amount To Be Raised $632,205 Associated Brokers / Dealers N/A CIK Number 0001773103 Filed Document 0001062993-19-001881 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:11:18 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Credit Opportunities Fund I-A, L.P. See All Filings	D	2019-04-25 16:08:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774314 Filed Document 0000902664-19-002035 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:08:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Adelante Shoe Co. See All Filings	D	2019-04-25 16:06:45 UTC
Amount To Be Raised $353,000 Associated Brokers / Dealers N/A CIK Number 0001712231 Filed Document 0001712231-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:06:45 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
REGENT CAPITAL CORP See All Filings	D	2019-04-25 16:00:37 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001620259 Filed Document 0001567619-19-009180 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:00:37 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OKLAHOMA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Soltego, Inc. See All Filings	D	2019-04-25 16:00:00 UTC
Amount To Be Raised $6,741,846 Associated Brokers / Dealers N/A CIK Number 0001761032 Filed Document 0001761032-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 16:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WCM Hudson Valley Partners, L.P. See All Filings	D/A	2019-04-25 15:54:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000819176 Filed Document 0000819176-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 15:54:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meshplusplus, Inc. See All Filings	D	2019-04-25 15:54:08 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001760120 Filed Document 0001760120-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 15:54:08 UTC Type of Offering D Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
BERTRAM GROWTH CAPITAL III ANNEX FUND, L.P. See All Filings	D	2019-04-25 15:50:46 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001774628 Filed Document 0001774628-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 15:50:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Primary V B L.P. See All Filings	D	2019-04-25 15:47:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Asante Capital Group Advisors LLC CIK Number 0001774757 Filed Document 0001774757-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 15:47:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NAM Special Situations Fund I QP, LLC - Series 2018-6 See All Filings	D	2019-04-25 15:45:46 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001774008 Filed Document 0000905718-19-000389 Exclusions or Exemptions 506b Accepted Date 2019-04-25 15:45:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRINITY SIDECAR INCOME FUND, L.P. See All Filings	D	2019-04-25 15:44:47 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001773273 Filed Document 0001773273-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 15:44:47 UTC Type of Offering D Industry Investing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
OZCM UT LLC See All Filings	D	2019-04-25 15:44:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774543 Filed Document 0001774543-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-04-25 15:44:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Systematica BlueTrend Fund L.P. See All Filings	D/A	2019-04-25 15:35:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated, Deutsche Bank Securities Inc., and Wells Fargo & Company CIK Number 0001440344 Filed Document 0001315863-19-000399 Exclusions or Exemptions 506b Accepted Date 2019-04-25 15:35:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Global Frontier Quantum Opportunity Fund, LP See All Filings	D/A	2019-04-25 15:35:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736949 Filed Document 0000935836-19-000275 Exclusions or Exemptions 506b Accepted Date 2019-04-25 15:35:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund