Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Roundhill Financial Inc. See All Filings	D	2019-05-17 16:43:07 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001760054 Filed Document 0001760054-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-17 16:43:07 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Neutrino8, Inc. See All Filings	D	2019-05-17 16:42:54 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001752012 Filed Document 0001446933-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-17 16:42:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ATAI Life Sciences AG See All Filings	D	2019-05-17 16:40:12 UTC
Amount To Be Raised $23,441,970 Associated Brokers / Dealers N/A CIK Number 0001776242 Filed Document 0001776242-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 16:40:12 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Equity
clypd, inc. See All Filings	D	2019-05-17 16:34:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001571349 Filed Document 0001571349-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 16:34:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Proem Investments Offshore LP See All Filings	D/A	2019-05-17 16:32:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766792 Filed Document 0001766792-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 16:32:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Proem Investments Onshore LP See All Filings	D/A	2019-05-17 16:21:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762521 Filed Document 0001762521-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-17 16:21:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
GMO Alternative Allocation SPC Ltd. See All Filings	D	2019-05-17 16:07:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641745 Filed Document 0001641745-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-05-17 16:07:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OnLume Inc. See All Filings	D	2019-05-17 16:06:12 UTC
Amount To Be Raised $749,093 Associated Brokers / Dealers N/A CIK Number 0001776702 Filed Document 0001776702-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 16:06:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
View The Space, Inc. See All Filings	D	2019-05-17 16:03:22 UTC
Amount To Be Raised $89,999,970 Associated Brokers / Dealers N/A CIK Number 0001648982 Filed Document 0000905718-19-000472 Exclusions or Exemptions 506b Accepted Date 2019-05-17 16:03:22 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stonepeak Cadence Feeder Fund III LP See All Filings	D	2019-05-17 16:03:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777022 Filed Document 0001777022-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 16:03:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zoom Telephonics, Inc. See All Filings	D	2019-05-17 16:01:37 UTC
Amount To Be Raised $5,000,001 Associated Brokers / Dealers N/A CIK Number 0001467761 Filed Document 0001654954-19-006263 Exclusions or Exemptions 506b Accepted Date 2019-05-17 16:01:37 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Fintop Fund II QP, LP See All Filings	D	2019-05-17 16:00:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773172 Filed Document 0000905718-19-000470 Exclusions or Exemptions 506b Accepted Date 2019-05-17 16:00:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stonepeak Cadence (Co-Bidding) Holdings LP See All Filings	D	2019-05-17 15:56:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777030 Filed Document 0001777030-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:56:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Momentum Dynamics Corp See All Filings	D	2019-05-17 15:55:32 UTC
Amount To Be Raised $7,080,000 Associated Brokers / Dealers General Wellington Capital, LLC and Palladium Capital Advisors, LLC CIK Number 0001514752 Filed Document 0000897069-19-000268 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:55:32 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
ClickSWITCH Holdings Inc. See All Filings	D	2019-05-17 15:55:19 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0001692955 Filed Document 0001692955-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:55:19 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
VIPW, LLC See All Filings	D	2019-05-17 15:55:10 UTC
Amount To Be Raised $7,906,250 Associated Brokers / Dealers N/A CIK Number 0001753595 Filed Document 0001753595-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:55:10 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Momentum Dynamics Corp See All Filings	D	2019-05-17 15:51:36 UTC
Amount To Be Raised $1,934,100 Associated Brokers / Dealers General Wellington Capital, LLC and Palladium Capital Advisors, LLC CIK Number 0001514752 Filed Document 0000897069-19-000267 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:51:36 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Fairlawn Capital 2019 Fund, LLC See All Filings	D	2019-05-17 15:47:49 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001777102 Filed Document 0001777102-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:47:49 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Riverbend Oil & Gas VI-B, L.L.C. See All Filings	D	2019-05-17 15:45:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776908 Filed Document 0001776908-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:45:18 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CLARION LION PROPERTIES FUND, LP See All Filings	D/A	2019-05-17 15:44:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JP Morgan Securities LLC CIK Number 0001129758 Filed Document 0001129758-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:44:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SE ROSEMONT HOTEL INVESTORS, LLC See All Filings	D	2019-05-17 15:44:04 UTC
Amount To Be Raised $6,679,000 Associated Brokers / Dealers N/A CIK Number 0001776506 Filed Document 0001776506-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:44:04 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Monarch Debt Recovery Participation Fund LLC See All Filings	D/A	2019-05-17 15:43:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001496253 Filed Document 0001496253-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:43:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Wealth Capital XLII US Investor, LP See All Filings	D/A	2019-05-17 15:40:30 UTC
Amount To Be Raised $30,850,000 Associated Brokers / Dealers N/A CIK Number 0001775821 Filed Document 0001642247-19-000018 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:40:30 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Nuvolo Technologies Corp See All Filings	D	2019-05-17 15:40:00 UTC
Amount To Be Raised $12,088,301 Associated Brokers / Dealers N/A CIK Number 0001657367 Filed Document 0001231919-19-000018 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:40:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
BODYSHOPBIDS, INC. See All Filings	D	2019-05-17 15:39:55 UTC
Amount To Be Raised $28,656,818 Associated Brokers / Dealers Financial Technology Partners LP CIK Number 0001585027 Filed Document 0001585027-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:39:55 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
1stdibs.com, Inc. See All Filings	D	2019-05-17 15:37:07 UTC
Amount To Be Raised $3,873,585 Associated Brokers / Dealers N/A CIK Number 0001600641 Filed Document 0001600641-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:37:07 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SynerFuse, Inc. See All Filings	D	2019-05-17 15:36:49 UTC
Amount To Be Raised $2,641,825 Associated Brokers / Dealers N/A CIK Number 0001777125 Filed Document 0001738175-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-05-17 15:36:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
DCM Priderock K-61 Fund, LLC See All Filings	D	2019-05-17 15:36:22 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001775106 Filed Document 0001775106-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:36:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Basin Acquisition Fund II, LP See All Filings	D/A	2019-05-17 15:34:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CHAMPLAIN ADVISORS, LLC CIK Number 0001715705 Filed Document 0001715705-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:34:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ride RoundTrip, Inc. See All Filings	D	2019-05-17 15:26:05 UTC
Amount To Be Raised $6,424,305 Associated Brokers / Dealers N/A CIK Number 0001736013 Filed Document 0001736013-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:26:05 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Duke Income Partners LLC See All Filings	D	2019-05-17 15:25:45 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001776781 Filed Document 0001776781-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:25:45 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CNEX LABS, INC. See All Filings	D/A	2019-05-17 15:23:12 UTC
Amount To Be Raised $55,000,004 Associated Brokers / Dealers N/A CIK Number 0001610072 Filed Document 0001610072-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:23:12 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kerecis hf See All Filings	D/A	2019-05-17 15:21:20 UTC
Amount To Be Raised $4,107,527 Associated Brokers / Dealers N/A CIK Number 0001726919 Filed Document 0001726919-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:21:20 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ICELAND Revenue or Assets Decline to Disclose Type of Security Equity
Eisler Capital Fund Ltd See All Filings	D/A	2019-05-17 15:13:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709331 Filed Document 0000902664-19-002418 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:13:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICOX INNOVATIONS INC. See All Filings	D	2019-05-17 15:12:02 UTC
Amount To Be Raised $127,985 Associated Brokers / Dealers N/A CIK Number 0001515139 Filed Document 0001085037-19-000047 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:12:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Monarch Debt Recovery Participation Fund Ltd. See All Filings	D/A	2019-05-17 15:03:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001499499 Filed Document 0001499499-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:03:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevet Direct Lending - Short Duration Fund, Ltd. See All Filings	D/A	2019-05-17 15:03:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Great Service FZE and Pulse Capital Partners, LLC CIK Number 0001636015 Filed Document 0001636015-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 15:03:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevet Direct Lending - Short Duration Fund, L.P. See All Filings	D/A	2019-05-17 14:58:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456411 Filed Document 0001456411-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 14:58:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal Credit Opportunities Fund LP See All Filings	D/A	2019-05-17 14:56:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, NYLIFE Distributors, LLC, NYLIFE Distributors, LLC, NYLIFE Distributors, LLC, NYLIFE Distributors, LLC, and UBS Securities LLC CIK Number 0001460023 Filed Document 0001567619-19-011524 Exclusions or Exemptions 506b Accepted Date 2019-05-17 14:56:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MACKAY MUNICIPAL CREDIT OPPORTUNITIES MASTER FUND LP See All Filings	D/A	2019-05-17 14:52:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. and NYLIFE Distributors, LLC CIK Number 0001460030 Filed Document 0001567619-19-011522 Exclusions or Exemptions 506b Accepted Date 2019-05-17 14:52:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MRP Cambridge, LLC See All Filings	D	2019-05-17 14:51:24 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001776921 Filed Document 0001776921-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 14:51:24 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Eisler Capital Fund LP See All Filings	D/A	2019-05-17 14:48:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675159 Filed Document 0000902664-19-002416 Exclusions or Exemptions 506b Accepted Date 2019-05-17 14:48:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SC ASIAN OPPORTUNITY FUND LP See All Filings	D/A	2019-05-17 14:43:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459443 Filed Document 0001459443-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 14:43:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ETF Portfolio Management, LLC See All Filings	D	2019-05-17 14:38:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775949 Filed Document 0001775949-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-17 14:38:28 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Silver Rock Onshore Opportunistic Credit Fund LP See All Filings	D/A	2019-05-17 14:33:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674780 Filed Document 0001674780-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 14:33:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UVertz, LLC See All Filings	D/A	2019-05-17 14:32:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751180 Filed Document 0001751180-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 14:32:36 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Bridge Angel Investors II (VuPulse), LLC See All Filings	D	2019-05-17 14:32:04 UTC
Amount To Be Raised $185,000 Associated Brokers / Dealers N/A CIK Number 0001777010 Filed Document 0001777010-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 14:32:04 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Pneuma Respiratory, Inc. See All Filings	D/A	2019-05-17 14:31:46 UTC
Amount To Be Raised $4,999,906 Associated Brokers / Dealers N/A CIK Number 0001701794 Filed Document 0001701794-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-05-17 14:31:46 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Viral Films Media LLC See All Filings	D	2019-05-17 14:30:15 UTC
Amount To Be Raised $300,020 Associated Brokers / Dealers N/A CIK Number 0001777060 Filed Document 0001777060-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-05-17 14:30:15 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ETF Portfolio Management, LLC See All Filings	D	2019-05-17 14:27:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001775949 Filed Document 0001775949-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-05-17 14:27:02 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other