Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TR Capital IV, L.P. See All Filings	D/A	2019-05-10 20:12:24 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Sixpoint Partners LLC CIK Number 0001773426 Filed Document 0001773426-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-10 20:12:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Delano Apts OZ Fund L.L.C. See All Filings	D	2019-05-10 20:09:32 UTC
Amount To Be Raised $4,775,000 Associated Brokers / Dealers N/A CIK Number 0001775566 Filed Document 0001775566-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-10 20:09:32 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Cone & Steiner Holdings, Inc. See All Filings	D	2019-05-10 20:04:15 UTC
Amount To Be Raised $1,040,000 Associated Brokers / Dealers N/A CIK Number 0001676212 Filed Document 0001676212-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 20:04:15 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Xebec Holdings, LLC See All Filings	D	2019-05-10 18:56:37 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001709706 Filed Document 0001567619-19-010461 Exclusions or Exemptions 506b Accepted Date 2019-05-10 18:56:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Go Store It Wilmington Storage DST See All Filings	D	2019-05-10 18:29:50 UTC
Amount To Be Raised $5,175,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001775979 Filed Document 0001775979-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 18:29:50 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Greentrail Capital Fund, LP See All Filings	D	2019-05-10 18:25:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775813 Filed Document 0001775813-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 18:25:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BDT Capital Partners Fund 3, L.P. See All Filings	D	2019-05-10 18:20:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775440 Filed Document 0000950157-19-000581 Exclusions or Exemptions 506b Accepted Date 2019-05-10 18:20:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GIRARD SQUARE INVESTORS HOLDINGS, LLC See All Filings	D	2019-05-10 18:09:36 UTC
Amount To Be Raised $10,248,493 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001776281 Filed Document 0001776281-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 18:09:36 UTC Type of Offering D Industry Commercial Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Sandpiper Apartments San Diego, LP See All Filings	D	2019-05-10 18:07:52 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001776514 Filed Document 0001062993-19-002129 Exclusions or Exemptions 506b Accepted Date 2019-05-10 18:07:52 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Sandler Total Return Opportunities Fund, LP See All Filings	D/A	2019-05-10 18:06:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669825 Filed Document 0001393725-19-000093 Exclusions or Exemptions 506b Accepted Date 2019-05-10 18:06:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golden Hill Apartments San Diego, LP See All Filings	D	2019-05-10 18:06:12 UTC
Amount To Be Raised $1,090,000 Associated Brokers / Dealers N/A CIK Number 0001776544 Filed Document 0001062993-19-002128 Exclusions or Exemptions 506b Accepted Date 2019-05-10 18:06:12 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SANDLER PLUS OFFSHORE FUND, LTD See All Filings	D/A	2019-05-10 18:06:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372812 Filed Document 0001393725-19-000092 Exclusions or Exemptions 506b Accepted Date 2019-05-10 18:06:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDLER PLUS DOMESTIC FUND LP See All Filings	D/A	2019-05-10 18:01:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356983 Filed Document 0001393725-19-000091 Exclusions or Exemptions 506b Accepted Date 2019-05-10 18:01:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDLER PLUS DOMESTIC FUND II LP See All Filings	D/A	2019-05-10 18:01:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456024 Filed Document 0001393725-19-000090 Exclusions or Exemptions 506b Accepted Date 2019-05-10 18:01:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDLER OFFSHORE FUND INC See All Filings	D/A	2019-05-10 18:00:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270056 Filed Document 0001393725-19-000089 Exclusions or Exemptions 506b Accepted Date 2019-05-10 18:00:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDLER ASSOCIATES See All Filings	D/A	2019-05-10 18:00:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270057 Filed Document 0001393725-19-000088 Exclusions or Exemptions 506b Accepted Date 2019-05-10 18:00:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Outlier Alpha, LP See All Filings	D	2019-05-10 17:58:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775331 Filed Document 0001775331-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 17:58:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barry Road Investors 1, LLC See All Filings	D	2019-05-10 17:40:54 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001776553 Filed Document 0001776553-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 17:40:54 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MBX Biosciences, Inc. See All Filings	D/A	2019-05-10 17:21:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001776111 Filed Document 0001776111-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-10 17:21:42 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Crescent Capital High Income Fund B, L.P. See All Filings	D/A	2019-05-10 17:21:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550727 Filed Document 0000945621-19-000183 Exclusions or Exemptions 506b Accepted Date 2019-05-10 17:21:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Appanage Brands, Inc. See All Filings	D	2019-05-10 17:21:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776080 Filed Document 0001776080-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 17:21:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
RSC Topco, Inc. See All Filings	D/A	2019-05-10 17:20:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660324 Filed Document 0001660324-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-10 17:20:22 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BLUE LAGOON CAPITAL II-PARALLEL, L.P. See All Filings	D	2019-05-10 17:09:14 UTC
Amount To Be Raised $8,550,000 Associated Brokers / Dealers N/A CIK Number 0001776204 Filed Document 0001776204-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 17:09:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flank GP Fund I, LP See All Filings	D	2019-05-10 17:04:49 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001776490 Filed Document 0001776490-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 17:04:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pathfinder Bancorp, Inc. See All Filings	D	2019-05-10 17:04:08 UTC
Amount To Be Raised $20,837,205 Associated Brokers / Dealers PNC Financial Institutions Advisory Group, Inc. CIK Number 0001609065 Filed Document 0001567619-19-010447 Exclusions or Exemptions 506b Accepted Date 2019-05-10 17:04:08 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Omnivore Technologies, Inc. See All Filings	D	2019-05-10 17:03:40 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001619693 Filed Document 0001619693-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 17:03:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TIGNIS, INC. See All Filings	D	2019-05-10 17:01:25 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001715359 Filed Document 0001715359-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 17:01:25 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sprout Residential Fund, LLC See All Filings	D	2019-05-10 17:00:59 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Ryan Robertson CIK Number 0001776527 Filed Document 0001776527-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 17:00:59 UTC Type of Offering D Industry Investing Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TINA TURNER MUSICAL Ltd LIABILITY Co See All Filings	D	2019-05-10 16:57:04 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001772156 Filed Document 0001772156-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 16:57:04 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Omeza, LLC See All Filings	D	2019-05-10 16:54:34 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001776494 Filed Document 0001776494-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-10 16:54:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Richard's Rainwater, Inc. See All Filings	D/A	2019-05-10 16:52:55 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001767126 Filed Document 0001767126-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-10 16:52:55 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Parplus Equity Fund, LLC See All Filings	D/A	2019-05-10 16:52:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IVP Capital, LLC and FBN SECURITIES, INC. CIK Number 0001706345 Filed Document 0001706345-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-10 16:52:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Trend Discovery, LP See All Filings	D/A	2019-05-10 16:48:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001550970 Filed Document 0001213900-19-008290 Exclusions or Exemptions 506b Accepted Date 2019-05-10 16:48:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REBIScan, Inc. See All Filings	D/A	2019-05-10 16:48:06 UTC
Amount To Be Raised $8,628,278 Associated Brokers / Dealers N/A CIK Number 0001714991 Filed Document 0001567619-19-010434 Exclusions or Exemptions 506b Accepted Date 2019-05-10 16:48:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MicroByre, Inc. See All Filings	D	2019-05-10 16:44:46 UTC
Amount To Be Raised $2,999,998 Associated Brokers / Dealers N/A CIK Number 0001776546 Filed Document 0001776546-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-10 16:44:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RumbleON, Inc. See All Filings	D	2019-05-10 16:44:05 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers JMP Securities LLC CIK Number 0001596961 Filed Document 0001654954-19-005694 Exclusions or Exemptions 506b Accepted Date 2019-05-10 16:44:05 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
S1F FUND I, LP See All Filings	D	2019-05-10 16:41:16 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001764332 Filed Document 0001764332-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 16:41:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
H2O Recycling Systems Inc. See All Filings	D	2019-05-10 16:39:39 UTC
Amount To Be Raised $60,357 Associated Brokers / Dealers N/A CIK Number 0001776400 Filed Document 0001776400-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-10 16:39:39 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Lion Semiconductor Inc. See All Filings	D	2019-05-10 16:37:14 UTC
Amount To Be Raised $13,255,912 Associated Brokers / Dealers N/A CIK Number 0001588720 Filed Document 0001588720-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 16:37:14 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CC&L Q Global Equity Market Neutral Fund Ltd. See All Filings	D/A	2019-05-10 16:34:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FORESIDE FUND SERVICES, LLC CIK Number 0001705223 Filed Document 0001705223-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-10 16:34:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADW Capital Partners, L.P. See All Filings	D/A	2019-05-10 16:30:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511001 Filed Document 0001511001-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 16:30:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
North Haven Infrastructure Partners III SCSp See All Filings	D	2019-05-10 16:29:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774986 Filed Document 0001774986-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-10 16:29:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rocketship.vc Parallel Fund II, L.P. See All Filings	D	2019-05-10 16:25:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001774516 Filed Document 0001774516-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 16:25:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oso Security Inc. See All Filings	D	2019-05-10 16:24:02 UTC
Amount To Be Raised $2,744,000 Associated Brokers / Dealers N/A CIK Number 0001775888 Filed Document 0001775888-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 16:24:02 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bienville Saudi Opportunities Fund, a Series of Bienville Opportunities Master Series Fund, LLC See All Filings	D/A	2019-05-10 16:17:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739528 Filed Document 0001192482-19-000241 Exclusions or Exemptions 506b Accepted Date 2019-05-10 16:17:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nadavon Investment Partners, LLC See All Filings	D	2019-05-10 16:17:22 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001776313 Filed Document 0001209191-19-028890 Exclusions or Exemptions 506b Accepted Date 2019-05-10 16:17:22 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
See Far Housing Holdings, L.L.C. See All Filings	D	2019-05-10 16:15:39 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001776455 Filed Document 0001776455-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 16:15:39 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Rocketship.vc Fund II, L.P. See All Filings	D	2019-05-10 16:12:58 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001774714 Filed Document 0001774714-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 16:12:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bienville Saudi Opportunities Offshore Fund (SP), a segregated portfolio of Bienville Opportunities Master Series Offshore Fund, SPC See All Filings	D/A	2019-05-10 16:11:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739504 Filed Document 0001192482-19-000240 Exclusions or Exemptions 506b Accepted Date 2019-05-10 16:11:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Translate Bio, Inc. See All Filings	D	2019-05-10 16:06:14 UTC
Amount To Be Raised $47,454,990 Associated Brokers / Dealers Jefferies LLC and SVB Leerink LLC CIK Number 0001693415 Filed Document 0001693415-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-10 16:06:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity