|
|
D |
2019-05-16 16:12:56 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- Alexander Capital, LP and Brookline Capital Markets, A division of CIM Securities, LLC
- CIK Number
- 0001553643
- Filed Document
- 0001213900-19-009006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 16:12:56 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-05-16 16:11:53 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719967
- Filed Document
- 0001719967-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 16:11:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-16 16:09:11 UTC |
- Amount To Be Raised
- $227,999,946
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776681
- Filed Document
- 0001776681-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 16:09:11 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-16 16:01:35 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001777025
- Filed Document
- 0001777025-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 16:01:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2019-05-16 15:48:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001673250
- Filed Document
- 0001673250-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 15:48:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-05-16 15:48:30 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001774725
- Filed Document
- 0001774725-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 15:48:30 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-16 15:37:03 UTC |
- Amount To Be Raised
- $841,824
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001735678
- Filed Document
- 0001757861-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 15:37:03 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-16 15:35:12 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001772369
- Filed Document
- 0001772369-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 15:35:12 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-16 15:31:21 UTC |
- Amount To Be Raised
- $33,300,000
- Associated Brokers / Dealers
- CanAm Investor Services LLC
- CIK Number
- 0001776999
- Filed Document
- 0001776999-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 15:31:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-05-16 15:23:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607979
- Filed Document
- 0001567619-19-011421
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 15:23:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-05-16 15:23:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776906
- Filed Document
- 0001776906-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 15:23:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-05-16 15:20:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001673163
- Filed Document
- 0001673163-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 15:20:12 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2019-05-16 15:19:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672510
- Filed Document
- 0001567619-19-011419
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 15:19:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-05-16 15:16:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001711943
- Filed Document
- 0001711943-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 15:16:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-05-16 15:12:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001677312
- Filed Document
- 0001677312-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 15:12:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-05-16 15:12:40 UTC |
- Amount To Be Raised
- $13,750,068
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001731431
- Filed Document
- 0001731431-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 15:12:40 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-16 15:08:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750901
- Filed Document
- 0001750901-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 15:08:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
|
|
|
D |
2019-05-16 15:06:08 UTC |
- Amount To Be Raised
- $950,000
- Associated Brokers / Dealers
- TPEG Securities LLC
- CIK Number
- 0001748555
- Filed Document
- 0001748555-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 15:06:08 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2019-05-16 14:58:33 UTC |
- Amount To Be Raised
- $10,175,002
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776556
- Filed Document
- 0001776556-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 14:58:33 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-05-16 14:57:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001402382
- Filed Document
- 0001548578-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 14:57:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-05-16 14:56:57 UTC |
- Amount To Be Raised
- $1,050,084
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001644552
- Filed Document
- 0001644552-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 14:56:57 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-05-16 14:32:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616893
- Filed Document
- 0000919574-19-003757
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 14:32:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-16 14:30:44 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001745339
- Filed Document
- 0001745339-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 14:30:44 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-05-16 14:24:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001774634
- Filed Document
- 0001774634-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 14:24:22 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2019-05-16 14:22:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jefferies LLC
- CIK Number
- 0001548578
- Filed Document
- 0001548578-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 14:22:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-05-16 14:21:21 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001075883
- Filed Document
- 0001075883-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 14:21:21 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-16 14:12:23 UTC |
- Amount To Be Raised
- $10,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001452965
- Filed Document
- 0001452965-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 14:12:23 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2019-05-16 14:10:05 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776920
- Filed Document
- 0001776920-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 14:10:05 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-16 14:09:23 UTC |
- Amount To Be Raised
- $4,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001686507
- Filed Document
- 0001686507-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 14:09:23 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-05-16 14:07:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jefferies LLC
- CIK Number
- 0001548576
- Filed Document
- 0001750940-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 14:07:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-05-16 13:59:46 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001686507
- Filed Document
- 0001686507-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 13:59:46 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-05-16 13:51:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616890
- Filed Document
- 0000919574-19-003755
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 13:51:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-16 13:44:39 UTC |
- Amount To Be Raised
- $13,653
- Associated Brokers / Dealers
- CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
- CIK Number
- 0001776722
- Filed Document
- 0001534122-19-000020
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 13:44:39 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-16 13:44:37 UTC |
- Amount To Be Raised
- $125,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776206
- Filed Document
- 0001776206-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 13:44:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-05-16 13:44:03 UTC |
- Amount To Be Raised
- $642,925
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001775375
- Filed Document
- 0001775375-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 13:44:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-05-16 13:36:40 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776981
- Filed Document
- 0001776981-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 13:36:40 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-16 13:36:28 UTC |
- Amount To Be Raised
- $10,524,406
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655682
- Filed Document
- 0001655682-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 13:36:28 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-16 13:23:06 UTC |
- Amount To Be Raised
- $35,637,260
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001737076
- Filed Document
- 0001737076-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 13:23:06 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-05-16 13:20:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001643492
- Filed Document
- 0001643492-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 13:20:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-05-16 13:18:48 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776867
- Filed Document
- 0001776867-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 13:18:48 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-05-16 13:18:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001401868
- Filed Document
- 0001750940-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 13:18:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-05-16 13:11:23 UTC |
- Amount To Be Raised
- $375,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001766083
- Filed Document
- 0001766083-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 13:11:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-05-16 12:51:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001750940
- Filed Document
- 0001750940-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 12:51:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-05-16 12:42:22 UTC |
- Amount To Be Raised
- $52,350
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001773530
- Filed Document
- 0001773530-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 12:42:22 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-05-16 12:36:23 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001773263
- Filed Document
- 0001773263-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 12:36:23 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Other
|
|
|
D/A |
2019-05-16 12:29:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001369777
- Filed Document
- 0000935836-19-000310
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 12:29:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-05-16 12:29:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001775807
- Filed Document
- 0000945621-19-000192
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 12:29:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-05-16 12:28:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674829
- Filed Document
- 0000935836-19-000309
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 12:28:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-05-16 12:27:10 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776482
- Filed Document
- 0001776482-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 12:27:10 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-05-16 12:20:39 UTC |
- Amount To Be Raised
- $5,500,000
- Associated Brokers / Dealers
- Maxim Group LLC
- CIK Number
- 0001693871
- Filed Document
- 0001465818-19-000026
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-05-16 12:20:39 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|