Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LKCM Headwater Investments III, L.P. See All Filings	D/A	2019-05-13 17:01:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764096 Filed Document 0001764096-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-13 17:01:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parsifal Master Fund Ltd. See All Filings	D	2019-05-13 16:59:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776307 Filed Document 0000919574-19-003297 Exclusions or Exemptions 506b Accepted Date 2019-05-13 16:59:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BlackPoint Select Alternatives Fund, LLC, Series A See All Filings	D/A	2019-05-13 16:57:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Capital Group, LLC CIK Number 0001772481 Filed Document 0001772481-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-05-13 16:57:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Rennova Health, Inc. See All Filings	D	2019-05-13 16:55:59 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0000931059 Filed Document 0001493152-19-006936 Exclusions or Exemptions 506b Accepted Date 2019-05-13 16:55:59 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Parsifal Fund, LP See All Filings	D	2019-05-13 16:54:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776372 Filed Document 0000919574-19-003295 Exclusions or Exemptions 506b Accepted Date 2019-05-13 16:54:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Rennova Health, Inc. See All Filings	D	2019-05-13 16:52:43 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0000931059 Filed Document 0001493152-19-006933 Exclusions or Exemptions 506b Accepted Date 2019-05-13 16:52:43 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
CloudKeyz,Inc. See All Filings	D	2019-05-13 16:48:02 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001730287 Filed Document 0001730287-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-13 16:48:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Hirtle Callaghan Select Equity Fund, LP See All Filings	D	2019-05-13 16:45:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773664 Filed Document 0001773664-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 16:45:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mentor Capital, Inc. See All Filings	D/A	2019-05-13 16:42:28 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001599117 Filed Document 0001599117-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 16:42:28 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dynocardia, Inc. See All Filings	D	2019-05-13 16:39:39 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001776173 Filed Document 0001776173-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 16:39:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
CloudKeyz,Inc. See All Filings	D	2019-05-13 16:34:42 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001730287 Filed Document 0001730287-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-13 16:34:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Jericho Asia Opportunities Ltd. See All Filings	D	2019-05-13 16:29:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776037 Filed Document 0000919574-19-003290 Exclusions or Exemptions 506b Accepted Date 2019-05-13 16:29:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Marcus Capital Partners Fund III, L.P. See All Filings	D	2019-05-13 16:27:16 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001768238 Filed Document 0001768238-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 16:27:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BluePearl Holdings, LLC See All Filings	D	2019-05-13 16:25:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001436117 Filed Document 0001436117-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-13 16:25:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Invest-004 LLC (A Series of Harvest Invest LLC) See All Filings	D	2019-05-13 16:23:33 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001775559 Filed Document 0001775559-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 16:23:33 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mississippi Medical Plaza, L.C. See All Filings	D	2019-05-13 16:20:56 UTC
Amount To Be Raised $142,500 Associated Brokers / Dealers N/A CIK Number 0001774575 Filed Document 0001774575-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 16:20:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Jericho Asia Opportunities LP See All Filings	D	2019-05-13 16:18:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775961 Filed Document 0000919574-19-003287 Exclusions or Exemptions 506b Accepted Date 2019-05-13 16:18:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COATUE US 14 LLC See All Filings	D	2019-05-13 16:17:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776497 Filed Document 0000919574-19-003286 Exclusions or Exemptions 506b Accepted Date 2019-05-13 16:17:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KushCo Holdings, Inc. See All Filings	D	2019-05-13 16:16:27 UTC
Amount To Be Raised $21,300,000 Associated Brokers / Dealers Canaccord Genuity LLC CIK Number 0001604627 Filed Document 0001144204-19-025626 Exclusions or Exemptions 506b Accepted Date 2019-05-13 16:16:27 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
City National Rochdale Structured Claims Fixed Income Fund LLC See All Filings	D/A	2019-05-13 16:09:28 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001477289 Filed Document 0001566114-19-000069 Exclusions or Exemptions 506b Accepted Date 2019-05-13 16:09:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
City National Rochdale High Yield Alternative Strategies Fund TEI LLC See All Filings	D/A	2019-05-13 16:07:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RIM Securities LLC CIK Number 0001377955 Filed Document 0001566114-19-000068 Exclusions or Exemptions 506b Accepted Date 2019-05-13 16:07:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
ACTUATE THERAPEUTICS, INC. See All Filings	D	2019-05-13 16:06:52 UTC
Amount To Be Raised $23,952,152 Associated Brokers / Dealers N/A CIK Number 0001652935 Filed Document 0001652935-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 16:06:52 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Healthcare Facility Compliance Corp See All Filings	D	2019-05-13 16:06:23 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001776645 Filed Document 0001776645-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-13 16:06:23 UTC Type of Offering D Industry Computers Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Equity
City National Rochdale High Yield Alternative Strategies Fund LLC See All Filings	D/A	2019-05-13 16:05:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RIM Securities LLC CIK Number 0001377954 Filed Document 0001566114-19-000067 Exclusions or Exemptions 506b Accepted Date 2019-05-13 16:05:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Heyday Beverage Company, LLC See All Filings	D	2019-05-13 15:57:17 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001715512 Filed Document 0001715512-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 15:57:17 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
CENTURY ENGINEERING INC/MD See All Filings	D	2019-05-13 15:54:59 UTC
Amount To Be Raised $205,150 Associated Brokers / Dealers N/A CIK Number 0001112578 Filed Document 0001112578-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 15:54:59 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
WORLEYPARSONS LTD See All Filings	D	2019-05-13 15:48:09 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers N/A CIK Number 0001317484 Filed Document 0001317484-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-13 15:48:09 UTC Type of Offering D Industry Other Energy Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Saltwater Investments I, LP See All Filings	D	2019-05-13 15:47:47 UTC
Amount To Be Raised $5,320,000 Associated Brokers / Dealers N/A CIK Number 0001776573 Filed Document 0001776573-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 15:47:47 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Landing at Woodlawn Tower LLC See All Filings	D	2019-05-13 15:47:28 UTC
Amount To Be Raised $4,515,000 Associated Brokers / Dealers N/A CIK Number 0001775328 Filed Document 0001775328-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 15:47:28 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care Balch Springs, LLC See All Filings	D	2019-05-13 15:30:35 UTC
Amount To Be Raised $1,090,000 Associated Brokers / Dealers N/A CIK Number 0001776237 Filed Document 0001461373-19-000026 Exclusions or Exemptions 506b Accepted Date 2019-05-13 15:30:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Whitecloud Technologies, LLC See All Filings	D/A	2019-05-13 15:30:12 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001765777 Filed Document 0001765777-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-05-13 15:30:12 UTC Type of Offering D/A Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
Northfield Real Estate Fund II LP See All Filings	D	2019-05-13 15:26:26 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001775744 Filed Document 0001615594-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-05-13 15:26:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
PlusTick Offshore Fund, Ltd. See All Filings	D/A	2019-05-13 15:24:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734408 Filed Document 0000919574-19-003280 Exclusions or Exemptions 506b Accepted Date 2019-05-13 15:24:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
400 South Main, LLC See All Filings	D	2019-05-13 15:23:23 UTC
Amount To Be Raised $2,653,822 Associated Brokers / Dealers N/A CIK Number 0001776656 Filed Document 0001776656-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 15:23:23 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Profit Vault Holdings, LLC See All Filings	D	2019-05-13 15:20:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001776429 Filed Document 0001776429-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 15:20:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Team Mobot Inc. See All Filings	D	2019-05-13 15:19:24 UTC
Amount To Be Raised $3,251,949 Associated Brokers / Dealers N/A CIK Number 0001776155 Filed Document 0001493152-19-006887 Exclusions or Exemptions 506b Accepted Date 2019-05-13 15:19:24 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ares SFERS Credit Strategies Fund LLC See All Filings	D	2019-05-13 15:15:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776235 Filed Document 0001012975-19-000342 Exclusions or Exemptions 506b Accepted Date 2019-05-13 15:15:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Wholesale Supplies Plus Holdings, LLC See All Filings	D	2019-05-13 15:11:05 UTC
Amount To Be Raised $20,411,764 Associated Brokers / Dealers N/A CIK Number 0001776653 Filed Document 0001776653-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 15:11:05 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
FCO MA MI II L.P. See All Filings	D	2019-05-13 15:08:37 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001775824 Filed Document 0000950172-19-000076 Exclusions or Exemptions 506b Accepted Date 2019-05-13 15:08:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NFP Ultimate Holdings, LLC See All Filings	D/A	2019-05-13 15:00:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699176 Filed Document 0001699176-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 15:00:56 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pixm, Inc. See All Filings	D	2019-05-13 14:41:38 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001776299 Filed Document 0001776299-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-13 14:41:38 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NORTH STAR PARTNERS LP See All Filings	D/A	2019-05-13 14:28:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001007258 Filed Document 0001007258-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 14:28:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Sirocco II Fund, LLC See All Filings	D/A	2019-05-13 14:26:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572223 Filed Document 0001572223-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 14:26:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
BA West End Row Investors, LLC See All Filings	D	2019-05-13 14:19:45 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001775753 Filed Document 0001775753-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 14:19:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Pluribus Labs Global Core Equity Fund LP See All Filings	D	2019-05-13 14:11:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775064 Filed Document 0001775064-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 14:11:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLOVERLAY DIRECT ASSETS L.P. See All Filings	D	2019-05-13 14:10:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776346 Filed Document 0001776346-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 14:10:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FastCAP Systems Corp See All Filings	D	2019-05-13 14:07:28 UTC
Amount To Be Raised $9,999,978 Associated Brokers / Dealers N/A CIK Number 0001488336 Filed Document 0001488336-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 14:07:28 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Salus Labs, Inc. See All Filings	D	2019-05-13 14:07:20 UTC
Amount To Be Raised $34,999,994 Associated Brokers / Dealers N/A CIK Number 0001776609 Filed Document 0001776609-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 14:07:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CRITICAL IDEAS, INC. See All Filings	D	2019-05-13 14:03:26 UTC
Amount To Be Raised $2,380,000 Associated Brokers / Dealers N/A CIK Number 0001776381 Filed Document 0001776381-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-13 14:03:26 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
I-10/339 Ave/339 Ave. 120 Acres, LLC See All Filings	D	2019-05-13 13:57:31 UTC
Amount To Be Raised $1,656,000 Associated Brokers / Dealers N/A CIK Number 0001775296 Filed Document 0001775296-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-13 13:57:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity