Found 750030 results

Name Type of Offering Accepted Date
WHITE PLUME TECHNOLOGIES LLC See All Filings
D 2009-04-09
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001125306
Filed Document 0001125306-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-04-09
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business ALABAMA
Revenue or Assets Decline to Disclose
Type of Security Debt
SURGIQUEST INC See All Filings
D 2009-08-07
Amount To Be Raised $3,333,104
Associated Brokers / Dealers N/A
CIK Number 0001362687
Filed Document 0001362687-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-08-07
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Debt
Southfield Energy CORP See All Filings
D 2009-09-02
Amount To Be Raised $10,000,000
Associated Brokers / Dealers N/A
CIK Number 0001409941
Filed Document 0001409941-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-09-02
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets $1 - $1,000,000
Type of Security Debt
PC Exploration Limited Partnership - 2009 See All Filings
D 2009-04-10
Amount To Be Raised $25,000,000
Associated Brokers / Dealers N/A
CIK Number 0001461597
Filed Document 0000898432-09-000501
Exclusions or Exemptions N/A
Accepted Date 2009-04-10
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets Decline to Disclose
Type of Security Other
Singley Capital Partners, LP See All Filings
D 2009-07-08
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001467988
Filed Document 0001467988-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-07-08
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets $1 - $5,000,000
Type of Security Pooled Investment Fund
SBT Bancorp, Inc. See All Filings
D 2009-04-03
Amount To Be Raised $4,000,000
Associated Brokers / Dealers N/A
CIK Number 0001354174
Filed Document 0001157523-09-002552
Exclusions or Exemptions N/A
Accepted Date 2009-04-03
Type of Offering D
Industry Commercial Banking
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
ZOGENIX INC See All Filings
D 2009-06-29
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001375151
Filed Document 0001375151-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-06-29
Type of Offering D
Industry Pharmaceuticals
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Debt
SANDALWOOD OVERSEAS FUND SPC LTD See All Filings
D 2009-03-13
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001209024
Filed Document 0001209024-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-03-13
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
522 FIFTH AVENUE FUND LP See All Filings
D/A 2009-05-14
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001131776
Filed Document 0000950103-09-001108
Exclusions or Exemptions N/A
Accepted Date 2009-05-14
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
5AM VENTURES III, L.P. See All Filings
D/A 2009-04-23
Amount To Be Raised $139,250,000
Associated Brokers / Dealers N/A
CIK Number 0001456890
Filed Document 0001456890-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-04-23
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Not Applicable
Type of Security Pooled Investment Fund
CLEAR-LITE HOLDINGS, INC. See All Filings
D/A 2009-06-17
Amount To Be Raised $240,000
Associated Brokers / Dealers N/A
CIK Number 0001412299
Filed Document 0001213900-09-001515
Exclusions or Exemptions N/A
Accepted Date 2009-06-17
Type of Offering D/A
Industry Other Technology
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets No Revenues
Type of Security Debt
AXIOM INVESTORS TRUST II - AXIOM U S SMALL CAP EQUITY PORTFOLIO See All Filings
D/A 2009-04-23
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001376317
Filed Document 0001406849-09-000011
Exclusions or Exemptions N/A
Accepted Date 2009-04-23
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
HAM Short Biased Fund LP See All Filings
D/A 2009-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001416518
Filed Document 0000919574-09-005892
Exclusions or Exemptions N/A
Accepted Date 2009-03-16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Sonterra Group See All Filings
D 2009-07-02
Amount To Be Raised $5,358,600
Associated Brokers / Dealers N/A
CIK Number 0001460450
Filed Document 0001460450-09-000006
Exclusions or Exemptions N/A
Accepted Date 2009-07-02
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings
D 2009-06-12
Amount To Be Raised $35,525,921
Associated Brokers / Dealers N/A
CIK Number 0001135856
Filed Document 0001135856-09-000031
Exclusions or Exemptions N/A
Accepted Date 2009-06-12
Type of Offering D
Industry Insurance
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Not Applicable
Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings
D 2009-04-09
Amount To Be Raised $2,264,664
Associated Brokers / Dealers N/A
CIK Number 0001135856
Filed Document 0001135856-09-000017
Exclusions or Exemptions N/A
Accepted Date 2009-04-09
Type of Offering D
Industry Insurance
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Not Applicable
Type of Security Other
CTA Choice KRM See All Filings
D/A 2009-03-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001457381
Filed Document 0001452787-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-03-18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets $25,000,001 - $50,000,000
Type of Security Pooled Investment Fund
Sophomore, LLC See All Filings
D 2009-08-24
Amount To Be Raised $700,000
Associated Brokers / Dealers N/A
CIK Number 0001470654
Filed Document 0001470654-09-000001
Exclusions or Exemptions 504.1
Accepted Date 2009-08-24
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business UNITED STATES
Revenue or Assets No Revenues
Type of Security Equity
Strategic Value Restructuring Fund, Ltd. See All Filings
D 2009-08-31
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001470395
Filed Document 0001470395-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-08-31
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Equity
TechSpace Holding Co. See All Filings
D 2009-09-21
Amount To Be Raised $8,300,000
Associated Brokers / Dealers N/A
CIK Number 0001472764
Filed Document 0000912282-09-001390
Exclusions or Exemptions N/A
Accepted Date 2009-09-21
Type of Offering D
Industry Commercial
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
BVF/CSNK Acquisition Corp. See All Filings
D/A 2009-06-02
Amount To Be Raised $6,257,500
Associated Brokers / Dealers N/A
CIK Number 0001462082
Filed Document 0001462082-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-06-02
Type of Offering D/A
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
Reeher LLC See All Filings
D 2009-08-10
Amount To Be Raised $602,917
Associated Brokers / Dealers N/A
CIK Number 0001469934
Filed Document 0001181431-09-039513
Exclusions or Exemptions N/A
Accepted Date 2009-08-10
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business MINNESOTA
Revenue or Assets Decline to Disclose
Type of Security Equity
TPG Management VI, L.P. See All Filings
D 2009-07-13
Amount To Be Raised $77,910,000
Associated Brokers / Dealers N/A
CIK Number 0001463667
Filed Document 0001463667-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-07-13
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Not Applicable
Type of Security Other
HAYMAN WOODS AQUA FINANCE LP See All Filings
D/A 2009-03-16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001450250
Filed Document 0001357016-09-000005
Exclusions or Exemptions N/A
Accepted Date 2009-03-16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Not Applicable
Type of Security Pooled Investment Fund
SPECIALIZED EDUCATION HOLDINGS, INC. See All Filings
D 2009-08-03
Amount To Be Raised $95,000,000
Associated Brokers / Dealers N/A
CIK Number 0001469598
Filed Document 0001469598-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-08-03
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business ILLINOIS
Revenue or Assets Decline to Disclose
Type of Security Equity
Systematic Quest Fund I, LLC See All Filings
D 2009-08-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001470213
Filed Document 0000899681-09-000561
Exclusions or Exemptions N/A
Accepted Date 2009-08-11
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets Decline to Disclose
Type of Security Equity
PUNCH ENTERTAINMENT, INC. See All Filings
D 2009-04-23
Amount To Be Raised $2,622,278
Associated Brokers / Dealers N/A
CIK Number 0001353962
Filed Document 0001353962-09-000006
Exclusions or Exemptions N/A
Accepted Date 2009-04-23
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
TECHULON INC See All Filings
D 2009-07-09
Amount To Be Raised $300,000
Associated Brokers / Dealers N/A
CIK Number 0001437389
Filed Document 0001437389-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-07-09
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business VIRGINIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Walter Scott & Partners Group Trust - Global Fund See All Filings
D 2009-08-25
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001462402
Filed Document 0001462402-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-08-25
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business UNITED KINGDOM
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Skyblox LLC See All Filings
D 2009-08-17
Amount To Be Raised $135,000
Associated Brokers / Dealers N/A
CIK Number 0001470513
Filed Document 0001470513-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-08-17
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business GEORGIA
Revenue or Assets Decline to Disclose
Type of Security Equity
VAST LEASING PARTNERS LLC See All Filings
D 2009-08-07
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001469924
Filed Document 0001469924-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-08-07
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business UTAH
Revenue or Assets No Revenues
Type of Security Equity
Walter Scott & Partners Group Trust - Global Emerging Markets Fund See All Filings
D 2009-08-25
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001462401
Filed Document 0001462401-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-08-25
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business UNITED KINGDOM
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
XORA INC See All Filings
D 2009-09-02
Amount To Be Raised $39,467,138
Associated Brokers / Dealers N/A
CIK Number 0001130778
Filed Document 0001130778-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-09-02
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets No Revenues
Type of Security Equity
Twin Oaks Prospect, Limited Partnership See All Filings
D 2009-07-07
Amount To Be Raised $1,250,000
Associated Brokers / Dealers N/A
CIK Number 0001467708
Filed Document 0001467708-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-07-07
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Equity
Wimbledon Fund L.P. - Partners Series See All Filings
D 2009-08-13
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001469616
Filed Document 0001469616-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-08-13
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CONNECTICUT
Revenue or Assets $1 - $5,000,000
Type of Security Pooled Investment Fund
Weiss Multi-Strategy Partners (Cayman) Ltd. See All Filings
D 2009-07-10
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001468281
Filed Document 0000919574-09-013345
Exclusions or Exemptions N/A
Accepted Date 2009-07-10
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CAYMAN ISLANDS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Viamet Pharmaceuticals Inc See All Filings
D 2009-07-07
Amount To Be Raised $17,999,996
Associated Brokers / Dealers N/A
CIK Number 0001336674
Filed Document 0001336674-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-07-07
Type of Offering D
Industry Pharmaceuticals
Offering Tier N/A
Principal Place of Business NORTH CAROLINA
Revenue or Assets Decline to Disclose
Type of Security Equity
OptimizeRx Corp See All Filings
D 2009-05-21
Amount To Be Raised $3,500,000
Associated Brokers / Dealers N/A
CIK Number 0001448431
Filed Document 0001255294-09-000315
Exclusions or Exemptions N/A
Accepted Date 2009-05-21
Type of Offering D
Industry Business Services
Offering Tier N/A
Principal Place of Business MICHIGAN
Revenue or Assets $1 - $1,000,000
Type of Security Equity
Morgan Rio Capital Fund, LP See All Filings
D 2009-04-07
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001461296
Filed Document 0000919574-09-008459
Exclusions or Exemptions N/A
Accepted Date 2009-04-07
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Then There Was One, L.L.C. See All Filings
D 2009-07-10
Amount To Be Raised $1,733,713
Associated Brokers / Dealers N/A
CIK Number 0001468131
Filed Document 0001468131-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-07-10
Type of Offering D
Industry Restaurants
Offering Tier N/A
Principal Place of Business OKLAHOMA
Revenue or Assets Decline to Disclose
Type of Security Equity
Tap House Development I, LLC See All Filings
D 2009-07-23
Amount To Be Raised $600,000
Associated Brokers / Dealers N/A
CIK Number 0001468801
Filed Document 0001198912-09-000004
Exclusions or Exemptions 504 505
Accepted Date 2009-07-23
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets Decline to Disclose
Type of Security Equity
Stepstone 3DR Laboratories Holdings, LLC See All Filings
D 2009-08-07
Amount To Be Raised $100,000
Associated Brokers / Dealers N/A
CIK Number 0001470010
Filed Document 0001470010-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-08-07
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business INDIANA
Revenue or Assets Decline to Disclose
Type of Security Equity
SPOUTING ROCK FINANCIAL PARTNERS, LLC See All Filings
D 2009-07-02
Amount To Be Raised $750,000
Associated Brokers / Dealers N/A
CIK Number 0001467566
Filed Document 0001467566-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-07-02
Type of Offering D
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets $1 - $1,000,000
Type of Security Equity
BCP V AFFILIATES FUND LP See All Filings
D/A 2009-04-02
Amount To Be Raised $400,000,000
Associated Brokers / Dealers N/A
CIK Number 0001448150
Filed Document 0001448153-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-04-02
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business WISCONSIN
Revenue or Assets Decline to Disclose
Type of Security Equity
Metron Holdings, Inc. See All Filings
D 2009-06-15
Amount To Be Raised $18,497,723
Associated Brokers / Dealers N/A
CIK Number 0001463250
Filed Document 0001463250-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-06-15
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business VIRGINIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Triad Technology Partners, LLC See All Filings
D 2009-07-01
Amount To Be Raised $440,000
Associated Brokers / Dealers N/A
CIK Number 0001467028
Filed Document 0001467028-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-07-01
Type of Offering D
Industry Computers
Offering Tier N/A
Principal Place of Business MARYLAND
Revenue or Assets $1 - $1,000,000
Type of Security Equity
Renewvia Energy Corp See All Filings
D 2009-05-27
Amount To Be Raised $2,000,000
Associated Brokers / Dealers N/A
CIK Number 0001463448
Filed Document 0001463448-09-000001
Exclusions or Exemptions N/A
Accepted Date 2009-05-27
Type of Offering D
Industry Other Energy
Offering Tier N/A
Principal Place of Business GEORGIA
Revenue or Assets Decline to Disclose
Type of Security Option To Acquire
Northeastern Consolidated Energy Partners Inc See All Filings
D 2009-06-03
Amount To Be Raised $1,500,000
Associated Brokers / Dealers N/A
CIK Number 0001415753
Filed Document 0001415753-09-000003
Exclusions or Exemptions N/A
Accepted Date 2009-06-03
Type of Offering D
Industry Oil and Gas
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Other
ACK ASSET PARTNERS L P See All Filings
D/A 2009-07-28
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001345012
Filed Document 0001345012-09-000004
Exclusions or Exemptions N/A
Accepted Date 2009-07-28
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
REAL ESTATE CAPITAL FUND 2008 LLC See All Filings
D/A 2009-05-28
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001448934
Filed Document 0001448934-09-000002
Exclusions or Exemptions N/A
Accepted Date 2009-05-28
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity