Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Bast Fibre Technologies Inc. See All Filings	D	2019-05-14 17:14:56 UTC
Amount To Be Raised $143,306 Associated Brokers / Dealers N/A CIK Number 0001776435 Filed Document 0001776435-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 17:14:56 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Allgo, Inc. See All Filings	D	2019-05-14 17:14:03 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001736366 Filed Document 0001776377-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 17:14:03 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Jaws Ventures, Inc. See All Filings	D	2019-05-14 17:11:52 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001738953 Filed Document 0001738953-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 17:11:52 UTC Type of Offering D Industry Agriculture Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Cirius Therapeutics, Inc. See All Filings	D	2019-05-14 16:53:32 UTC
Amount To Be Raised $7,499,972 Associated Brokers / Dealers N/A CIK Number 0001702956 Filed Document 0001645182-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-14 16:53:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Champlain Emerging Markets Small Cap Fund, LLC See All Filings	D/A	2019-05-14 16:50:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698558 Filed Document 0001698558-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 16:50:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genies, Inc. See All Filings	D	2019-05-14 16:50:15 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001560253 Filed Document 0001560253-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 16:50:15 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OCA Ventures IV, L.P. See All Filings	D	2019-05-14 16:47:30 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001775751 Filed Document 0001775751-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 16:47:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Harbert Special Opportunity Fund, LP See All Filings	D/A	2019-05-14 16:47:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001741063 Filed Document 0001741063-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 16:47:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Bedrock Capital II, LP See All Filings	D	2019-05-14 16:44:05 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001776644 Filed Document 0001776646-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 16:44:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NKC Flagship, LP See All Filings	D	2019-05-14 16:38:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775118 Filed Document 0001775118-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 16:38:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHAMPLAIN MID CAP FUND LLC See All Filings	D/A	2019-05-14 16:36:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455594 Filed Document 0001455594-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 16:36:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KEX PDX LLC See All Filings	D	2019-05-14 16:35:04 UTC
Amount To Be Raised $1,225,000 Associated Brokers / Dealers N/A CIK Number 0001742872 Filed Document 0001742872-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-14 16:35:04 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Varadero International, Ltd. See All Filings	D/A	2019-05-14 16:28:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers - CIK Number 0001603929 Filed Document 0001603929-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 16:28:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Happy99 Inc. See All Filings	D	2019-05-14 16:27:48 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001775531 Filed Document 0001775531-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 16:27:48 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kerecis hf See All Filings	D	2019-05-14 16:21:42 UTC
Amount To Be Raised $54,780 Associated Brokers / Dealers N/A CIK Number 0001726919 Filed Document 0001726919-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 16:21:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business ICELAND Revenue or Assets Decline to Disclose Type of Security Equity
VARADERO PARTNERS, L.P. See All Filings	D/A	2019-05-14 16:19:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers - CIK Number 0001488880 Filed Document 0001488880-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 16:19:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CHAMPLAIN SMALL CAP FUND LLC See All Filings	D/A	2019-05-14 16:17:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457037 Filed Document 0001457037-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 16:17:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PlantPure, Inc. See All Filings	D	2019-05-14 16:12:55 UTC
Amount To Be Raised $6,858,495 Associated Brokers / Dealers N/A CIK Number 0001594481 Filed Document 0001594481-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-14 16:12:55 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Ellwand Development Co LLC See All Filings	D/A	2019-05-14 16:09:29 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001742225 Filed Document 0001742225-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 16:09:29 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Equity
Mariner Glen Oaks Fund, L.P. See All Filings	D/A	2019-05-14 16:05:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001645435 Filed Document 0001645435-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 16:05:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sumo Logic, Inc. See All Filings	D	2019-05-14 16:00:50 UTC
Amount To Be Raised $109,999,921 Associated Brokers / Dealers N/A CIK Number 0001643269 Filed Document 0001643269-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 16:00:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PATS Holding, LLC See All Filings	D	2019-05-14 15:49:43 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001611143 Filed Document 0001611143-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-14 15:49:43 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Americas Housing Alliance, LLC See All Filings	D/A	2019-05-14 15:46:43 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001667383 Filed Document 0001667383-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-14 15:46:43 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
GOTHAM GREEN PARTNERS SPV IV, L.P. See All Filings	D/A	2019-05-14 15:39:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773911 Filed Document 0001773911-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-14 15:39:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NREA Southeast Portfolio One, DST See All Filings	D	2019-05-14 15:37:35 UTC
Amount To Be Raised $98,108,244 Associated Brokers / Dealers Edward E. Fernandez and Troy Thomas CIK Number 0001776510 Filed Document 0001776510-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 15:37:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Riverbend Oil & Gas IX (Parallel), L.L.C See All Filings	D	2019-05-14 15:34:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776618 Filed Document 0000899140-19-000396 Exclusions or Exemptions 506b Accepted Date 2019-05-14 15:34:57 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 226 See All Filings	D/A	2019-05-14 15:34:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Niagara International Capital Limited and Chalice Capital Partners, LLC CIK Number 0001755248 Filed Document 0001755248-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 15:34:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLICK DIAGNOSTICS, INC. See All Filings	D	2019-05-14 15:34:01 UTC
Amount To Be Raised $133,570,614 Associated Brokers / Dealers N/A CIK Number 0001657186 Filed Document 0001657186-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 15:34:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DAG Technologies, Inc. See All Filings	D/A	2019-05-14 15:30:56 UTC
Amount To Be Raised $210,000,000 Associated Brokers / Dealers N/A CIK Number 0001731656 Filed Document 0001477932-19-002679 Exclusions or Exemptions 506b Accepted Date 2019-05-14 15:30:56 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
Flywheel Yale, LLC See All Filings	D/A	2019-05-14 15:30:42 UTC
Amount To Be Raised $1,155,000 Associated Brokers / Dealers N/A CIK Number 0001769159 Filed Document 0001769159-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-14 15:30:42 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
1556 Hi Point Investors, LLC See All Filings	D	2019-05-14 15:25:39 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001776298 Filed Document 0001776298-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 15:25:39 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 205 See All Filings	D/A	2019-05-14 15:22:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001736620 Filed Document 0001736620-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 15:22:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGG CO LLC See All Filings	D	2019-05-14 15:21:18 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001776213 Filed Document 0001776213-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 15:21:18 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care Locust Grove, LLC See All Filings	D	2019-05-14 15:15:23 UTC
Amount To Be Raised $555,777 Associated Brokers / Dealers N/A CIK Number 0001776311 Filed Document 0001461373-19-000027 Exclusions or Exemptions 506b Accepted Date 2019-05-14 15:15:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MOR INVESTMENT FUND,LLC See All Filings	D/A	2019-05-14 15:15:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740696 Filed Document 0001740696-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 15:15:07 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 185 See All Filings	D/A	2019-05-14 15:10:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Niagara International Capital Limited CIK Number 0001730117 Filed Document 0001730117-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-14 15:10:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TSC Contrarian Fund, LP See All Filings	D/A	2019-05-14 15:09:55 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001749359 Filed Document 0001749359-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 15:09:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Integrous Energy Partners, LP See All Filings	D/A	2019-05-14 15:04:57 UTC
Amount To Be Raised $16,800,000 Associated Brokers / Dealers WESTPARK CAPITAL, INC. CIK Number 0001719389 Filed Document 0001465818-19-000025 Exclusions or Exemptions 506b Accepted Date 2019-05-14 15:04:57 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
JKM Boynton Alf Capital, LLC See All Filings	D	2019-05-14 15:04:49 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001776552 Filed Document 0001776552-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 15:04:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
HarborWalk Global Growth, LP See All Filings	D/A	2019-05-14 15:04:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC SECURITIES CORPORATION CIK Number 0001673220 Filed Document 0001673220-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-14 15:04:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chronus Health, Inc. See All Filings	D	2019-05-14 15:01:52 UTC
Amount To Be Raised $4,150,749 Associated Brokers / Dealers N/A CIK Number 0001776790 Filed Document 0001776790-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 15:01:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HarborWalk Opportunistic Investor, LP See All Filings	D/A	2019-05-14 14:58:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC SECURITIES CORPORATION CIK Number 0001665004 Filed Document 0001665004-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-14 14:58:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRT Investors Fund LP See All Filings	D	2019-05-14 14:56:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774811 Filed Document 0001774811-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 14:56:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LOUISVILLE SC LTD See All Filings	D	2019-05-14 14:54:19 UTC
Amount To Be Raised $27,000 Associated Brokers / Dealers N/A CIK Number 0000755301 Filed Document 0000755301-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-14 14:54:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
HarborWalk Opportunistic Alpha Fund, LP See All Filings	D/A	2019-05-14 14:53:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC SECURITIES CORPORATION CIK Number 0001459782 Filed Document 0001459782-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-14 14:53:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BBH Global Funds, LLC - BBH International Core Select See All Filings	D/A	2019-05-14 14:44:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771525 Filed Document 0001771525-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-14 14:44:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Super Collider, Inc. See All Filings	D	2019-05-14 14:39:21 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001774255 Filed Document 0001774255-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-14 14:39:21 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sonnet Biotherapeutics, Inc. See All Filings	D	2019-05-14 14:38:33 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001776628 Filed Document 0001776263-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-14 14:38:33 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Canyon OZF Symphony Park L.P. See All Filings	D	2019-05-14 14:37:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776633 Filed Document 0001776633-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-14 14:37:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Par Club of Florida, Inc. See All Filings	D	2019-05-14 14:33:45 UTC
Amount To Be Raised $2,380,000 Associated Brokers / Dealers N/A CIK Number 0001771971 Filed Document 0001771971-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-05-14 14:33:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity