|
|
D |
2020-07-14 14:31:31 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001814932
- Filed Document
- 0001814932-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-14 14:31:31 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-07-14 14:16:29 UTC |
- Amount To Be Raised
- $12,544
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001815685
- Filed Document
- 0001815685-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-14 14:16:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-07-14 13:59:46 UTC |
- Amount To Be Raised
- $11,541
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001813257
- Filed Document
- 0001813257-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-14 13:59:46 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-07-14 13:59:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001442351
- Filed Document
- 0001442351-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-14 13:59:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
AgFunder Co-Investment Fund III, a Series of AgFunder Master Fund, LLC
See All Filings
|
D/A |
2020-07-14 13:57:31 UTC |
- Amount To Be Raised
- $9,642,915
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001778533
- Filed Document
- 0001778533-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-14 13:57:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-07-14 13:47:20 UTC |
- Amount To Be Raised
- $1,407,920
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001815285
- Filed Document
- 0001815285-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-14 13:47:20 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-07-14 13:40:22 UTC |
- Amount To Be Raised
- $412,500
- Associated Brokers / Dealers
- WealthForge Securities LLC
- CIK Number
- 0001817985
- Filed Document
- 0001817985-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-14 13:40:22 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2020-07-14 13:30:57 UTC |
- Amount To Be Raised
- $20,003
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001810261
- Filed Document
- 0001810261-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-14 13:30:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-07-14 13:24:26 UTC |
- Amount To Be Raised
- $24,000,000
- Associated Brokers / Dealers
- GREAT POINT CAPITAL LLC
- CIK Number
- 0001753625
- Filed Document
- 0001753625-20-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-14 13:24:26 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-07-14 13:02:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001528850
- Filed Document
- 0000935836-20-000381
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-14 13:02:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-07-13 19:32:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001816936
- Filed Document
- 0001816936-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-13 19:32:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-07-13 14:51:21 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001817632
- Filed Document
- 0001817632-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-13 14:51:21 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-07-13 14:30:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001476395
- Filed Document
- 0001476395-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-13 14:30:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-07-13 13:18:23 UTC |
- Amount To Be Raised
- $19,000,000
- Associated Brokers / Dealers
- NILI JAISINGHANI, BRENDA BROWN GROGAN, DEBRA NELSON, and NING CHEN
- CIK Number
- 0001817526
- Filed Document
- 0001817526-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-13 13:18:23 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-07-13 13:04:30 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001817680
- Filed Document
- 0001817680-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-13 13:04:30 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Alcentra Structured Credit Opportunities Fund IV (Delaware} L.P.
See All Filings
|
D |
2020-07-13 12:50:34 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- BNY Mellon Securities Corporation
- CIK Number
- 0001817361
- Filed Document
- 0001817361-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-13 12:50:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-07-13 12:18:18 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001718879
- Filed Document
- 0001376474-20-000155
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-13 12:18:18 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
Alcentra Cayman MST European Loan Fund, a series trust of Alcentra Cayman Master Series Trust
See All Filings
|
D/A |
2020-07-13 10:15:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BNY Mellon Securities Corporation
- CIK Number
- 0001781490
- Filed Document
- 0001781490-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-13 10:15:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-07-13 10:06:59 UTC |
- Amount To Be Raised
- $16,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001817781
- Filed Document
- 0001817781-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-13 10:06:59 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-07-13 10:03:44 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001817771
- Filed Document
- 0001817771-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-13 10:03:44 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- LOUISIANA
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D |
2020-07-13 07:26:49 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001817064
- Filed Document
- 0001654954-20-007597
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-13 07:26:49 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-07-13 07:26:21 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001816969
- Filed Document
- 0001654954-20-007596
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-13 07:26:21 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-07-10 17:24:20 UTC |
- Amount To Be Raised
- $18,946,547
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001808476
- Filed Document
- 0001808476-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-10 17:24:20 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-07-10 17:01:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001747599
- Filed Document
- 0001747599-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-10 17:01:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-07-10 16:49:37 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001681311
- Filed Document
- 0001681311-20-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-10 16:49:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-07-10 16:48:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Creek Capital Distributors, LLC and Exos Securities LLC
- CIK Number
- 0001816180
- Filed Document
- 0000919574-20-004573
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-10 16:48:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-07-10 15:06:00 UTC |
- Amount To Be Raised
- $24,000,000
- Associated Brokers / Dealers
- GREAT POINT CAPITAL LLC
- CIK Number
- 0001753625
- Filed Document
- 0001753625-20-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-10 15:06:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-07-10 14:05:58 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001810783
- Filed Document
- 0001567619-20-013154
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-10 14:05:58 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2020-07-10 13:52:12 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001817037
- Filed Document
- 0001817037-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-10 13:52:12 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-07-10 13:17:41 UTC |
- Amount To Be Raised
- $178,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001817486
- Filed Document
- 0001817486-20-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-10 13:17:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-07-10 13:12:42 UTC |
- Amount To Be Raised
- $30,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001817465
- Filed Document
- 0001817465-20-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-10 13:12:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-07-10 13:07:43 UTC |
- Amount To Be Raised
- $37,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001817461
- Filed Document
- 0001817461-20-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-10 13:07:43 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-07-10 13:00:25 UTC |
- Amount To Be Raised
- $23,250
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545634
- Filed Document
- 0001567619-20-013146
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-10 13:00:25 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-07-10 11:53:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Creek Capital Distributors, LLC and Exos Securities LLC
- CIK Number
- 0001817339
- Filed Document
- 0000919574-20-004551
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-10 11:53:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-07-10 11:36:07 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001817398
- Filed Document
- 0001817398-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-10 11:36:07 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Other
|
|
|
D |
2020-07-10 11:29:08 UTC |
- Amount To Be Raised
- $278,750
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001817547
- Filed Document
- 0001817547-20-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-10 11:29:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-07-10 11:24:14 UTC |
- Amount To Be Raised
- $20,313
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001817630
- Filed Document
- 0001817630-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-10 11:24:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Eisler Capital Opportunity Feeder Fund SPC - Eisler Metric Macro Feeder SP
See All Filings
|
D |
2020-07-10 11:04:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001817063
- Filed Document
- 0000902664-20-002633
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-10 11:04:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-07-10 10:59:49 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001811012
- Filed Document
- 0001811012-20-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-10 10:59:49 UTC
- Type of Offering
- D/A
- Industry
- Business Services
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2020-07-10 10:34:15 UTC |
- Amount To Be Raised
- $35,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001817631
- Filed Document
- 0001817631-20-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-10 10:34:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-07-10 09:46:15 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001816950
- Filed Document
- 0001816950-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-10 09:46:15 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-07-10 09:09:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001814350
- Filed Document
- 0001814350-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-10 09:09:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-07-09 17:07:10 UTC |
- Amount To Be Raised
- $14,256,900
- Associated Brokers / Dealers
- None
- CIK Number
- 0001735211
- Filed Document
- 0001735211-20-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-09 17:07:10 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
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D/A |
2020-07-09 16:59:10 UTC |
- Amount To Be Raised
- $3,952,162
- Associated Brokers / Dealers
- SI Securities, LLC
- CIK Number
- 0001646921
- Filed Document
- 0001646921-20-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-09 16:59:10 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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AllianzGI International Growth Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust
See All Filings
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D/A |
2020-07-09 16:00:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
- CIK Number
- 0001777428
- Filed Document
- 0001777428-20-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-09 16:00:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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AllianzGI Global Small-Cap Opportunities Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust
See All Filings
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D/A |
2020-07-09 15:51:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
- CIK Number
- 0001613305
- Filed Document
- 0001613305-20-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-09 15:51:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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AllianzGI Best Styles Global Managed Volatility Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust
See All Filings
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D/A |
2020-07-09 15:44:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
- CIK Number
- 0001674062
- Filed Document
- 0001674062-20-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-09 15:44:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2020-07-09 15:25:42 UTC |
- Amount To Be Raised
- $29,000,000
- Associated Brokers / Dealers
- WealthForge Securities, LLC
- CIK Number
- 0001817298
- Filed Document
- 0001817298-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-09 15:25:42 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
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D |
2020-07-09 15:17:20 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676740
- Filed Document
- 0001676740-20-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-09 15:17:20 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2020-07-09 15:03:06 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001817452
- Filed Document
- 0001567619-20-013101
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2020-07-09 15:03:06 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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