Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FPA Apartment Opportunity Fund VII, L.P. See All Filings	D/A	2019-05-07 10:36:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774525 Filed Document 0001774525-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-07 10:36:52 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
York Asian Opportunities Institutional Fund Ltd See All Filings	D/A	2019-05-07 10:32:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001517059 Filed Document 0001144204-19-024072 Exclusions or Exemptions 506b Accepted Date 2019-05-07 10:32:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brooke's Ventures, LLC See All Filings	D	2019-05-07 10:27:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775713 Filed Document 0001775713-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-07 10:27:15 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Lake George Dinosaur Partners LLC See All Filings	D	2019-05-07 10:26:58 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001773818 Filed Document 0001773818-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-07 10:26:58 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Intuitive HZO, LLC See All Filings	D	2019-05-07 10:26:38 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers GP Nurmenkari,Inc. CIK Number 0001720811 Filed Document 0001720811-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-07 10:26:38 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Sphera Global Healthcare US Fund, L.P. See All Filings	D/A	2019-05-07 10:15:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544728 Filed Document 0001544728-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-07 10:15:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sphera Fund - Global L.P. See All Filings	D/A	2019-05-07 10:14:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483253 Filed Document 0001483253-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-07 10:14:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sphera Global Healthcare Fund See All Filings	D/A	2019-05-07 10:12:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544727 Filed Document 0001544727-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-07 10:12:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phoenix Cardiac Devices, Inc. See All Filings	D	2019-05-07 10:12:24 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001751600 Filed Document 0001751600-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-07 10:12:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NatAlliance ETF Equity Fund I, LP See All Filings	D/A	2019-05-07 10:09:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740207 Filed Document 0001740207-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-07 10:09:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NatAlliance Liquidity Fund I, LP See All Filings	D/A	2019-05-07 10:07:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740034 Filed Document 0001740034-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-07 10:07:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3620 MCDOWELL LLC See All Filings	D	2019-05-07 10:07:29 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001775301 Filed Document 0001775301-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-07 10:07:29 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
NatAlliance Leveraged Bond Fund I, LP See All Filings	D/A	2019-05-07 10:05:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740035 Filed Document 0001740035-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-07 10:05:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NatAlliance Bond Fund I,LP See All Filings	D/A	2019-05-07 10:00:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740024 Filed Document 0001740024-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-07 10:00:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serenitas Credit Gamma Offshore Fund, Ltd. See All Filings	D/A	2019-05-07 09:59:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC, IASG Alternatives, LLC, and Michael Mikkelsen CIK Number 0001580742 Filed Document 0001652684-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-07 09:59:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FPA Apartment Opportunity Fund VII-A, L.P. See All Filings	D	2019-05-07 09:46:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774330 Filed Document 0001774330-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-07 09:46:52 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
VERICRED, INC. See All Filings	D	2019-05-07 09:42:46 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001620730 Filed Document 0001070188-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-07 09:42:46 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Serenitas Credit Gamma Fund, LLC See All Filings	D/A	2019-05-07 09:31:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC and IASG Alternatives, LLC CIK Number 0001580743 Filed Document 0001652684-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-07 09:31:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FPA Apartment Opportunity Fund VII, L.P. See All Filings	D	2019-05-07 09:30:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774525 Filed Document 0001774525-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-07 09:30:43 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
17 PALACE/RHETORICAL COLORS, LLC See All Filings	D	2019-05-07 09:15:23 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001775873 Filed Document 0001775873-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-07 09:15:23 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
NWI TMR, LLC See All Filings	D	2019-05-06 21:26:11 UTC
Amount To Be Raised $4,134,720 Associated Brokers / Dealers N/A CIK Number 0001775843 Filed Document 0001775843-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 21:26:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Knightsbridge Falcon, LP See All Filings	D	2019-05-06 21:22:28 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001772835 Filed Document 0001772835-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 21:22:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NWI Estrella, LP See All Filings	D	2019-05-06 21:21:48 UTC
Amount To Be Raised $3,860,118 Associated Brokers / Dealers N/A CIK Number 0001775842 Filed Document 0001775842-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 21:21:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Next Wave Residential Partners IV, LLC See All Filings	D	2019-05-06 21:15:42 UTC
Amount To Be Raised $413,472 Associated Brokers / Dealers N/A CIK Number 0001775809 Filed Document 0001775809-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 21:15:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Next Wave Residential Partners III, LLC See All Filings	D	2019-05-06 21:11:16 UTC
Amount To Be Raised $520,118 Associated Brokers / Dealers N/A CIK Number 0001775803 Filed Document 0001775803-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 21:11:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AG Centre Street Partnership, L.P. See All Filings	D/A	2019-05-06 21:05:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551443 Filed Document 0001551443-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 21:05:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OBVIOUS VENTURES III, L.P. See All Filings	D/A	2019-05-06 19:36:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772693 Filed Document 0001772693-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-06 19:36:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barn2Door, Inc. See All Filings	D	2019-05-06 19:13:52 UTC
Amount To Be Raised $1,255,000 Associated Brokers / Dealers N/A CIK Number 0001724126 Filed Document 0000898432-19-000833 Exclusions or Exemptions 506b Accepted Date 2019-05-06 19:13:52 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ACME ANALYTICAL LABS INC. See All Filings	D	2019-05-06 19:05:48 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001775441 Filed Document 0001461859-19-000008 Exclusions or Exemptions 504 and 506b Accepted Date 2019-05-06 19:05:48 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
DLA HOLDCO, LLC See All Filings	D/A	2019-05-06 19:03:55 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers None CIK Number 0001775780 Filed Document 0001775780-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 19:03:55 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Revere Credit Opportunities Fund III, LP See All Filings	D/A	2019-05-06 18:34:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Manorhaven Capital LLC, CV Brokerage Inc., Marco Polo Securities Inc., and Hycroft LLC CIK Number 0001689712 Filed Document 0001689712-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-06 18:34:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Revere High Yield Fund, LP See All Filings	D/A	2019-05-06 18:31:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Manorhaven Capital LLC, CV Brokerage Inc., Marco Polo Securities Inc., and Hycroft LLC CIK Number 0001568309 Filed Document 0001568309-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 18:31:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Coursera, Inc. See All Filings	D	2019-05-06 18:30:39 UTC
Amount To Be Raised $20,000,002 Associated Brokers / Dealers N/A CIK Number 0001651562 Filed Document 0001651562-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-05-06 18:30:39 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CF Bellevue Multifamily DST See All Filings	D	2019-05-06 18:30:22 UTC
Amount To Be Raised $28,250,000 Associated Brokers / Dealers Cantor Fitzgerald & Co. CIK Number 0001774159 Filed Document 0001774159-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 18:30:22 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SG BLOCKS, INC. See All Filings	D	2019-05-06 17:58:11 UTC
Amount To Be Raised $1,282,222 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001023994 Filed Document 0001213900-19-007911 Exclusions or Exemptions 506b Accepted Date 2019-05-06 17:58:11 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Treaty Oak Brands, LLC See All Filings	D	2019-05-06 17:54:29 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001775836 Filed Document 0001775836-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 17:54:29 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CMMO Offshore Feeder Fund, L.P. See All Filings	D	2019-05-06 17:39:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Citi Private Advisory, LLC CIK Number 0001775589 Filed Document 0000950172-19-000070 Exclusions or Exemptions 506b Accepted Date 2019-05-06 17:39:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMMO Onshore Feeder Fund, L.P. See All Filings	D	2019-05-06 17:38:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Citi Private Advisory, LLC CIK Number 0001775539 Filed Document 0000950172-19-000069 Exclusions or Exemptions 506b Accepted Date 2019-05-06 17:38:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tankee Inc. See All Filings	D	2019-05-06 17:38:34 UTC
Amount To Be Raised $773,886 Associated Brokers / Dealers N/A CIK Number 0001775217 Filed Document 0001775217-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 17:38:34 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Coursera, Inc. See All Filings	D	2019-05-06 17:38:03 UTC
Amount To Be Raised $70,000,005 Associated Brokers / Dealers N/A CIK Number 0001651562 Filed Document 0001651562-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-06 17:38:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VERDA INNOVATIONS INC. See All Filings	D	2019-05-06 17:37:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774899 Filed Document 0001774899-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 17:37:34 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Simplifeye, Inc. See All Filings	D	2019-05-06 17:26:45 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001753841 Filed Document 0001231919-19-000014 Exclusions or Exemptions 506b Accepted Date 2019-05-06 17:26:45 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
CETERA FINANCIAL SPECIALISTS LLC See All Filings	D/A	2019-05-06 17:23:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000700380 Filed Document 0001567619-19-009895 Exclusions or Exemptions 506b Accepted Date 2019-05-06 17:23:03 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
BeneMedical, LLC See All Filings	D	2019-05-06 17:22:48 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001752214 Filed Document 0001752214-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 17:22:48 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSISSIPPI Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Cetera Advisor Networks LLC /CA See All Filings	D/A	2019-05-06 17:21:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001164236 Filed Document 0001567619-19-009892 Exclusions or Exemptions 506b Accepted Date 2019-05-06 17:21:49 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Cetera Advisors LLC /CO See All Filings	D/A	2019-05-06 17:21:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001164252 Filed Document 0001567619-19-009891 Exclusions or Exemptions 506b Accepted Date 2019-05-06 17:21:05 UTC Type of Offering D/A Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
GREENOAKS CAPITAL MS LP - KILLINGER SERIES See All Filings	D	2019-05-06 17:21:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775844 Filed Document 0001775844-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 17:21:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smile Family, Inc. See All Filings	D	2019-05-06 17:20:44 UTC
Amount To Be Raised $49,999,998 Associated Brokers / Dealers N/A CIK Number 0001724032 Filed Document 0001726821-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 17:20:44 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TSTT Co-Investment Fund LLC See All Filings	D/A	2019-05-06 17:19:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729199 Filed Document 0000947871-19-000335 Exclusions or Exemptions 506b Accepted Date 2019-05-06 17:19:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Firebot Inc See All Filings	D	2019-05-06 17:19:06 UTC
Amount To Be Raised $838,000 Associated Brokers / Dealers Mark Baldino CIK Number 0001730014 Filed Document 0001730014-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-06 17:19:06 UTC Type of Offering D Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity